Common use of Third Party Administrators for Defined Contribution Plans Clause in Contracts

Third Party Administrators for Defined Contribution Plans. 2.1 The Trust may decide to make available to certain of its customers, a qualified plan program (the “Program”) pursuant to which the customers (“Employers”) may adopt certain plans of deferred compensation (“Plan” or “Plans”) for the benefit of the individual Plan participant (the “Plan Participant”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the “Code”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the “TPA(s)”). 2.2 In accordance with the procedures established in Schedule D hereto, entitled “Third Party Administrator Procedures”, as may be amended by the Transfer Agent and the Trust from time to time, the Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Plan trustees, Plans or TPAs as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Plan trustee for the benefit of the Plan; and (c) Perform all services under Section 1 as transfer agent of the Trust and not as a record-keeper for the Plans. 2.3 Transactions identified under Section 2 of this Agreement shall be deemed exception services (“Exception Services”) when such transactions: (a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement. (b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the Transfer Agency system; or (c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the Transfer Agency system than is usually required by non-retirement plans and pre-nightly transactions.

Third Party Administrators for Defined Contribution Plans. 2.1 The Trust Fund may decide to make available to certain of its customers, a qualified plan program (the “"Program”") pursuant to which the customers (“"Employers”") may adopt certain plans of deferred compensation (“Plan” "Plan or “Plans”") for the benefit of the individual Plan participant (the “"Plan Participant”"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the “"Code”") and administered by third party administrators TPAs which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the “TPA(s)”)amended. 2.2 In accordance with the procedures established in the initial Schedule D hereto, 2.1 entitled “"Third Party Administrator Procedures”", as may be amended by the Transfer Agent and the Trust Fund from time to timetime ("Schedule 2.1"), the Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Plan trusteesTrustees, Plans or TPAs as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Plan trustee Trustee for the benefit of the Plan; and (c) Perform all services under Section SECTION 1 as transfer agent of the Trust Fund and not as a record-keeper for the Plans. 2.3 Transactions identified under Section SECTIONS 1 AND 2 of this Agreement shall be deemed exception services (“"Exception Services”") when such transactions: (a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement.transfer agency and recordkeeping services; (b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the Transfer Agency systemTA2000 System; or (c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the Transfer Agency system TA2000 System than is usually required by non-retirement plans and pre-nightly transactionsnormally required.

Third Party Administrators for Defined Contribution Plans. 2.1 The Trust may decide to make available to certain of its customers, a qualified plan program (the “"Program”") pursuant to which the customers (“"Employers”") may adopt certain plans of deferred compensation (“"Plan” " or “"Plans”") for the benefit of the individual Plan participant (the “"Plan Participant”"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the “"Code”) "), and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the “"TPA(s)”"). 2.2 In accordance with the procedures established in the initial Schedule D hereto, 2.1 entitled “"Third Party Administrator Procedures”", as may be amended by the Trust and the Transfer Agent and the Trust from time to timetime ("Schedule 2.1"), the Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Plan trusteesTrustees, Plans or TPAs as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Plan trustee Trustee for the benefit of the Plan; and (c) Perform all services under Section SECTION 1 as transfer agent of the Trust Funds and not as a record-keeper for the Plans. 2.3 Transactions identified under Section SECTION 2 of this Agreement shall be deemed exception services (“"Exception Services”") when such transactions: (a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section SECTION 1 of this Agreement.; (b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the Transfer Agency systemTA2000 System; or (c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the Transfer Agency system TA2000 System than is usually required by non-retirement plans plan and pre-nightly transactions.

Third Party Administrators for Defined Contribution Plans. 2.1 2.1. The Trust Fund may decide to make available to certain of its customers, a qualified plan program (the “"Program”") pursuant to which the customers (“"Employers”") may adopt certain plans of deferred compensation (“Plan” "Plan or “Plans”") for the benefit of the individual Plan participant (the “"Plan Participant”"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the “"Code”") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the “"TPA(s)”"). 2.2 2.2. In accordance with the procedures established in the initial Schedule D hereto, 2.1 entitled “"Third Party Administrator Procedures”", as may be amended by the Transfer Agent and the Trust Fund from time to timetime ("Schedule 2.1"), the Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Plan trusteesTrustees, Plans or TPAs TPA's as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Plan trustee Trustee for the benefit of the Plan; and (c) Perform all services under Section SECTION 1 as transfer agent of the Trust Funds and not as a record-keeper for the Plans. 2.3 2.3. Transactions identified under Section SECTION 2 of this Agreement shall be deemed exception services (“"Exception Services”") when such transactions: (a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section SECTION 1 of this Agreement.; (b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the Transfer Agency systemTA2000 System; or (c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the Transfer Agency system TA2000 System than is usually required by non-retirement plans plan and pre-nightly transactions.

