THE NEEDHAM FUNDS, INC. AMENDMENT NO. 1 TO DISTRIBUTION AND SERVICES AGREEMENTDistribution Agreement • March 8th, 2002 • Needham Funds Inc • New York
October 21, 2004 Needham Investment Management L.L.C. 445 Park Avenue New York, New York 10022 INVESTMENT ADVISORY AGREEMENT Dear Sirs: The Needham Funds, Inc. (the "Fund"), a corporation organized under the laws of the State of Maryland, confirms its...Investment Advisory Agreement • February 25th, 2005 • Needham Funds Inc • New York
EXHIBIT 5 THE NEEDHAM FUNDS, INC. DISTRIBUTION AND SERVICES AGREEMENT AGREEMENT made as of the _____ day of August, 2001, between The Needham Funds, Inc., a Maryland corporation (the "Company"), and Needham & Company, Inc., a Delaware corporation (the...Distribution Agreement • June 15th, 2001 • Needham Funds Inc • New York
AMENDMENT NO. 2 TO CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • March 8th, 2002 • Needham Funds Inc • Pennsylvania
AMENDMENT NO. 2 TO TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • March 8th, 2002 • Needham Funds Inc • Delaware
EXHIBIT 4(b) FEE WAIVER AGREEMENT This Fee Waiver Agreement (the "Agreement") is made as of the 20th day of January 2005, between The Needham Funds, Inc., a Maryland corporation (the "Fund") and Needham Investment Management L.L.C. (the "Adviser")....Fee Waiver Agreement • February 25th, 2005 • Needham Funds Inc
AMENDMENT NO. 2 TO ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAdministration and Accounting Services Agreement • March 8th, 2002 • Needham Funds Inc • Delaware
NEEDHAM AGGRESSIVE GROWTH FUND A Portfolio of The Needham Funds, Inc. 445 Park Avenue New York, New York 10022Investment Advisory Agreement • June 15th, 2001 • Needham Funds Inc
CUSTODY AGREEMENTCustody Agreement • April 29th, 2011 • Needham Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 26th day of May, 2010, by and between THE NEEDHAM FUNDS, INC., a Maryland corporation (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
Master Repurchase AgreementMaster Repurchase Agreement • April 28th, 2006 • Needham Funds Inc • New York
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 30th, 2015 • Needham Funds Inc • Wisconsin
THIS AGREEMENT, originally made and entered into as of the 26th day of May, 2010, by and between THE NEEDHAM FUNDS, INC., a Maryland corporation (the “Company”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”), is hereby amended and restated as of June 7, 2012.
Master Securities Loan Agreement Dated as of: May 27, 2005 Between: Bear, Stearns Securities Corp.Master Securities Loan Agreement • April 28th, 2006 • Needham Funds Inc • New York
MASTER SERVICES AGREEMENTMaster Services Agreement • April 28th, 2006 • Needham Funds Inc • Ohio
AGREEMENT made as of the 27 day of May, 2005, between BISYS FUND SERVICES OHIO, INC. (“BISYS”), an Ohio corporation having a place of business at 3435 Stelzer Road, Columbus, Ohio 43219 and THE NEEDHAM FUNDS, INC. (the “Company”) a Maryland corporation, having a place of business at 445 Park Avenue, New York, NY 10022.
SPECIAL CUSTODY ACCOUNT AGREEMENTSpecial Custody Account Agreement • April 28th, 2006 • Needham Funds Inc • New York
AGREEMENT (this “Agreement”), dated as of May 27, 2005, by and among CUSTODIAL TRUST COMPANY, in its capacity as Custodian hereunder (“Custodian”), THE NEEDHAM FUNDS, INC. acting with respect to and on behalf of NEEDHAM SMALL CAP GROWTH FUND (“Customer”), and BEAR, STEARNS SECURITIES CORP. (“Broker”).
THE NEEDHAM FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION AND SERVICES AGREEMENTDistribution Agreement • April 30th, 2018 • Needham Funds Inc • New York
This AGREEMENT originally made and entered into as of the 18th day of October, 2007, between The Needham Funds, Inc., a Maryland corporation (the "Company"), and Needham & Company, LLC, a Delaware limited liability company (the "Distributor") is hereby amended and restated as of October 20, 2016.
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • April 29th, 2024 • Needham Funds Inc
This Fee Waiver and Expense Reimbursement Agreement (the “Agreement”) is made as of the 24th day of April 2024 between The Needham Funds, Inc., a Maryland corporation (the “Fund”), on behalf of each of the portfolios (each, a “Portfolio”) of the Fund set forth on Schedule A hereto, and Needham Investment Management L.L.C., a Delaware limited liability company (the “Adviser”).
AMENDMENT TO ADMINISTRATIVE AND ACCOUNTING SERVICES AGREEMENT This Amendment to Administrative and Accounting Services Agreement is made as of August _____, 2001, by and between PFPC Inc., a Delaware corporation and an indirect, wholly- owned...Administrative and Accounting Services Agreement • June 15th, 2001 • Needham Funds Inc • Delaware
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • April 29th, 2020 • Needham Funds Inc
This Fee Waiver and Expense Reimbursement Agreement (the “Agreement”) is made as of the 1st day of May 2020 between The Needham Funds, Inc., a Maryland corporation (the “Fund”), on behalf of each of the portfolios (each, a “Portfolio”) of the Fund set forth on Schedule A hereto, and Needham Investment Management L.L.C., a Delaware limited liability company (the “Adviser”).
