Common use of Use of an Affiliated Broker Clause in Contracts

Use of an Affiliated Broker. The Sponsor hereby directs the Trustee to use Fidelity Capital Markets and its affiliates ("Capital Markets") to provide brokerage services in connection with any purchase or sale of Sponsor Stock in accordance with directions from Plan Participants. Capital Markets shall execute such directions directly or through its affiliate, National Financial Services Company ("NFSC"). The provision of brokerage services shall be subject to the following:

Appears in 7 contracts

Samples: Master Trust Agreement (Quanex Corp), Master Trust Agreement (Quanex Corp), Master Trust Agreement (Quanex Corp)

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Use of an Affiliated Broker. The Sponsor hereby directs the Trustee to use Fidelity Capital Markets and its affiliates ("Capital Markets") , a division of NFSLLC, to provide brokerage services in connection with any purchase or sale of Sponsor Zions Preferred Stock on the open market, except in circumstances where the Trustee has determined, in accordance with directions from Plan Participantsits standard trading guidelines or pursuant to Sponsor direction, to seek expedited settlement of the trades. Fidelity Capital Markets shall execute such directions directly or through its affiliate, National Financial Services Company ("NFSC")affiliates. The provision of brokerage services shall be subject to the following:

Appears in 2 contracts

Samples: Master Trust Agreement (Zions Bancorporation /Ut/), Master Trust Agreement (Zions Bancorporation /Ut/)

Use of an Affiliated Broker. The Sponsor --------------------------- hereby directs authorizes the Trustee to use Fidelity Capital Markets and its affiliates Markets, a division of National Financial Services LLC ("Capital Markets") to provide brokerage services in connection with any purchase or sale of Sponsor Stock HEI common stock on the open market, in accordance with directions from Plan Participantsparticipants. Capital Markets shall execute such directions directly or through its affiliate, National Financial Services Company ("NFSC")affiliates. The provision of brokerage services shall be subject to the following:

Appears in 1 contract

Samples: Trust Agreement (Hawaiian Electric Co Inc)

Use of an Affiliated Broker. The Sponsor hereby directs the Trustee to use Fidelity Capital Markets and its affiliates Markets, a division of National Financial Services LLC ("Capital Markets") to provide brokerage services in connection with any purchase or sale of Sponsor Fortune Common Stock on the open market, except in circumstances where the Trustee has determined, in accordance with directions from Plan Participantsits standard trading guidelines or pursuant to Sponsor direction, to seek expedited settlement of the trades. Capital Markets shall execute such directions directly or through its affiliate, National Financial Services Company ("NFSC")affiliates. The provision of brokerage services shall be subject to the following:

Appears in 1 contract

Samples: Trust Agreement (Fortune Brands Inc)

Use of an Affiliated Broker. The Sponsor hereby directs the Trustee to use Fidelity Capital Markets and its affiliates Markets, a division of National Financial Services LLC ("Capital Markets") to provide brokerage services in connection with any purchase or sale of Sponsor Stock on the open market, except in circumstances where the Trustee has determined, in accordance with directions from Plan Participantsits standard trading guidelines or pursuant to Sponsor direction, to seek expedited settlement of the trades. Capital Markets shall execute such directions directly or through its affiliate, National Financial Services Company ("NFSC")affiliates. The provision of brokerage services shall be subject to the following:

Appears in 1 contract

Samples: Trust Agreement (Advo Inc)

Use of an Affiliated Broker. The Sponsor hereby directs the Trustee to use Fidelity Capital Markets and its affiliates Markets, Inc. ("Capital Markets") to provide brokerage services in connection with any purchase or sale of Sponsor Stock in accordance with directions from Plan Participantsparticipants. Capital Markets shall execute such directions directly or through its affiliate, National Financial Services Company ("NFSC"). The provision of brokerage services shall be subject to the following:

Appears in 1 contract

Samples: Trust Agreement (California Microwave Inc)

Use of an Affiliated Broker. The Sponsor hereby directs authorizes the Trustee to use Fidelity Capital Markets and its affiliates Markets, a division of National Financial Services LLC ("Capital Markets") to provide brokerage services in connection with any purchase or sale of Sponsor Stock HEI common stock on the open market, in accordance with directions from Plan Participantsparticipants. Capital Markets shall execute such directions directly or through its affiliate, National Financial Services Company ("NFSC")affiliates. The provision of brokerage services shall be subject to the following:

Appears in 1 contract

Samples: Trust Agreement (Hawaiian Electric Co Inc)

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Use of an Affiliated Broker. The Sponsor Named Fiduciary hereby directs the Trustee to use Fidelity Capital Markets and its affiliates ("Capital Markets") to provide brokerage services in connection with any purchase or sale of Sponsor Stock in accordance with directions from Plan Participantsparticipants. Capital Markets shall execute such directions directly or through its affiliate, National Financial Services Company ("NFSC"). The provision of brokerage services shall be subject to the following:

Appears in 1 contract

Samples: Trust Agreement (Providian Financial Corp)

Use of an Affiliated Broker. The Sponsor hereby directs the Trustee to use Fidelity Capital Markets and its affiliates Markets, a division of National Financial Services LLC ("Capital Markets") to provide brokerage services in connection with any purchase or sale of Sponsor Stock Xxxxxxxx ADRs on the open market, except in circumstances where the Trustee has determined, in accordance with directions from Plan Participantsits standard trading guidelines or pursuant to Sponsor direction, to seek expedited settlement of the trades. Capital Markets shall execute such directions directly or through its affiliate, National Financial Services Company ("NFSC")affiliates. The provision of brokerage services shall be subject to the following:

Appears in 1 contract

Samples: Trust Agreement (Fortune Brands Inc)

Use of an Affiliated Broker. The Sponsor hereby directs authorizes the --------------------------- Trustee to use Fidelity Capital Markets and its affiliates ("Capital Markets") to provide brokerage services in connection with any purchase or sale of Sponsor Stock HEI common stock on the open market in accordance with directions from Plan Participantsparticipants. Capital Markets shall execute such directions directly or through its affiliate, National Financial Services Company ("NFSC"). The provision of brokerage services shall be subject to the following:

Appears in 1 contract

Samples: Trust Agreement (Hawaiian Electric Co Inc)

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