Common use of WKSI Status Clause in Contracts

WKSI Status. (i) At the time of filing the Registration Statement, (ii) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated reports filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (iii) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c)) made any offer relating to the Securities in reliance on the exemption in Rule 163 and (iv) as of the Closing Date, the Company was or is (as the case may be) a “well-known seasoned issuer” as defined in Rule 405.

Appears in 7 contracts

Samples: Agency Agreement (National Rural Utilities Cooperative Finance Corp /Dc/), Agency Agreement (National Rural Utilities Cooperative Finance Corp /Dc/), Agency Agreement (National Rural Utilities Cooperative Finance Corp /Dc/)

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WKSI Status. (i) At the time of filing the Registration Statement, (ii) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated reports filed pursuant to Section 13 or 15(d) of the Exchange Act or form of prospectus), (iii) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c)) made any offer relating to the Securities in reliance on the exemption in Rule 163 and (iv) as of the Closing Date, the Company was or is (as the case may be) a “well-well- known seasoned issuer” as defined in Rule 405.

Appears in 1 contract

Samples: Agency Agreement

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WKSI Status. (iA) At the time of filing the Registration Statement, (iiB) at the time of the most recent amendment thereto for the purposes of complying with Section 10(a)(3) of the Securities Act (whether such amendment was by post-effective amendment, incorporated reports report filed pursuant to Section Sections 13 or 15(d) of the Exchange 1934 Act or form of prospectus), (iiiC) at the time the Company or any person acting on its behalf (within the meaning, for this clause only, of Rule 163(c)) under the 0000 Xxx) made any offer relating to the Securities in reliance on the exemption in Rule 163 163, and (ivD) at the Applicable Time (with such date being used as the determination date for purposes of the Closing Datethis clause (D)), the Company was or is (as the case may be) a “well-known seasoned issuer” as defined in Rule 405.

Appears in 1 contract

Samples: Underwriting Agreement (Colony Financial, Inc.)

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