Trading. With respect to the securities and other investments to be purchased or sold for the Fund, Subadvisor shall place orders with or through such persons, brokers, dealers, or futures commission merchants (including, but not limited to, broker-dealers that are affiliated with AEFC or Subadvisor) selected by Subadvisor; provided, however, that such orders shall be consistent with the brokerage policy set forth in the Fund's Prospectus and SAI, or approved by the Fund's Board of Directors; conform with federal securities laws; and be consistent with securing the most favorable price and efficient execution. Within the framework of this policy, Subadvisor may consider the research, investment information, and other services provided by, and the financial responsibility of, brokers, dealers, or futures commission merchants who may effect, or be a party to, any such transaction or other transactions to which Subadvisor's other clients may be a party.
Appears in 8 contracts
Samples: Subadvisory Agreement (Axp Partners Series Inc), Subadvisory Agreement (Axp Variable Portfolio Partners Series Inc), Subadvisory Agreement (Axp Partners Series Inc)
Trading. With respect to the securities and other investments to be purchased or sold for the Fund, Subadvisor shall place orders with or through such persons, brokers, brokers or dealers, or futures commission merchants (including, but not limited to, broker-dealers that are affiliated with AEFC or Subadvisor) selected by Subadvisor; provided, however, that such orders shall be consistent with the brokerage policy set forth in the Fund's Prospectus and SAI, or approved by the Fund's Board of Directors; conform with federal securities laws; and be consistent with securing the most favorable price and efficient execution. Within the framework of this policy, Subadvisor may consider the research, investment information, and other services provided by, and the financial responsibility of, brokers, dealers, or futures commission merchants who may effect, or be a party to, any such transaction or other transactions to which Subadvisor's other clients may be a party.
Appears in 4 contracts
Samples: Subadvisory Agreement (Axp Variable Portfolio Partners Series Inc), Subadvisory Agreement (Axp Partners Series Inc), Subadvisory Agreement (Axp Variable Portfolio Partners Series Inc)
Trading. With respect to the securities and other investments otherinvestments to be purchased or sold for the Fund, Subadvisor shall place orders with or through such persons, brokers, dealers, or futures commission merchants (including, but not limited to, broker-dealers that are affiliated with AEFC or Subadvisor) selected by Subadvisor; provided, however, that such orders shall be consistent with the brokerage policy set forth in the Fund's Prospectus and SAI, or approved by the Fund's Board of Directors; conform with federal securities laws; and be consistent with securing the most favorable price and efficient execution. Within the framework of this policy, Subadvisor may consider the research, investment information, and other services provided by, and the financial responsibility of, brokers, dealers, or futures commission merchants who may effect, or be a party to, any such transaction or other transactions to which Subadvisor's other clients may be a party.
Appears in 1 contract
Samples: Subadvisory Agreement (Axp Variable Portfolio Partners Series Inc)
Trading. With respect to the securities and other investments to be purchased or sold for the Fund, Subadvisor shall place orders with or through such persons, brokers, dealers, or futures commission merchants (including, but not limited to, broker-dealers that are affiliated with AEFC Investment Manager or Subadvisor) selected by Subadvisor; provided, however, that such orders shall be consistent with the brokerage policy set forth in the Fund's Prospectus and SAI, or approved by the Fund's Board of DirectorsBoard; conform with federal securities laws; and be consistent with securing the most favorable price and efficient execution. Within the framework of this policy, Subadvisor may consider the research, investment information, and other services provided by, and the financial responsibility of, brokers, dealers, or futures commission merchants who may effect, or be a party to, any such transaction or other transactions to which Subadvisor's other clients may be a party.
Appears in 1 contract
Samples: Subadvisory Agreement (Axp Variable Portfolio Partners Series Inc)