The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managers, members, partners, officers, employees, agents, attorneys and accountants in connection with the Offering.
Appears in 7 contracts
Samples: Managing Broker Dealer Agreement, Managing Broker Dealer Agreement (Cottonwood Multifamily Opportunity Fund, Inc.), Managing Broker Dealer Agreement (Cottonwood Multifamily Development REIT I, Inc.)
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offeringissuance and sale of Debentures or in connection with the Registration Statement.
Appears in 5 contracts
Samples: Managing Broker Dealer Agreement, Managing Broker Dealer Agreement (GWG Holdings, Inc.), Managing Broker Dealer Agreement (GWG Holdings, Inc.)
The Managing Broker. Dealer agrees to promptly notify the Company Issuer of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managers, members, partners, officers, directors, employees, agents, attorneys attorneys, accountants and accountants affiliates in connection with the Offering.
Appears in 5 contracts
Samples: Managing Broker Dealer Agreement (Cottonwood Communities, Inc.), Managing Broker Dealer Agreement (White River Energy Corp.), Managing Broker Dealer Agreement (Cottonwood Communities, Inc.)
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offeringoffer or sale of L Bonds or in connection with the Registration Statement.
Appears in 3 contracts
Samples: Managing Broker Dealer Agreement (GWG Life, LLC), Managing Broker Dealer Agreement (GWG Life, LLC), Managing Broker Dealer Agreement (GWG Life, LLC)
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer's officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offeringissuance and sale of Debentures or in connection with the Registration Statement.
Appears in 2 contracts
Samples: Managing Broker Dealer Agreement (GWG Life Settlements, LLC), Managing Broker Dealer Agreement (GWG Holdings, Inc.)
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Broker Dealer or any of its managersthe Managing Broker Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offering.
Appears in 1 contract
Samples: Managing Broker Dealer Agreement (MCI Income Fund V, LLC)
The Managing Broker. Dealer agrees to promptly notify the Company Issuer of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the OfferingSecurities or in connection with the Offering Statement.
Appears in 1 contract
Samples: Registered Investment Adviser Client Introduction Agreement (Cottonwood Multifamily Reit Ii, Inc.)
The Managing Broker. Dealer agrees to promptly notify the Company Issuer and the Depositor of the commencement of any material litigation or proceedings against the Managing Broker-Dealer or any of its managers, members, partners, officers, directors, employees, agents, attorneys attorneys, accountants and accountants in connection with affiliates directly related to the OfferingOffering if the litigation or proceeding could have an adverse effect on the Offering and only to the extent the Managing Broker-Dealer has actual knowledge of such litigation or proceeding.
Appears in 1 contract
Samples: Managing Broker Dealer Agreement (Cantor Fitzgerald Income Trust, Inc.)
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offeringoffer or sale of Products or in connection with the Offering Statement .
Appears in 1 contract
Samples: Managing Broker Dealer Agreement (Legion Capital Corp)
The Managing Broker. Dealer agrees to promptly notify the Company of the commencement of any litigation or proceedings against the Managing Broker-Dealer or any of its managersthe Managing Broker-Dealer’s officers, membersdirectors, partners, officersaffiliates, employees, agents, attorneys and accountants or agents in connection with the Offeringoffer or sale of Preferred or in connection with the Registration Statement.
Appears in 1 contract
Samples: Managing Broker Dealer Agreement (GWG Holdings, Inc.)
