Common use of Trading Services Clause in Contracts

Trading Services. 4.1 The T1CB shall trade securities for Clients and for the T1IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.

Appears in 3 contracts

Samples: Introducer/Carrier Broker Agreement, Uniform Type 1 Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement

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Trading Services. 4.1 The 1The T1CB shall trade securities for Clients and for the T1IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.

Appears in 1 contract

Samples: Uniform Type 1 Introducer/Carrier Broker Agreement

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