Common use of YOUR REGULATORY STATUS Clause in Contracts

YOUR REGULATORY STATUS. If you are a registered broker or dealer under the Securities Exchange Act of 1934 (“1934 Act”), you agree that the terms in Schedule B apply. Otherwise, you agree that the terms in Schedule C apply.

Appears in 10 contracts

Samples: Columbia Funds Series Trust, Columbia Funds Series Trust II, Fund Sales Agreement (Columbia Funds Series Trust I)

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YOUR REGULATORY STATUS. If you are a registered broker or dealer under the Securities Exchange Act of 1934 ("1934 Act"), you agree that the terms in Schedule B apply. Otherwise, you agree that the terms in Schedule C apply.

Appears in 1 contract

Samples: Aul American Unit Trust

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YOUR REGULATORY STATUS. If Insofar as you are a registered broker or dealer under the Securities Exchange Act of 1934 (“1934 Act”), you agree that the terms in Schedule B apply. Otherwise, you agree that the terms in Schedule C apply.

Appears in 1 contract

Samples: Mutual Fund Sales Agreement (Thrivent Mutual Funds)

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