Your Rights and Obligations. 3.1 Subject to Clauses 2.3 and 2.4 we will initiate any Transfer, Conversion or other action necessary to give effect to Withdrawal Instructions within one (1) business day of the date of the receipt of the Withdrawal Instructions. 3.2 We will not initiate any Transfer or Conversion into or out of the Sponsored Holding without your express authority. 3.3 The regulatory regimes which apply to us are outlined in clause 12.1 in Part 1 of this Client Agreement and include the Corps Act, ASIC Market Integrity Rules, ASX Operating Rules, ASX Settlement Rules, ASX Clear Operating Rules, NSX Business Rules and SIM VSE Business Rules. You may obtain information as to our status from ASIC, ASX, ASX Settlement, ASX Clear, NSX or SIM VSE. 3.4 You may lodge a complaint against us or any claim for compensation with ASIC, ASX, ASX Settlement, ASX Clear, NSX, SIM VSE or AFCA.
Appears in 3 contracts
Samples: Client Agreement, Client Agreement (Adviser Services), Client Agreement (Adviser Services)
Your Rights and Obligations. 3.1 Subject to Clauses 2.3 and 2.4 we will initiate any Transfer, Conversion or other action necessary to give effect to Withdrawal Instructions within one (1) business day of the date of the receipt of the Withdrawal Instructions.
3.2 We will not initiate any Transfer or Conversion into or out of the Sponsored Holding without your Your express authority.
3.3 The regulatory regimes which apply to us are outlined in clause 12.1 7.1 in Part 1 of this Client Agreement and include the Corps ActCorporations Act (Cth), ASIC Market Integrity Rules, ASX Operating Rules, ASX Settlement Rules, ASX Clear Operating Rules, NSX Business Rules and SIM VSE Business Rules. You may obtain information as to our status from ASIC, ASX, ASX Settlement, ASX Clear, NSX or SIM VSE.
3.4 You may lodge a complaint against us or any claim for compensation with ASIC, ASX, ASX Settlement, ASX Clear, NSX, SIM VSE or AFCAthe Financial Ombudsman Service Limited (“FOS”).
Appears in 2 contracts
Samples: Client Agreement, Adviser Services Client Agreement
Your Rights and Obligations. 3.1 Subject to Clauses 2.3 and 2.4 we will initiate any Transfer, Conversion or other action necessary to give effect to Withdrawal Instructions within one (1) business day of the date of the receipt of the Withdrawal Instructions.
3.2 We will not initiate any Transfer or Conversion into or out of the Sponsored Holding without your express authority.
3.3 The regulatory regimes which apply to us are outlined in clause 12.1 in Part 1 of this Client Agreement and include the Corps Act, ASIC Market Integrity Rules, ASX Operating Rules, ASX Settlement Rules, ASX Clear Operating Rules, NSX Business Rules and SIM VSE NSX Business Rules. You may obtain information as to our status from ASIC, ASX, ASX Settlement, ASX Clear, NSX Clear or SIM VSENSX.
3.4 You may lodge a complaint against us or any claim for compensation with ASIC, ASX, ASX Settlement, ASX Clear, NSX, SIM VSE NSX or AFCA.
Appears in 1 contract
Samples: Client Agreement
Your Rights and Obligations. 3.1 Subject to Clauses 2.3 and 2.4 we will initiate any Transfer, Conversion or other action necessary to give effect to Withdrawal Instructions within one (1) business day of the date of the receipt of the Withdrawal Instructions.
3.2 We will not initiate any Transfer or Conversion into or out of the Sponsored Holding without your express authority.
3.3 The regulatory regimes which apply to us are outlined in clause 12.1 7.1 in Part 1 of this Client Agreement and include the Corps ActCorporations Act (Cth), ASIC Market Integrity Rules, ASX Operating Rules, ASX Settlement Rules, ASX Clear Operating Rules, NSX Business Rules and SIM VSE Business Rules. You may obtain information as to our status from ASIC, ASX, ASX Settlement, ASX Clear, NSX or SIM VSE.
3.4 You may lodge a complaint against us or any claim for compensation with ASIC, ASX, ASX Settlement, ASX Clear, NSX, SIM VSE or AFCAthe Financial Ombudsman Service Limited (“FOS”).
Appears in 1 contract
Samples: Client Agreement
Your Rights and Obligations. 3.1 Subject to Clauses 2.3 and 2.4 we will initiate any Transfer, Conversion or other action necessary to give effect to Withdrawal Instructions within one (1) business day of the date of the receipt of the Withdrawal Instructions.
3.2 We will not initiate any Transfer or Conversion into or out of the Sponsored Holding without your Your express authority.
3.3 The regulatory regimes which apply to us are outlined in clause 12.1 7.1 in Part 1 of this Client Agreement and include the Corps ActCorporations Act (Cth), ASIC Market Integrity Rules, ASX Operating Rules, ASX Settlement Rules, ASX Clear Operating Rules, NSX Business Rules and SIM VSE Business Rules. You may obtain information as to our status from ASIC, ASX, ASX Settlement, ASX Clear, NSX or SIM VSE.
3.4 You may lodge a complaint against us or any claim for compensation with ASIC, ASX, ASX Settlement, ASX Clear, NSX, SIM VSE or AFCAthe Financial Ombudsman Service Limited ("FOS").
Appears in 1 contract
Samples: Client Agreement