Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)"). 2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and (c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 10 contracts
Samples: Transfer Agency and Service Agreement (Legg Mason Light Street Trust Inc), Transfer Agency and Service Agreement (Ssbciti Funds Inc), Transfer Agency and Service Agreement (Century Capital Managment Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section SECTION 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 8 contracts
Samples: Transfer Agency and Service Agreement (Legg Mason Investment Trust Inc), Transfer Agency and Service Agreement (Legg Mason Investment Trust Inc), Transfer Agency and Service Agreement (American Select Funds)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators TPAs which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)")amended.
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 8 contracts
Samples: Transfer Agency and Service Agreement (Clipper Fund Inc), Transfer Agency and Service Agreement (Davis Variable Account Fund Inc), Transfer Agency and Service Agreement (Clipper Fund Inc)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs TPA's as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 7 contracts
Samples: Transfer Agency and Service Agreement (Cohen & Steers Dividend Value Fund, Inc.), Transfer Agency and Service Agreement (Bernstein Sanford C Fund Ii Inc), Transfer Agency and Service Agreement (Tamarack Funds Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 7 contracts
Samples: Transfer Agency and Service Agreement (Excelsior Funds Trust), Transfer Agency and Service Agreement (Schroder Global Series Trust), Transfer Agency and Service Agreement (Henderson Global Funds)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customersemployers (“Employers”), a qualified plan program (the "“Program"”) pursuant to which the customers ("Employers") Employers may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "Plan “Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "amended (the “TPA(s)"”).
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund Trust from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent Transfer Agent of the Funds Trust and not as a record-keeper for the Plans.
Appears in 6 contracts
Samples: Transfer Agency and Service Agreement (Allspring Funds Trust), Transfer Agency and Service Agreement (Allspring Variable Trust), Transfer Agency and Service Agreement (Allspring Funds Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 3.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 3.2 In accordance with procedures that may be established from time to time by mutual agreement of the procedures established in the initial parties and set forth on a Schedule 2.1 3.1 hereto entitled "Third Party Administrator Procedures", as which may be amended by the Transfer Agent and the Fund thereafter from time to time ("Schedule 2.13.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 2 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Nuveen Investment Trust Iii), Transfer Agency and Service Agreement (Nuveen Investment Trust Ii), Transfer Agency and Service Agreement (Nuveen Municipal Trust/Ma)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; : and
(c) Perform all services under Section SECTION 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Emerging Germany Fund Inc), Transfer Agency and Service Agreement (RCM Equity Funds Inc), Transfer Agency and Service Agreement (RCM Capital Funds Inc /Md/)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs TPA's as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper recordkeeper for the Plans.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Cohen & Steers Equity Income Fund Inc), Transfer Agency and Service Agreement (Cohen & Steers Special Equity Fund), Transfer Agency and Service Agreement (Cohen & Steers Institutional Realty Shares Inc)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:;
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Paydenfunds), Transfer Agency and Service Agreement (Metzler Payden Investment Group), Transfer Agency and Service Agreement (Metzler Payden Investment Group)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customersemployers (“Employers”), a qualified plan program (the "“Program"”) pursuant to which the customers ("Employers") Employers may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "Plan “Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "amended (the “TPA(s)"”).
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund Trust from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Allspring Funds Trust), Transfer Agency and Service Agreement (Allspring Variable Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators TPAs which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)")amended.
