The Managing Broker. Dealer and indirectly through participating Selling Group Members, shall maintain in its files, for a period of six years following the Offering Termination Date, documents disclosing the basis upon which the above determination of suitability was reached as to each purchaser.
Appears in 10 contracts
Samples: Managing Broker Dealer Agreement, Managing Broker Dealer Agreement (GWG Life, LLC), Managing Broker Dealer Agreement (GWG Life, LLC)