Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 176 contracts
Samples: Securities Purchase Agreement (Arch Therapeutics, Inc.), Securities Purchase Agreement (Arch Therapeutics, Inc.), Securities Purchase Agreement (NovAccess Global Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 141 contracts
Samples: Securities Purchase Agreement (Class Over Inc. / DE), Securities Purchase Agreement (Battery Future Acquisition Corp.), Second Amendment and Exchange Agreement (Nauticus Robotics, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 43 contracts
Samples: Securities Purchase Agreement (Vringo Inc), Securities Purchase Agreement (Kandi Technologies Group, Inc.), Securities Purchase Agreement (Kandi Technologies Group, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 20 contracts
Samples: Securities Purchase Agreement (Top KingWin LTD), Securities Purchase Agreement (Top KingWin LTD), Securities Purchase Agreement (Workhorse Group Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 13 contracts
Samples: Securities Purchase Agreement (U-Vend, Inc.), Securities Purchase Agreement (Intercloud Systems, Inc.), Subscription Agreement (Mabvax Therapeutics Holdings, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 10 contracts
Samples: Securities Purchase Agreement (ARJ Consulting, LLC), Securities Purchase Agreement (ARJ Consulting, LLC), Securities Purchase Agreement (LOCAL Corp)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Aridis Pharmaceuticals, Inc.), Securities Purchase Agreement (Cardiff Oncology, Inc.), Securities Purchase Agreement (Cardiff Oncology, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 6 contracts
Samples: Securities Purchase Agreement (ZaZa Energy Corp), Securities Purchase Agreement (Microvision Inc), Securities Purchase Agreement (Microvision Inc)
Xxxxxxxx-Xxxxx Act. The Other than as disclosed in the SEC Documents, the Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Aradigm Corp), Securities Purchase Agreement (Aradigm Corp), Stock Purchase Agreement (Aradigm Corp)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where the failure to comply would not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 3 contracts
Samples: Securities Purchase Agreement (CorMedix Inc.), Securities Purchase Agreement (CorMedix Inc.), Securities Purchase Agreement (CorMedix Inc.)
Xxxxxxxx-Xxxxx Act. The Company and and, to the extent required by applicable law, rule or regulation, each Subsidiary Subsidiary, is in compliance in all material compliance respects with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Digital Domain Media Group, Inc.), Securities Purchase Agreement (Digital Domain Media Group, Inc.), Subordination Agreement (Digital Domain Media Group, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof and as of the Closing Date.
Appears in 2 contracts
Samples: Securities Purchase Agreement (NXT-Id, Inc.), Securities Purchase Agreement (xG TECHNOLOGY, INC.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof2002, and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereofhereof and as of the Closing Date.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Phunware, Inc.), Securities Purchase Agreement (NXT-Id, Inc.)
Xxxxxxxx-Xxxxx Act. The Except as set forth in Section 3(p) of the Disclosure Letter, the Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Exchange Agreement (Nutracea), Securities Purchase Agreement (Nutracea)
Xxxxxxxx-Xxxxx Act. The Each of the Company and each Subsidiary is in compliance in all material compliance respects with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Professional Diversity Network, Inc.), Stock Purchase Agreement (Professional Diversity Network, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Scilex Holding Co), Securities Purchase Agreement (Oramed Pharmaceuticals Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC Commission thereunder that are effective as of the date hereof.
Appears in 2 contracts
Samples: Purchase Agreement (Unwired Planet, Inc.), Securities Purchase Agreement (Ads in Motion, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary has been at all times and currently is in compliance in all material compliance respects with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Purchase Agreement
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofhereof except as disclosed in Section.3(u).
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, hereof and all applicable rules and regulations promulgated by the SEC thereunder thereunder, that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Biostar Pharmaceuticals, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC Commission thereunder for companies that are effective as similar size and type of the date hereofCompany.
Appears in 1 contract
Samples: Share and Warrant Purchase Agreement (Globus Maritime LTD)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Lm Funding America, Inc.)
Xxxxxxxx-Xxxxx Act. The Except as set forth in the SEC Documents, the Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (American Standard Energy Corp.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Samples: Securities Purchase Agreement (Odyssey Marine Exploration Inc)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof, except where the failure to comply could not have, individually or in the aggregate, a Material Adverse Effect.
Appears in 1 contract
Samples: Backstop Agreement (CorMedix Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofCommission thereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in compliance in all material compliance respects with any and all applicable requirements of the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cyclacel Pharmaceuticals, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxxxxx- Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company and each Restricted Subsidiary is in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Pacific Ethanol, Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of such rules apply to the date hereofCompany in its capacity as a foreign private issuer.
Appears in 1 contract
Samples: Securities Purchase Agreement (Diana Containerships Inc.)
Xxxxxxxx-Xxxxx Act. The Company and each Subsidiary is are in material compliance with all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of the date hereofthereunder.
Appears in 1 contract
Xxxxxxxx-Xxxxx Act. The Company and each Significant Subsidiary is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective 2002, as of the date hereofamended, and any and all applicable rules and regulations promulgated by the SEC thereunder that are effective as of thereunder, in each case to the date hereofextent applicable.
Appears in 1 contract
