Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Rule 17Ad-17 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), for lost Shareholders. If the Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Customer, other than a charge of $3.00 per due diligence notice mailed; provided that after the first two years, the Transfer Agent will charge such Customer its then standard fee plus any out-of-pocket expenses.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Technology Investment Capital Corp)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Rule 17Ad-17 of under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), for lost Shareholders. If the Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Customer, other than a charge of $3.00 per due diligence notice mailed; provided that after the first two years, the Transfer Agent will charge such Customer its then standard fee plus any out-of-pocket expenses.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (New Colony Investment Trust)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Rule -Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), for lost Shareholders. If the Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Customerservice, other than a charge of $3.00 per due diligence notice mailed; provided that after the first two years, the Transfer Agent will charge such Customer its then standard fee plus any out-of-pocket expenses.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Asa Bermuda LTD)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Rule Section 17Ad-17 of the Securities Exchange Act of 1934, 1934 as amended (the "Exchange Act"), ) for lost Shareholdersshareholders. If the Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Customerservice, other than a charge of $3.00 per due diligence notice mailed; provided that after the first two years, the Transfer Agent will charge such Customer its then standard fee plus any out-of-pocket expenses.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Corporate High Yield Fund Inc)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Rule Section 17Ad-17 of the Securities Exchange Act of 1934, 1934 as amended (the "Exchange Act"), β) for lost Shareholdersshareholders. If Lf the Customer is Customers are not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Customer, other than a charge of $3.00 per due diligence notice mailedservice; provided that after the first two years, the Transfer Agent will charge such Customer Customers its then standard fee plus any out-of-pocket expenses.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Invesco Senior Income Trust)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Rule Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), for lost Shareholders. If the Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Customer, other than a charge of $3.00 per due diligence notice mailed; provided that after the first two years, the Transfer Agent will charge such Customer its then standard fee plus any reasonable out-of-pocket expenses.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (RMK Strategic Income Fund Inc)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Rule 17Ad-17 of Rule17Ad-17 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), for lost Shareholders. If the Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Customer, other than a charge of $3.00 per due diligence notice mailed; provided that after the first two yearsyears of such non-compliance, the Transfer Agent will charge such Customer its then standard fee plus any reasonable out-of-pocket expenses.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Aew Real Estate Income Fund)
Unclaimed Property and Lost Shareholders. The Transfer Agent shall report unclaimed property to each state in compliance with state law and shall comply with Rule Section 17Ad-17 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), for lost Shareholders. If the Customer is not in compliance with applicable state laws, there will be no charge for the first two years for this service for such Customer, other than a charge of $3.00 per due diligence notice mailed; provided that after the first two years, the Transfer Agent will charge such Customer its then standard fee plus any reasonable out-of-pocket expenses.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (RMK High Income Fund Inc)