ADDITIONAL TERMS OF SETTLEMENT. 22. This settlement is agreed upon in accordance with section 24.4 of MFDA By-law No. 1 and Rules 14 and 15 of the MFDA Rules of Procedure.
ADDITIONAL TERMS OF SETTLEMENT. 11. This Agreement is governed by the laws of the United States. This Agreement shall be deemed to have been drafted by both Parties and shall not be construed against any one party in the event of a subsequent dispute concerning the terms of the Agreement. The Parties agree that the paragraphs set forth in Part II of this Agreement (entitled “Terms of Settlement”) are material terms.
ADDITIONAL TERMS OF SETTLEMENT. 21. This Agreement sets forth the entire agreement between the parties and fully supersedes any and all prior agreements or understandings between the parties pertaining to the IER Investigations. This Agreement is governed by the laws of the United States. This Agreement shall be deemed to have been drafted by both parties and shall not be construed against any one party in the event of a subsequent dispute concerning the terms of the Agreement. The parties agree that the paragraphs set forth in Part II of this Agreement (entitled “Terms of Settlement”) are material terms, and that neither party waives the right to argue that the other provisions of settlement are material.
ADDITIONAL TERMS OF SETTLEMENT. 17. If IER has reason to believe that Respondent has violated or is violating any provision of this Agreement, IER may, in its sole discretion, notify Respondent of the purported violation rather than initiate a new discrimination investigation or seek to judicially enforce the Agreement. If IER has exercised its discretion to notify Respondent of the purported violation, Respondent shall have thirty (30) calendar days from the date IER notifies it of the purported violation(s) to cure the violation(s) to IER’s satisfaction, before IER deems Respondent to be in violation of this Agreement and proceeds to take appropriate enforcement actions.
ADDITIONAL TERMS OF SETTLEMENT. 25. This settlement is agreed upon in accordance with Mutual Fund Dealer Rule 7.4.4 and Rules 14 and 15 of the Mutual Fund Dealer Rules of Procedure.
ADDITIONAL TERMS OF SETTLEMENT. 19. If IER has reason to believe that one or all Respondents are in violation of any provision of this Agreement, IER may, in its sole discretion, notify the relevant Respondent(s) of the purported violation rather than initiate a new discrimination investigation or seek to judicially enforce the Agreement. The relevant Respondent(s) shall have 30 days from the date of IER’s notification to provide IER with information and/or cure any violation(s) to IER’s satisfaction before IER deems the relevant Respondent(s) to be in violation of this Agreement.
ADDITIONAL TERMS OF SETTLEMENT. The value of any fractional TSR Outperformance RSUs will be rounded down at the time Stock is issued to you in connection with the TSR Outperformance RSUs. No fractional shares of Stock, nor the cash value of any fractional shares of Stock, will be issuable or payable to you pursuant to this Agreement. The value of such shares of Stock or cash payable pursuant to this Section 5 will not bear any interest owing to the passage of time. Neither this Section 5 nor any action taken pursuant to or in accordance with this Section 5 will be construed to create a trust or a funded or secured obligation of any kind.
ADDITIONAL TERMS OF SETTLEMENT. 16. This Agreement resolves any and all differences between the parties relating to investigations DJ #s 000-00-000, 000-00-000 and 000-00-000 through the Effective Date of this Agreement.
ADDITIONAL TERMS OF SETTLEMENT. 19. This Agreement is governed by the laws of the United States. This Agreement shall be deemed to have been drafted by both Parties and shall not be construed against any one party in the event of a subsequent dispute concerning the terms of the Agreement. The Parties agree that the paragraphs set forth in Part II of this Agreement (entitled “Terms of Settlement”) are material terms, without waiver of either Party’s right to argue that other terms in the Agreement are material. Xxxxxxx Xxxxxxxxxx Deputy Special Counsel Xxxxx Xxxxxx Xxxxx Special Litigation Counsel Xxxxxxx Xxxxx Equal Opportunity Specialist 4-10-23
ADDITIONAL TERMS OF SETTLEMENT. 22. This Agreement sets forth the entire agreement between the parties and fully supersedes any and all prior agreements or understandings between the parties pertaining to the IER Investigation, DJ # 000-00-00. This Agreement is governed by the laws of the United States. This Agreement shall be deemed to have been drafted by both parties and shall not be construed against any one party in the event of a subsequent dispute concerning the terms of the Agreement. The parties agree that the paragraphs set forth in Part II of this Agreement (entitled “Terms of Settlement”) are material terms.
