Testing-the-Waters Communication. Neither the Company nor the Representative have engaged in any Testing-the-Waters Communication with entities that are (or the Company or the Representative, as applicable, reasonably believes are) qualified institutional buyers within the meaning of Rule 144A under the Securities Act or institutions that are (or the Company or the Representative, as applicable, reasonably believes are) accredited investors within the meaning of Rule 501 under the Securities Act. The Company has not authorized anyone other than the Representative to engage in Testing-the-Waters Communications. The Company reconfirms that the Representative has been authorized to act on its behalf in undertaking Testing-the-Waters Communications. The Company has not distributed any Written Testing-the-Waters Communications other than those listed on Schedule II hereto.
Appears in 7 contracts
Samples: Lock Up Agreement (Applied UV, Inc.), Underwriting Agreement (Applied UV, Inc.), Underwriting Agreement (Applied UV, Inc.)
