Validity of Subscriptions. Irregular subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer of the Company and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the instructing officer and the date thereof.
Appears in 43 contracts
Samples: Subscription Agent Agreement, Subscription Agent Agreement (SWK Holdings Corp), Subscription Agent Agreement (Unwired Planet, Inc.)
Validity of Subscriptions. Irregular Irregular, incomplete or unpaid subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer of the Company and handled in accordance with his or her instructions. Such instructions will shall be reasonably documented by the Subscription Agent indicating indicating, among other things, the instructing officer and the date thereof.
Appears in 12 contracts
Samples: Subscription Agent Agreement (Eagle Point Income Co Inc.), Subscription Agent Agreement (Goldman Sachs BDC, Inc.), Subscription Agent Agreement (Eagle Point Credit Co Inc.)
Validity of Subscriptions. Irregular subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer of the Company Fund and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the name and title of the instructing officer and the date thereof.
Appears in 12 contracts
Samples: Subscription Agent Agreement, Subscription Agent Agreement (Gabelli Equity Trust Inc), Subscription Agent Agreement (Gabelli Multimedia Trust Inc.)
Validity of Subscriptions. Irregular subscriptions and improperly executed Subscription Documents not otherwise covered by specific instructions herein shall be submitted to an appropriate officer of the Company and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the instructing officer and the date thereof.
Appears in 7 contracts
Samples: Subscription Agent Agreement (Star Gas Partners Lp), Subscription Agent Agreement (Illinois Superconductor Corporation), Subscription Agent Agreement (Data Translation Inc /New/)
Validity of Subscriptions. Irregular Irregular, incomplete or unpaid subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer Authorized Officer of the Company and handled in accordance with his or her instructions. Such instructions will be reasonably documented by the Agent indicating indicating, among other things, the instructing officer and the date thereof.
Appears in 5 contracts
Samples: Subscription Agent Agreement (Oxford Lane Capital Corp.), Subscription Agent Agreement (Oxford Lane Capital Corp.), Subscription Agent Agreement (Oxford Lane Capital Corp.)
Validity of Subscriptions. Irregular subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer of the Company and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the instructing officer and the date thereof.
Appears in 3 contracts
Samples: Subscription Agent Agreement (Medis Technologies LTD), Subscription Agency Agreement (Cell Kinetics LTD), Subscription Agent Agreement (Medis Technologies LTD)
Validity of Subscriptions. Irregular subscriptions not otherwise covered by specific instructions herein shall be promptly submitted to an appropriate officer of the Company and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the instructing officer and the date thereof.
Appears in 2 contracts
Samples: Subscription Agent Agreement (Simon Worldwide Inc), Subscription Agent Agreement (Simon Worldwide Inc)
Validity of Subscriptions. Irregular subscriptions not otherwise covered by ------------------------- specific instructions herein shall be submitted to an appropriate officer of the Company and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the instructing officer and the date thereof.
Appears in 2 contracts
Samples: Subscription Agent Agreement (Pacholder Fund Inc), Subscription Agent Agreement (Pacholder High Yield Fund Inc)
Validity of Subscriptions. Irregular subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer Xxx Xxxxxx, Xxxxxx Xxxx or Xxxxx Xxxxxxxx of the Company and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the instructing officer and the date thereof.
Appears in 2 contracts
Samples: Subscription Agent Agreement (Morgan Stanley India Investment Fund, Inc.), Subscription Agent Agreement (Morgan Stanley China a Share Fund, Inc.)
Validity of Subscriptions. Irregular subscriptions not otherwise covered by specific instructions herein shall be submitted referred to an appropriate officer of the Company and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the instructing officer and the date thereof.
Appears in 2 contracts
Samples: Subscription Agent Agreement (Gabelli Global Deal Fund), Subscription Agent Agreement (Gabelli Global Deal Fund)
Validity of Subscriptions. Irregular subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer of the Company and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the name and title of the instructing officer and the date thereof.
Appears in 2 contracts
Samples: Subscription Agent Agreement (Entech Solar, Inc.), Subscription Agent Agreement (Entech Solar, Inc.)
Validity of Subscriptions. Irregular Irregular, incomplete or unpaid subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer Authorized Officer of the Company and handled in accordance with his or her instructionswritten instructions (email permitted). Such instructions will be reasonably documented by the Agent indicating indicating, among other things, the instructing officer and the date thereof.
Appears in 1 contract
Validity of Subscriptions. Irregular subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer of Xxxxxx Xxxxxxx or Xxxxx Hamiltonof the Company and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the instructing officer and the date thereof.
Appears in 1 contract
Samples: Subscription Agent Agreement (Morgan Stanley China a Share Fund, Inc.)
Validity of Subscriptions. Irregular Irregular, incomplete or unpaid subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer of the Company and handled in accordance with his or her instructions. Such instructions will be reasonably documented by the Subscription Agent indicating indicating, among other things, the instructing officer and the date thereof.
Appears in 1 contract
Samples: Subscription and Information Agent Agreement (Ares Capital Corp)
Validity of Subscriptions. Irregular subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer of the Company Equity Trust and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the instructing officer and the date thereof.
Appears in 1 contract
Samples: Subscription Agent Agreement (Gabelli Equity Trust Inc)
Validity of Subscriptions. Irregular subscriptions not otherwise covered by specific instructions herein shall be submitted to an appropriate officer of the Company Company's Vice President - Investor Relations, and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the instructing officer and the date thereof.
Appears in 1 contract
Samples: Subscription Agent Agreement (Liberty Media Corp /De/)
Validity of Subscriptions. Irregular Irregular, incomplete or unpaid subscriptions not otherwise covered by specific instructions herein or from the Company shall be submitted to an appropriate officer Authorized Officer of the Company and handled in accordance with his or her instructions. Such instructions will be documented by the Agent indicating the instructing officer Authorized Officer and the date thereof.
Appears in 1 contract
Samples: Subscription and Information Agent Agreement (Technology Investment Capital Corp)