Third Party Administrators for Defined Contribution Plans. 2.1 The Trust Fund may decide to make available to certain of its customers, a qualified plan program (the “"Program”") pursuant to which the customers (“"Employers”") may adopt certain plans of deferred compensation (“"Plan” " or “"Plans”") for the benefit of the individual Plan participant (the “"Plan Participant”"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the “"Code”) "), and administered by third third-party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the “"TPA(s)”"). 2.2 In accordance with the procedures established in the initial Schedule D hereto, 2.1 entitled “"Third Party Administrator Procedures”", as may be amended by the Sub-Transfer Agent and the Trust Transfer Agent from time to timetime ("Schedule 2.1"), the Sub-Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Plan trusteesTrustees, Plans or TPAs as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Plan trustee Trustee for the benefit of the Plan; and (c) Perform all services under Section SECTION 1 as sub-transfer agent of the Trust Funds and not as a record-keeper for the Plans. 2.3 Transactions identified under Section SECTION 2 of this Agreement shall be deemed exception services (“"Exception Services”") when such transactions: (a) Require the Sub-Transfer Agent to use methods and procedures other than those usually employed by the Sub-Transfer Agent to perform services under Section SECTION 1 of this Agreement.; (b) Involve the provision of information to the Sub-Transfer Agent after the commencement of the nightly processing cycle of the Transfer Agency systemTA2000 System; or (c) Require more manual intervention by the Sub-Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the Transfer Agency system TA2000 System than is usually required by non-retirement plans plan and pre-nightly transactions.

Third Party Administrators for Defined Contribution Plans. 2.1 The Trust Company may decide to make available to certain of its customers, a qualified plan program (the “Program”) pursuant to which the customers (“Employers”) may adopt certain plans of deferred compensation (“Plan” Plan or “Plans”) for the benefit of the individual Plan participant (the “Plan Participant”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the “Code”) and administered by third party administrators (the “TPA(s)”) which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the “TPA(s)”)amended. 2.2 In accordance with the procedures established in the initial Schedule D hereto, entitled “Third Party Administrator Procedures”, as may be amended by the Transfer Agent and the Trust Company from time to timetime (“Schedule D”), the Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Plan trustees, Plans or TPAs as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Plan trustee for the benefit of the Plan; and (c) Perform all services under Section 1 as transfer agent of the Trust Company and not as a record-keeper for the Plans. 2.3 Transactions identified under Section 2 of this Agreement shall be deemed exception services (“Exception Services”) when such transactions: (a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement. (b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the Transfer Agency system; or (c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the Transfer Agency system than is usually required by non-retirement plans plan and pre-nightly transactions.

Third Party Administrators for Defined Contribution Plans. 2.1 The Trust Fund may decide to make available to certain of its customers, a qualified plan program (the “"Program”") pursuant to which the customers (“"Employers”") may adopt certain plans of deferred compensation (“Plan” "Plan or “Plans”") for the benefit of the individual Plan participant (the “"Plan Participant”"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the “"Code”") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the “"TPA(s)”"). 2.2 In accordance with the procedures established in the initial Schedule D hereto, 2.1 entitled “"Third Party Administrator Procedures”", as may be amended by the Transfer Agent and the Trust Fund from time to timetime ("Schedule 2.1"), the Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Plan trusteesTrustees, Plans or TPAs as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Plan trustee Trustee for the benefit of the Plan; and (c) Perform all services under Section SECTION 1 as transfer agent of the Trust Funds and not as a record-keeper for the Plans.. --------- 2.3 Transactions identified under Section SECTION 2 of this Agreement shall be deemed exception services (“"Exception Services”") when --------- such transactions: (a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section SECTION 1 of this Agreement.; (b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the Transfer Agency systemTA2000 System; or (c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the Transfer Agency system TA2000 System than is usually required by non-retirement plans plan and pre-nightly transactions.