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans a Plan in the name of the TrusteesPlan’s trustee for the benefit of the Plan, Plans Plan or TPAs TPA, as the case may be be, as an omnibus accountsaccount;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee a Plan’s trustees for the benefit of the Plan, the Plan, or TPA; and
(c) Perform all services under Section 1 as transfer agent of the Funds Fund and not as a record-keeper for the Plans.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (State Street Institutional Investment Trust), Transfer Agency and Service Agreement (Rs Investment Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent Bank and the Fund from time to time ("Schedule 2.1"), the Transfer Agent Bank shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
and (c) Perform all services under Section 1 as transfer agent of the Funds --------- and not as a record-keeper for the Plans.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Security Capital U S Real Estate Shares Inc), Transfer Agency and Service Agreement (Security Capital U S Real Estate Shares Inc)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 . In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (CGM Trust), Transfer Agency and Service Agreement (CGM Capital Development Fund)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Sub-Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Sub-Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as sub-transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 2 contracts
Samples: Sub Transfer Agency and Service Agreement (Citifunds Trust I), Sub Transfer Agency and Service Agreement (Citifunds Trust Iii)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a401 (a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs TPA's as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper recordkeeper for the Plans.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Excelsior Funds Inc), Transfer Agency and Service Agreement (Cohen & Steers Realty Shares Inc)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customersemployers (“Employers”), a qualified plan program (the "“Program"”) pursuant to which the customers ("Employers") Employers may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "Plan “Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "amended (the “TPA(s)"”).
2.2 . In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund Trust from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) : Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) ; Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) and Perform all services under Section 1 as transfer agent Transfer Agent of the Funds Trust and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Wells Fargo Funds Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, customers a qualified plan program (the "Program") pursuant to which the such customers ("Employers") may adopt certain plans of deferred compensation (each a "Plan or Plan," and collectively, "Plans") for the benefit of the individual Plan participant participants (the "Plan ParticipantParticipants"), such Plan(s) Plans being qualified under Section 401(a) of the Internal Revenue Code of 1986Code, as amended ("Code") and administered by third party administrators administrators, which may be plan administrators "administrators" as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended ("TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 2.2 hereto entitled "Third Party Administrator Procedures", ," as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.12.2"), the Transfer Agent shall:
(a) Treat treat Shareholder accounts established by the Plans in the name of the Plan Trustees, the Plans or TPAs TPAs, as the case may be be, as omnibus accounts;
(b) Maintain maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform perform all services under Section 1 as transfer agent of the Funds Fund and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Nvest Companies Trust I)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "amended (the “TPA(s)"”).
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs TPA’s as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Cohen & Steers Preferred Securities & Income Fund, Inc.)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "amended (the “TPA(s)"”).
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (AXA Enterprise Multimanager Funds Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 3.1 entitled "Third Party Administrator Procedures", as may be he amended by the Sub-Transfer Agent and the Fund from time to time ("Schedule 2.13.1"), the Sub-Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of of' the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as sub-transfer agent of the Funds and not as a record-keeper for the --------- Plans.
Appears in 1 contract
Samples: Sub Transfer Agency and Service Agreement (American Skandia Advisor Funds Inc)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "amended (the “TPA(s)"”).
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund Funds from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds each Fund and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency Agreement
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third third-party administrators (“TPAs”) which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)")amended.
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures", ,” as may be amended in writing by the Transfer Agent and the Fund from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trusteestrustees of the Plans, Plans or TPAs TPAs, as the case may be be, as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds Fund and the Portfolios and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Premier Multi-Series VIT)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)").
2.2 amended. In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended) (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.12.1 "), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Pimco Funds Multi Manager Series)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "amended (the “TPA(s)"”).
2.2 In accordance with the procedures established in the initial Schedule 2.1 D entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund Trust from time to time ("“Schedule 2.1"D”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the TrusteesPlan trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee Plan trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds Trust and not as a record-keeper for the Plans.
Appears in 1 contract
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "amended (the “TPA(s)"”).
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund Trust from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the TrusteesPlan trustees, Plans or TPAs TPA’s as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee Plan trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds Trust and not as a record-keeper for the Plans.
Appears in 1 contract
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds --------- and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (North American Funds)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators TPAs which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)")amended.
