Third Party Verification. Participating Dealer agrees that all their clients be verified by the Third Party Verifier contracted by the Company; and • Participating Dealer acknowledges that purchasers to whom they distribute the offering would need to provide certain personal data to the Third Party Verifier for it to conduct the verification. “PARTICIPATING DEALER” (Print Name of Participating Dealer) By: Title: Date: Exhibit A ACCREDITATION LETTER NOTE: TO BE PREPARED BY THE SUBSCRIBER’S THIRD-PARTY LICENSED ATTORNEY, CERTIFICATE PUBLIC ACCOUNTANT, AN SEC-REGISTERED INVESTMENT ADVISER OR A REGISTERED BROKER-DEALER. In connection with a proposed investment in pursuant to Rule 506(c) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”), I hereby confirm that, as of the date set forth below, is/are “accredited investor(s)” as defined in Rule 501(a) of Regulation D under the Securities Act. In making this determination, I have reviewed the selected documents and information: (Initial one of the options below) With respect to Income: Any Internal Revenue Service form that reports the purchaser’s income for the two most recent years (including, but not limited to, Form W–2, Form 1099, Schedule K–1 to Form 1065, and Form 1040) and obtained a written representation from the purchaser that s/he (alone or with spouse) has a reasonable expectation of reaching the income level necessary to qualify as an “accredited investor” during the current year; With respect to Net Worth: Asset and liability documentation listed below, dated within the prior three months and obtained a written representation that all liabilities necessary to make a determination of net worth have been disclosed. • Assets: Bank statements, brokerage statements and other statements of securities holdings, certificates of deposit, tax assessments, and appraisal reports issued by independent third parties; • Liabilities: A consumer report from at least one of the nationwide consumer reporting agencies. I am a (attorney, accountant, broker-dealer, investment adviser) licensed (# ) and in good standing in the state of .
Appears in 2 contracts
Samples: Manager Agreement (Invesco Commercial Real Estate Finance Trust, Inc.), Dealer Manager Agreement (Invesco Commercial Real Estate Finance Trust, Inc.)
Third Party Verification. Participating Dealer Adviser agrees that all their clients be verified by the Third Party Verifier contracted by the Company; and • Participating Dealer Adviser acknowledges that purchasers to whom they distribute the offering would need to provide certain personal data to the Third Party Verifier for it to conduct the verification. “PARTICIPATING DEALERADVISER” (Print Name of Participating DealerAdviser) By: Title: Date: Exhibit A ACCREDITATION LETTER NOTE: TO BE PREPARED BY THE SUBSCRIBER’S THIRD-PARTY LICENSED ATTORNEY, CERTIFICATE PUBLIC ACCOUNTANT, AN SEC-REGISTERED INVESTMENT ADVISER OR A REGISTERED BROKER-DEALER. In connection with a proposed investment in pursuant to Rule 506(c) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”), I hereby confirm that, as of the date set forth below, is/are “accredited investor(s)” as defined in Rule 501(a) of Regulation D under the Securities Act. In making this determination, I have reviewed the selected documents and information: (Initial one of the options below) With respect to Income: Any Internal Revenue Service form that reports the purchaser’s income for the two most recent years (including, but not limited to, Form W–2, Form 1099, Schedule K–1 to Form 1065, and Form 1040) and obtained a written representation from the purchaser that s/he (alone or with spouse) has a reasonable expectation of reaching the income level necessary to qualify as an “accredited investor” during the current year; With respect to Net Worth: Asset and liability documentation listed below, dated within the prior three months and obtained a written representation that all liabilities necessary to make a determination of net worth have been disclosed. • Assets: Bank statements, brokerage statements and other statements of securities holdings, certificates of deposit, tax assessments, and appraisal reports issued by independent third parties; • Liabilities: A consumer report from at least one of the nationwide consumer reporting agencies. I am a (attorney, accountant, broker-dealer, investment adviser) licensed (# ) and in good standing in the state of .
Appears in 2 contracts
Samples: Manager Agreement (Invesco Commercial Real Estate Finance Trust, Inc.), Dealer Manager Agreement (Invesco Commercial Real Estate Finance Trust, Inc.)