USA. The undersigned confirms that this Debenture is being transferred (please check one): □ to the Corporation; □ outside the United States in accordance with Rule 904 of Regulation S under the U.S. Securities Act, and the undersigned has furnished to the Trustee such documentation as the Trustee or the Corporation has reasonably requested, including, if requested, an opinion of counsel; □ in accordance with Rule 144A (“Rule 144A”) under the U.S. Securities Act to a Person who the undersigned reasonably believes is a Qualified Institutional Buyer, as such term is defined in Rule 144A, that is purchasing for its own account or for the account of one or more Qualified Institutional Buyers and to whom notice is given that the offer, sale, pledge or transfer is being made in reliance on Rule 144A; □ in accordance with the exemption from registration under the U.S. Securities Act provided by Rule 144 thereunder, and the undersigned has provided a legal opinion of counsel of recognized standing, satisfactory to the Corporation, acting reasonably, to the effect that the sale of such securities is not required to be registered under the U.S. Securities Act; □ pursuant to an effective registration statement under the U.S. Securities Act; □ in another transaction that does not require registration under the U.S. Securities Act, and the undersigned has provided a legal opinion of counsel of recognized standing, satisfactory to the Corporation, acting reasonably, to the effect that the sale of such securities is not required to be registered under the U.S. Securities Act; and in each case such transfer is in accordance with any applicable securities laws of any state of the United States.
Appears in 4 contracts
Samples: Indenture, Odyssey Trust Company (CLS Holdings USA, Inc.), Odyssey Trust Company
USA. The undersigned confirms that this Debenture is being transferred (please check one): □ to the Corporation; □ outside the United States in accordance with Rule 904 of Regulation S under the U.S. Securities Act, and the undersigned has furnished to the Trustee a duly completed Regulation S Rule 904 Transfer Certificate in the form attached as Schedule 2.20 to the Indenture and such other documentation as the Trustee or the Corporation has reasonably requested, including, if requested, an opinion of counsel; □ in accordance with Rule 144A (“Rule 144A”) under the U.S. Securities Act to a Person who the undersigned reasonably believes is a Qualified Institutional Buyer, as such term is defined in Rule 144A, that is purchasing for its own account or for the account of one or more Qualified Institutional Buyers and to whom notice is given that the offer, sale, pledge or transfer is being made in reliance on Rule 144A; □ in accordance with the exemption from registration under the U.S. Securities Act provided by Rule 144 thereunder, and the undersigned has provided a legal opinion of counsel of recognized standing, satisfactory to the Corporation, acting reasonably, to the effect that the sale of such securities is not required to be registered under the U.S. Securities Act; □ pursuant to an effective registration statement under the U.S. Securities Act; □ in another transaction that does not require registration under the U.S. Securities Act, and the undersigned has provided a legal opinion of counsel of recognized standing, satisfactory to the Corporation, acting reasonably, to the effect that the sale of such securities is not required to be registered under the U.S. Securities Act; and in each case such transfer is in accordance with any applicable securities laws of any state of the United States.
Appears in 1 contract
Samples: webfiles.thecse.com