2.2 In accordance with the procedures established in the initial [Schedule 2.1 [XX] entitled "“Third Party Administrator Procedures", ,”] as may be amended by the Transfer Agent and the Fund from time to time ("“Schedule 2.1"[XX]”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs TPAs, as the case may be be, as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent Transfer Agent of the Funds Fund and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (American Beacon Institutional Funds Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 The A Fund may decide to make available to certain of its customers, customers a qualified plan program (the "Program") pursuant to which the such customers ("Employers") may adopt certain plans of deferred compensation (each a "Plan or Plan," and collectively, "Plans") for the benefit of the individual Plan participant participants (the "Plan ParticipantParticipants"), such Plan(s) Plans being qualified under Section 401(a) of the Internal Revenue Code of 1986Code, as amended ("Code") and administered by third party administrators administrators, which may be plan administrators "administrators" as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended ("TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 2.2 hereto entitled "Third Party Administrator Procedures", ," as may be amended by the Transfer Agent and the Fund Funds from time to time ("Schedule 2.12.2"), the Transfer Agent shall:
(a) Treat treat Shareholder accounts established by the Plans in the name of the Plan Trustees, the Plans or TPAs TPAs, as the case may be be, as omnibus accounts;
(b) Maintain maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform perform all services under Section SECTION 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Nvest Tax Exempt Money Market Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)").
2.2 amended. In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation or other retirement plans ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", ," as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds Fund --------- and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Acorn Investment Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation or other retirement plans ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", ," as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds Fund and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Wanger Advisors Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, customers a qualified plan program (the "Program") pursuant to which the such customers ("Employers") may adopt certain plans of deferred compensation (each a "Plan or Plan," and collectively, "Plans") for the benefit of the individual Plan participant participants (the "Plan ParticipantParticipants"), such Plan(s) Plans being qualified under Section 401(a) of the Internal Revenue Code of 1986Code, as amended ("Code") and administered by third party administrators administrators, which may be plan administrators "administrators" as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended ("TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 2.2 hereto entitled "Third Party Administrator Procedures", ," as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.12.2"), the Transfer Agent shall:
(a) Treat treat Shareholder accounts established by the Plans in the name of the Plan Trustees, the Plans or TPAs TPAs, as the case may be be, as omnibus accounts;
(b) Maintain maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Kobrick Investment Trust)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan Plan" or "Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a401 (a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended) (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Nomura Pacific Basin Fund Inc)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "“TPA(s)"”).
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures"”, as may be amended by the Sub-Transfer Agent and the Fund from time to time ("“Schedule 2.1"”), the Sub-Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as sub-transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation or profit sharing ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs TPA's as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds --------- and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Artisan Funds Inc)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund Trust may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "amended (the “TPA(s)"”).
2.2 In accordance with the procedures established in from time to time by the initial Schedule 2.1 parties entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund Trust from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the TrusteesPlan trustees, Plans or TPAs TPA’s as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee Plan trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds Trust and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (AARP Portfolios)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation or profit sharing ("Plan or Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs TPA's as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Artisan Funds Inc)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "Program") pursuant to which the customers ("Employers") may adopt certain plans of deferred compensation ("Plan Plan" or "Plans") for the benefit of the individual Plan participant (the "Plan Participant"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("Code") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the amended) (the "TPA(s)").
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "Third Party Administrator Procedures", as may be amended by the Transfer Agent and the Fund from time to time ("Schedule 2.1"), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the --------- Funds and not as a record-keeper for the Plans.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (William Blair Funds)
Third Party Administrators for Defined Contribution Plans. 2.1 The Fund may decide to make available to certain of its customers, a qualified plan program (the "“Program"”) pursuant to which the customers ("“Employers"”) may adopt certain plans of deferred compensation ("“Plan or Plans"”) for the benefit of the individual Plan participant (the "“Plan Participant"”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended ("“Code"”) and administered by third party administrators TPAs which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended)(the "TPA(s)")amended.
2.2 In accordance with the procedures established in the initial Schedule 2.1 entitled "“Third Party Administrator Procedures"”, as may be amended by the Transfer Agent and the Fund from time to time ("“Schedule 2.1"”), the Transfer Agent shall:
(a) Treat Shareholder accounts established by the Plans in the name of the Trustees, Plans or TPAs as the case may be as omnibus accounts;
(b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Trustee for the benefit of the Plan; and
(c) Perform all services under Section 1 as transfer agent of the Funds and not as a record-keeper for the Plans.
Appears in 1 contract