Common use of Transactions Contemplated Herein Clause in Contracts

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations required in connection therewith have been obtained. No Authorization of, and no filing with, any Governmental Entity, the Exchange or another body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 17 contracts

Samples: Underwriting Agreement (SOBR Safe, Inc.), Underwriting Agreement (Digital Brands Group, Inc.), Underwriting Agreement (Digital Brands Group, Inc.)

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Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, government agency, the Exchange or another other body is required for the valid issuance, sale and delivery of the Public Securities Shares and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 16 contracts

Samples: Underwriting Agreement (Metros Development Co., Ltd.), Underwriting Agreement (Metros Development Co., Ltd.), Underwriting Agreement (mF International LTD)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws and the rules and regulations of the Exchange and the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 15 contracts

Samples: Underwriting Agreement (SurgePays, Inc.), Underwriting Agreement (Super League Gaming, Inc.), Underwriting Agreement (Cel Sci Corp)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals, registrations and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws and the rules and regulations of the Exchange and the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 7 contracts

Samples: Underwriting Agreement (Kaspien Holdings Inc.), Underwriting Agreement (Avinger Inc), Underwriting Agreement (Avinger Inc)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations required in connection therewith have been obtained. No Authorization of, and no filing with, any Governmental Entity, the Exchange or another body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 6 contracts

Samples: Underwriting Agreement (Guardforce AI Co., Ltd.), Underwriting Agreement (Guardforce AI Co., Ltd.), Underwriting Agreement (Presidio Property Trust, Inc.)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 5 contracts

Samples: Underwriting Agreement (Cocrystal Pharma, Inc.), Underwriting Agreement (Insurance Income Strategies Ltd.), Underwriting Agreement (Insurance Income Strategies Ltd.)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement Agreement, and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 4 contracts

Samples: Underwriting Agreement (GEE Group Inc.), Underwriting Agreement (GEE Group Inc.), Underwriting Agreement (Skyline Medical Inc.)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations Authorizations, required in connection therewith have been obtained. No Authorization of, and no filing with, any court or Governmental Entity, the Exchange or another body Entity is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement Agreement, the Warrant Agreement, the Warrants and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 3 contracts

Samples: Underwriting Agreement (NanoFlex Power Corp), Underwriting Agreement (AtheroNova Inc.), Underwriting Agreement (AtheroNova Inc.)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, government agency, the Exchange or another other body is required for the valid issuance, sale and delivery of the Public Securities Shares, and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by Agreement, the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Underwriting Agreement (Golden Heaven Group Holdings Ltd.), Underwriting Agreement (Golden Heaven Group Holdings Ltd.)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, disclosures in the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, Federal and state securities laws and regulations and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Underwriting Agreement (Journey Medical Corp), Underwriting Agreement (Journey Medical Corp)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations required in connection therewith have been obtained. No Authorization of, and no filing with, any Governmental Entity, the Exchange Exchange, or another body is required for the valid issuance, sale sale, and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package Package, and the Prospectus, except with respect to applicable Securities Act Regulations, state securities laws laws, and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Underwriting Agreement (Treasure Global Inc), Underwriting Agreement (Treasure Global Inc)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, government agency, the Exchange or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 2 contracts

Samples: Underwriting Agreement (Zhong Yuan Bio-Technology Holdings LTD), Underwriting Agreement (Zhong Yuan Bio-Technology Holdings LTD)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement, the Warrant Agency Agreement and the Warrants and to carry out the provisions and conditions hereof, and all Authorizations required in connection therewith have been obtained. No Authorization of, and no filing with, any Governmental Entity, the Exchange or another body Entity is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement, the Warrant Agency Agreement and the Representative’s Warrant Agreement Warrants and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Movano Inc.)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and the Warrant Agreement and to carry out the provisions and conditions hereof, and all Authorizations required in connection therewith have been obtained. No Authorization of, and no filing with, any Governmental Entity, the Exchange or another body Entity is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement, the Warrant Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Top Ships Inc.)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws and laws, the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”)) and the ASX Listing Rules.

Appears in 1 contract

Samples: Underwriting Agreement (Moko Social Media LTD)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereofhereof and thereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws and the rules, the rules and regulations of Exchange and the regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (FG Financial Group, Inc.)

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Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations required in connection therewith have been obtained. No Authorization of, and no filing with, any Governmental Entity, the Exchange or another body is required for the valid issuance, sale and delivery of the Public Primary Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (SOBR Safe, Inc.)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”)) or the Exchange in connection with the sale of the Public Securities.

Appears in 1 contract

Samples: Underwriting Agreement (ShiftPixy, Inc.)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals, registrations and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws and the rules and regulations of the Exchange and the Financial Industry Regulatory Authority, Inc. (“FINRA”). The required consents of the existing security-holders set forth on Schedule 2.15.2 have been obtained.

Appears in 1 contract

Samples: Underwriting Agreement (Digital Ally Inc)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, disclosures in the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, Federal and state securities laws and regulations and the rules and regulations of the Financial Industry Regulatory Authority, Inc. ("FINRA").

Appears in 1 contract

Samples: Underwriting Agreement (Cognition Therapeutics Inc)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations required in connection therewith have been obtained. No Authorization of, and no filing with, any Governmental EntityEntity applicable to the Company or a Subsidiary, the Exchange or another other body is required for the valid issuance, sale and delivery of the Public Securities Shares and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, Regulations and state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. Authority (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (Pheton Holdings LTD)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations required in connection therewith have been obtained. No Authorization Authorizations of, and no filing with, any Governmental Entity, the Exchange Exchange, or another body is required for the valid issuance, sale sale, and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package Package, and the Prospectus, except with respect to applicable Securities Act Regulations, state securities laws laws, and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”)) and any required Nasdaq notification filing.

Appears in 1 contract

Samples: Underwriting Agreement (Nature's Miracle Holding Inc.)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and the Escrow Agreement and to carry out the provisions and conditions hereofhereof and thereof, and all Authorizations required in connection therewith have been obtained. No Authorization Authorizations of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Escrow Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws laws, the Exchange Rules (as defined below), and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”), such Authorizations as having been obtained and are in full force and effect.

Appears in 1 contract

Samples: Underwriting Agreement (WORK Medical Technology Group LTD)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations required in connection therewith have been obtained. No Authorization of, and no filing with, any Governmental Entity, the Exchange or another body is required for the valid issuance, sale and delivery of the Public Securities and the Representative’s Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, state securities laws and the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”).

Appears in 1 contract

Samples: Underwriting Agreement (FGI Industries Ltd.)

Transactions Contemplated Herein. The Company has all corporate power and authority to enter into this Agreement and to carry out the provisions and conditions hereof, and all Authorizations consents, authorizations, approvals and orders required in connection therewith have been obtained. No Authorization consent, authorization or order of, and no filing with, any Governmental Entitycourt, the Exchange government agency or another other body is required for the valid issuance, sale and delivery of the Public Securities and the consummation of the transactions and agreements contemplated by this Agreement and the Representative’s Warrant Agreement and as contemplated by the Registration Statement, the Pricing Disclosure Package and the Prospectus, except with respect to applicable Securities Act Regulations, federal and state securities laws and laws, the rules and regulations of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and the necessary filings and approvals from The Nasdaq Capital Market to list the Public Securities.

Appears in 1 contract

Samples: Underwriting Agreement (Aastrom Biosciences Inc)

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