YOUR REGULATORY STATUS. If you are a registered broker or dealer under the Securities Exchange Act of 1934 (“1934 Act”), you agree that the terms in Schedule B apply. Otherwise, you agree that the terms in Schedule C apply.
Appears in 10 contracts
Samples: Agreement Relating to Transactions in Mutual Fund Shares (Columbia Funds Series Trust II), Agreement Relating to Transactions in Mutual Fund Shares (Columbia Funds Series Trust), Agreement Relating to Transactions in Mutual Fund Shares (Columbia Funds Series Trust II)
YOUR REGULATORY STATUS. If you are a registered broker or dealer under the Securities Exchange Act of 1934 (“"1934 Act”"), you agree that the terms in Schedule B apply. Otherwise, you agree that the terms in Schedule C apply.
Appears in 1 contract
Samples: Mutual Fund Sales Agreement (Aul American Unit Trust)
YOUR REGULATORY STATUS. If Insofar as you are a registered broker or dealer under the Securities Exchange Act of 1934 (“1934 Act”), you agree that the terms in Schedule B apply. Otherwise, you agree that the terms in Schedule C apply.
Appears in 1 contract
Samples: Mutual Fund Sales Agreement (Thrivent Mutual Funds)
