Trading obligations Sample Clauses

Trading obligations. The Individual understands and acknowledges that she is subject to the xxxxxxx xxxxxxx policies and procedures (the “Xxxxxxx Xxxxxxx Procedures”) of the Company and, as such, may not trade in the Company’s securities in accordance therewith until any material, nonpublic information she possesses has become public or is no longer material. For avoidance of doubt, the Individual understands and acknowledges that she shall remain subject to the general xxxxxxx xxxxxxx limitations applicable under the Xxxxxxx Xxxxxxx Procedures of the Company, including the trading window, blackout and pre-clearance procedures, until at least the third business day after the Company’s public announcement of financial results for the quarter ended June 30, 2024. Notwithstanding the foregoing, the Individual shall comply with all federal and state securities laws applicable to the trading of the Company’s securities with knowledge of material non-public information regarding the Company.
Sample 1
Trading obligations. The Individual understands and acknowledges that he is subject to the xxxxxxx xxxxxxx policies and procedures (the “Xxxxxxx Xxxxxxx Procedures”) of REPX and, as such, may not trade in REPX’s securities in accordance therewith until any material, nonpublic information he possesses has become public or is no longer material. For avoidance of doubt, the Individual understands and acknowledges that he shall remain subject to the general xxxxxxx xxxxxxx limitations applicable under the Xxxxxxx Xxxxxxx Procedures of REPX, including the trading window, blackout and pre-clearance procedures, until at least the third business day after REPX’s public announcement of financial results for the fiscal year ended December 31, 2023. Notwithstanding the foregoing, the Individual shall comply with all federal and state securities laws applicable to the trading of REPX’s securities with knowledge of material non-public information regarding REPX.
Sample 1
Trading obligations. The Individual understands and acknowledges that he is subject to the Company’s ixxxxxx xxxxxxx policies and procedures (the “Ixxxxxx Xxxxxxx Procedures”) and, as such, may not trade in the Company’s securities in accordance therewith until any material, nonpublic information he possesses has become public or is no longer material. For avoidance of doubt, the Individual understands and acknowledges that he shall be deemed for purposes of this paragraph to continue to possess material, non-public information until at least the third business day after the Company’s public announcement in its SEC Form 10-Q of its results for the quarter ended April 30, 2022 and he shall thereafter remain subject to the Ixxxxxx Xxxxxxx Procedures and any other applicable insider-trading requirements under Company policies. Notwithstanding the foregoing, the Individual shall comply with all federal and state securities laws applicable to the trading of the Company’s securities with knowledge of material non-public information regarding the Company.
Sample 1
Trading obligations. 5.14.1. Where the Company executes or transmits a Client’s Order in shares admitted to trading on a Regulated Market or traded on a trading venue, the Company shall ensure that the execution takes place on a regulated market, Multilateral Trading Facility (MTF) or with a systematic internaliser or a third-country trading venue assessed as equivalent in accordance to the applicable law.
Sample 1

Related to Trading obligations

  • Reporting Obligations As long as any Holder shall own Registrable Securities, the Company, at all times while it shall be a reporting company under the Exchange Act, covenants to file timely (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to be filed by the Company after the date hereof pursuant to Sections 13(a) or 15(d) of the Exchange Act and to promptly furnish the Holders with true and complete copies of all such filings. The Company further covenants that it shall take such further action as any Holder may reasonably request, all to the extent required from time to time to enable such Holder to sell shares of Common Stock held by such Holder without registration under the Securities Act within the limitation of the exemptions provided by Rule 144 promulgated under the Securities Act (or any successor rule promulgated thereafter by the Commission), including providing any legal opinions. Upon the request of any Holder, the Company shall deliver to such Holder a written certification of a duly authorized officer as to whether it has complied with such requirements.

  • Periodic Reporting Obligations During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!