Common use of Transactions Affecting Disclosure to Nasd Clause in Contracts

Transactions Affecting Disclosure to Nasd. 2.18.1 Finder’s Fees. There are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or any Existing Stockholder with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or any Existing Stockholder that may affect the Underwriters’ compensation, as determined by the NASD.

Appears in 15 contracts

Samples: Underwriting Agreement (Stone Tan China Acquisition Corp.), Underwriting Agreement (Camden Learning CORP), Underwriting Agreement (International Brands Management Group LTD)

AutoNDA by SimpleDocs

Transactions Affecting Disclosure to Nasd. 2.18.1 Finder’s Fees. There are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or any Existing Stockholder with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or or, to the Company’s knowledge, any Existing Stockholder that may affect the Underwriters’ compensation, as determined by the NASD.

Appears in 2 contracts

Samples: Underwriting Agreement (Camden Learning CORP), Underwriting Agreement (Camden Learning CORP)

Transactions Affecting Disclosure to Nasd. 2.18.1 Finder’s 's Fees. There are no claims, payments, arrangementsissuances, agreements arrangements or understandings relating to for services in the payment nature of a finder’s's, consulting or origination fee by the Company or any Existing Stockholder with respect to the introduction of the Company to the Underwriters or the sale of the Securities hereunder or any other arrangements, agreements agreements, understandings, payments or understandings of the Company or any Existing Stockholder that may affect the Underwriters’ compensation, as determined by the NASD.issuance with

Appears in 2 contracts

Samples: Underwriting Agreement (Infodata Systems Inc), Underwriting Agreement (Infodata Systems Inc)

Transactions Affecting Disclosure to Nasd. 2.18.1 Finder’s FeesFees . There are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or any Existing Stockholder with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or any Existing Stockholder that may affect the Underwriters’ compensation, as determined by the NASD.

Appears in 2 contracts

Samples: Underwriting Agreement (Camden Learning CORP), Underwriting Agreement (Camden Learning CORP)

Transactions Affecting Disclosure to Nasd. 2.18.1 Finder’s Fees's Fees . There are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s's, consulting or origination fee by the Company or any Existing Stockholder with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or any Existing Stockholder that may affect the Underwriters' compensation, as determined by the NASD.

Appears in 1 contract

Samples: Underwriting Agreement (FMG Acquisition Corp)

AutoNDA by SimpleDocs

Transactions Affecting Disclosure to Nasd. 2.18.1 2.19.1 Finder’s 's Fees. There are no claims, payments, arrangementsissuances, agreements arrangements or understandings relating to for services in the payment nature of a finder’s's, consulting or origination fee by the Company or any Existing Stockholder with respect to the introduction of the Company to the Underwriters or the sale of the Securities hereunder or any other arrangements, agreements agreements, understandings, payments or understandings of issuance with respect to the Company or any Existing Stockholder that may affect the Underwriters' compensation, as determined by the National Association of Securities Dealers, Inc. ("NASD").

Appears in 1 contract

Samples: Underwriting Agreement (Pivot Rules Inc)

Transactions Affecting Disclosure to Nasd. 2.18.1 Finder’s 's Fees. There are no claims, payments, arrangementsissuances, agreements arrangements or understandings relating to for services in the payment nature of a finder’s's, consulting or origination fee by the Company or any Existing Stockholder with respect to the introduction of the Company to the Underwriters or the sale of the Securities hereunder or any other Shares hereunder. Except for the arrangements, agreements agreements, understandings, payments or understandings issuances between the Company and the Underwriters that are described in the "Underwriting" section of the Company or any Existing Stockholder that may affect the Underwriters’ compensation, as determined by the NASDProspectus.

Appears in 1 contract

Samples: Underwriting Agreement (Shochet Holding Corp)

Transactions Affecting Disclosure to Nasd. 2.18.1 Finder’s 's Fees. There are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s's, consulting or origination fee by the Company or any Existing Stockholder with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or any Existing Stockholder that may affect the Underwriters' compensation, as determined by the NASD.

Appears in 1 contract

Samples: Underwriting Agreement (FMG Acquisition Corp)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!