YOUR REGULATORY STATUS. If you are a registered broker or dealer under the Securities Exchange Act of 1934 (“1934 Act”), you agree that the terms in Schedule B apply. Otherwise, you agree that the terms in Schedule C apply.
Appears in 10 contracts
Samples: Columbia Funds Series Trust, Columbia Funds Series Trust II, Fund Sales Agreement (Columbia Funds Series Trust I)
YOUR REGULATORY STATUS. If you are a registered broker or dealer under the Securities Exchange Act of 1934 (“"1934 Act”"), you agree that the terms in Schedule B apply. Otherwise, you agree that the terms in Schedule C apply.
Appears in 1 contract
Samples: Aul American Unit Trust
YOUR REGULATORY STATUS. If Insofar as you are a registered broker or dealer under the Securities Exchange Act of 1934 (“1934 Act”), you agree that the terms in Schedule B apply. Otherwise, you agree that the terms in Schedule C apply.
Appears in 1 contract
Samples: Mutual Fund Sales Agreement (Thrivent Mutual Funds)