Common use of Trade Corrections/Cancellations Clause in Contracts

Trade Corrections/Cancellations. Trade corrections and cancellations may be submitted via NSCC’s FundSERV system. Processing corrections which result from any delay or error caused by you that exceed the correction dollar or date threshold limit imposed by the Fund may be adjusted outside the Fund/SERV system upon receipt of a written request from an individual duly authorized to request such correction by you and in such form as required by Transfer Agent. In either event, you shall be responsible for the cost to the Fund, and administrative costs to Transfer Agent, for any such corrections.