Third Party Administrators for Defined Contribution Plans. 2.1 The Trust Fund may decide to make available to certain of its customers, a qualified plan program (the “"Program”") pursuant to which the customers (“"Employers”") may adopt certain plans of deferred compensation (“Plan” "Plan or “Plans”") for the benefit of the individual Plan participant (the “"Plan Participant”"), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the “"Code”") and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the “"TPA(s)”"). 2.2 In accordance with the procedures established in Schedule D hereto, the initial SCHEDULE 2.1 entitled “"Third Party Administrator Procedures”", as may be amended by the Transfer Agent and the Trust Fund from time to time, the Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Plan trusteesTrustees, Plans or TPAs as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Plan trustee Trustee for the benefit of the Plan; and (c) Perform all services under Section SECTION 1 as transfer agent of the Trust Funds and not as a record-keeper for the Plans. 2.3 Transactions identified under Section SECTION 2 of this Agreement shall be deemed exception services (“"Exception Services”") when such transactions: (a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section SECTION 1 of this Agreement.; (b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the Transfer Agency systemTA2000 System; or (c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the Transfer Agency system TA2000 System than is usually required by non-retirement plans plan and pre-nightly transactions.

Third Party Administrators for Defined Contribution Plans. 2.1 The Trust may decide to make available to certain of its customers, a qualified plan program (the “Program”) pursuant to which the customers (“Employers”) may adopt certain plans of deferred compensation (“Plan” Plan or “Plans”) for the benefit of the individual Plan participant (the “Plan Participant”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the “Code”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the “TPA(s)”). 2.2 In accordance with the procedures established in the initial Schedule D hereto, entitled “Third Party Administrator Procedures”, as may be amended by the Transfer Agent and the Trust from time to timetime (“Schedule D”), the Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Plan trustees, Plans or TPAs as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Plan trustee for the benefit of the Plan; and (c) Perform all services under Section 1 as transfer agent of the Trust and not as a record-keeper for the Plans. 2.3 Transactions identified under Section 2 of this Agreement shall be deemed exception services (“Exception Services”) when such transactions: (a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement.. NTAC:2SE-18 (b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the Transfer Agency system; or (c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the Transfer Agency system than is usually required by non-retirement plans plan and pre-nightly transactions.

Third Party Administrators for Defined Contribution Plans. 2.1 The Trust may decide to make available to certain of its customers, a qualified plan program (the “Program”) pursuant to which the customers (“Employers”) may adopt certain plans of deferred compensation (“Plan” or “Plans”) for the benefit of the individual Plan participant (the “Plan Participant”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the “Code”) and administered by third party administrators which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the “TPA(s)”). 2.2 In accordance with the procedures established in Schedule D hereto, entitled “Third Party Administrator Procedures”, as may be amended by the Transfer Agent and the Trust from time to time, the Transfer Agent shall: (a) Treat Shareholder accounts established by the Plans in the name of the Plan trustees, Plans or TPAs as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Plan trustee for the benefit of the Plan; and (c) Perform all services under Section 1 as transfer agent of the Trust and not as a record-keeper for the Plans. 2.3 Transactions identified under Section 2 of this Agreement shall be deemed exception services (“Exception Services”) when such transactions: (a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement. (b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the Transfer Agency system; or (c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the Transfer Agency system than is usually required by non-retirement plans and pre-nightly transactions.

Third Party Administrators for Defined Contribution Plans. 2.1 The Trust A Fund may decide to make available to certain of its customers, a qualified plan program (the “Program”) pursuant to which the customers (“Employers”) may adopt certain plans of deferred compensation (“Plan” or “Plans”) for the benefit of the individual Plan participant (the “Plan Participant”), such Plan(s) being qualified under Section 401(a) of the Internal Revenue Code of 1986, as amended (the “Code”) and administered by third party administrators (the “TPA(s)”), which may be plan administrators as defined in the Employee Retirement Income Security Act of 1974, as amended (the “TPA(s)”)amended. 2.2 In accordance with the procedures established in the attached Schedule D hereto, entitled “Third Party Administrator Procedures”, ,” as may be amended by the Transfer Agent and the Trust applicable Fund from time to time, the Transfer Agent shallshall on behalf of such Fund: (a) Treat Shareholder accounts established by the Plans in the name of the Plan trustees, Plans or TPAs as the case may be as omnibus accounts; (b) Maintain omnibus accounts on its records in the name of the TPA or its designee as the Plan trustee for the benefit of the Plan; and (c) Perform all services under Section 1 as transfer agent of the Trust Fund and not as a record-keeper for the Plans. 2.3 Transactions identified under Section 2 of this Agreement shall be deemed exception services (“Exception Services”) when such transactions: (a) Require the Transfer Agent to use methods and procedures other than those usually employed by the Transfer Agent to perform services under Section 1 of this Agreement. (b) Involve the provision of information to the Transfer Agent after the commencement of the nightly processing cycle of the Transfer Agency system; or (c) Require more manual intervention by the Transfer Agent, either in the entry of data or in the modification or amendment of reports generated by the Transfer Agency system than is usually required by non-retirement plans plan and pre-nightly transactions.