Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the Xxxxx-Xxxxx-Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 24 contracts
Samples: Dealer Manager Agreement (Cottonwood Communities, Inc.), Registered Investment Adviser Agreement (Versity Invest, LLC), Dealer Manager Agreement (Cottonwood Communities, Inc.)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the Xxxxx-Xxxxx-Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, rule or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this the Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 16 contracts
Samples: Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund VII, LLC), Dealer Manager Agreement (Cottonwood Communities, Inc.), Dealer Manager Agreement (Cottonwood Communities, Inc.)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the Xxxxx-Xxxxx-Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, rule or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 8 contracts
Samples: Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund VI, LLC), Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund VI, LLC), Managing Broker Dealer Agreement (MCI Income Fund VII, LLC)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the XxxxxGxxxx-Xxxxx-Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 8 contracts
Samples: Managing Broker Dealer Agreement (Tuscan Gardens Senior Living Communities, Inc.), Managing Broker Dealer Agreement (Tuscan Gardens Senior Living Communities, Inc.), Managing Broker Dealer Agreement (Tuscan Gardens Senior Living Communities, Inc.)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the XxxxxGxxxx-Xxxxx-Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, rule or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this the Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 7 contracts
Samples: Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund V, LLC), Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund V, LLC), Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund V, LLC)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the XxxxxGrxxx-Xxxxx-Xxxxxx Act Xct (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, rule or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 6 contracts
Samples: Soliciting Dealer Agreement (MCI Income Fund V, LLC), Soliciting Dealer Agreement (Trilogy Multifamily Income & Growth Holdings I, LLC), Ria Client Introduction Agreement (Trilogy Multifamily Income & Growth Holdings I, LLC)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the XxxxxGxxxx-Xxxxx-Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, rule or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 5 contracts
Samples: Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund V, LLC), Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund V, LLC), Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund V, LLC)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the XxxxxGrxxx-Xxxxx-Xxxxxx Act Xct (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, rule or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this the Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 3 contracts
Samples: Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Intermediate Income Fund, LLC), Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund III, LLC), Managing Broker Dealer Agreement/Underwriters Agreement (Red Oak Capital Fund II, LLC)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the XxxxxGxxxx-Xxxxx-Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “"Privacy Laws”"), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 2 contracts
Samples: Participating Dealer Agreement (Sugarfina Corp), Participating Dealer Agreement (TerraCycle US Inc.)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the Xxxxx-Xxxxx-Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this the Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 2 contracts
Samples: Soliciting Dealer Agreement, Dealer Agreement
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the Xxxxx-Xxxxx-Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “"Privacy Laws”"), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 2 contracts
Samples: Participating Dealer Agreement (True Leaf Medicine International Ltd.), Participating Dealer Agreement (True Leaf Medicine International Ltd.)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the Xxxxx-Xxxxx-Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as 14 required by law, regulation or rule, rule or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this the Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 1 contract
Samples: Dealer Manager Agreement (Cottonwood Communities, Inc.)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the Xxxxx-Xxxxx-Xxxxx- Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, rule or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 1 contract
Samples: Managing Broker Dealer/Underwriter Agreement (Red Oak Capital Fund VII, LLC)
Usage and Nondisclosure. The parties understand and acknowledge that they may be financial institutions subject to applicable federal and state customer and consumer privacy laws and regulations, including Title V of the XxxxxGrxxx-Xxxxx-Xxxxxx Act Xct (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder (collectively, the “Privacy Laws”), and any Customer Information that one party receives from the other party is received with limitations on its use and disclosure. The parties agree that they are prohibited from using the Customer Information received from the other party other than (i) as required by law, regulation or rule, or (ii) to carry out the purposes for which one party discloses Customer Information to the other party pursuant to this Agreement, as permitted under the use in the ordinary course of business exception to the Privacy Laws.
Appears in 1 contract
Samples: Participating Dealer Agreement (HC Government Realty Trust, Inc.)