FEE WAIVER AGREEMENTFee Waiver Agreement • April 27th, 2012 • Needham Funds Inc
FEE WAIVER AGREEMENTFee Waiver Agreement • April 29th, 2009 • Needham Funds Inc
This Fee Waiver Agreement (the “Agreement”) is made as of the 25th day of March 2009 between The Needham Funds, Inc., a Maryland corporation (the “Fund”) and Needham Investment Management L.L.C., a Delaware limited liability company (the “Adviser”).
FIRST AMENDMENT TO THE AMENDED AND RESTATED FUND ADMINISTRATIONFund Administration Servicing Agreement • April 28th, 2016 • Needham Funds Inc
THIS FIRST AMENDMENT dated as of the 30th day of April, 2015, to the Amended and Restated Fund Administration Servicing Agreement, dated as of June 7, 2012 (the "Agreement"), is entered into by and between THE NEEDHAM FUNDS, INC., a Maryland corporation (the "Company"), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • April 30th, 2018 • Needham Funds Inc
This Fee Waiver Agreement (the “Agreement”) is made as of the 24th day of April 2018 between The Needham Funds, Inc., a Maryland corporation (the “Fund”), on behalf of each of the portfolios (each, a “Portfolio”) of the Fund set forth on Schedule A hereto, and Needham Investment Management L.L.C., a Delaware limited liability company (the “Adviser”).
AMENDMENTRepurchase Agreement and Securities Loan Agreement • April 30th, 2010 • Needham Funds Inc • New York
AMENDMENT (this “Amendment”) dated as of March 18, 2009, to the Repurchase Agreement and the Securities Loan Agreement, if any, (as each such term is defined below) among the undersigned accountholder (the “Accountholder”), J.P. Morgan Securities Inc. (formerly known as Bear, Stearns & Co. Inc.) and J.P. Morgan Clearing Corp. (formerly known as Bear, Stearns Securities Corp.).
THE NEEDHAM FUNDS, INC. FIRST AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 29th, 2019 • Needham Funds Inc
THIS FIRST AMENDMENT dated as of the 13th day of November, 2018, to the Amended and Restated Transfer Agent Servicing Agreement, dated as of June 7, 2012 (the "Agreement"), is entered into by and between THE NEEDHAM FUNDS, INC., a Maryland corporation (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
THE NEEDHAM FUNDS, INC. SECOND AMENDMENT TO THE AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 29th, 2019 • Needham Funds Inc
THIS SECOND AMENDMENT dated as of the 13th day of November, 2018, to the Amended and Restated Fund Accounting Servicing Agreement, dated as of June 7, 2012 (the "Agreement"), is entered into by and between THE NEEDHAM FUNDS, INC., a Maryland corporation (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 29th, 2011 • Needham Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 26th day of May, 2010, by and between THE NEEDHAM FUNDS, INC., a Maryland corporation (the “Company”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
The Needham Funds, Inc. New York, New York 10022Investment Advisory Agreement • April 28th, 2006 • Needham Funds Inc • New York
The Needham Funds, Inc. (the “Fund”), a corporation organized under the laws of the State of Maryland, confirms its agreement with Needham Investment Management L.L.C. (the “Investment Adviser”) as follows:
THE NEEDHAM FUNDS, INC. FIRST AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • April 30th, 2015 • Needham Funds Inc
THIS FIRST AMENDMENT dated as of the 6th day of October, 2014, to the to the Amended and Restated Custody Agreement originally made and entered into as of May 26, 2010, amended and restated as of June 7, 2012 (the “Agreement”), is entered into by and between NEEDHAM FUNDS, INC., a Maryland corporation (the “Company”) and U.S. BANK, N.A., a national banking association (the "Custodian").
FEE WAIVER AGREEMENTFee Waiver Agreement • April 30th, 2010 • Needham Funds Inc
This Fee Waiver Agreement (the "Agreement") is made as of the 29th day of April, 2010 between The Needham Funds, Inc., a Maryland corporation (the "Fund") and Needham Investment Management L.L.C., a Delaware limited liability company (the "Adviser").
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • April 27th, 2017 • Needham Funds Inc
This Fee Waiver Agreement (the “Agreement”) is made as of the 20th day of April 2017 between The Needham Funds, Inc., a Maryland corporation (the “Fund”), on behalf of each of the portfolios (each, a “Portfolio”) of the Fund set forth on Schedule A hereto, and Needham Investment Management L.L.C., a Delaware limited liability company (the “Adviser”).
THE NEEDHAM FUNDS, INC. SECOND AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 29th, 2020 • Needham Funds Inc
THIS SECOND AMENDMENT effective as of the 1st day of November, 2019, to the Amended and Restated Transfer Agent Servicing Agreement, dated as of June 7, 2012 (the "Agreement"), is entered into by and between THE NEEDHAM FUNDS, INC., a Maryland corporation (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
NEEDHAM SMALL CAP GROWTH FUND A Portfolio of The Needham Funds, Inc. 445 Park Avenue New York, New York 10022Investment Advisory Agreement Supplement • March 8th, 2002 • Needham Funds Inc
SERVICES AGREEMENTServices Agreement • April 27th, 2017 • Needham Funds Inc • New York
This Agreement is made as of ________________, between ________________ (the "Agent"), and The Needham Funds, Inc., a series, open-end registered investment company (the "Company," with respect to the series ("Portfolios") and classes specified on Schedule 1.
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • April 28th, 2014 • Needham Funds Inc
This Fee Waiver Agreement (the "Agreement") is made as of the 29th day of April 2013 between The Needham Funds, Inc., a Maryland corporation (the "Fund"), on behalf of Needham Aggressive Growth Fund, Needham Growth Fund, and Needham Small Cap Growth Fund (each, a "Portfolio"), and Needham Investment Management L.L.C., a Delaware limited liability company (the "Adviser").
AGREEMENT AMONG JOINT INSUREDSAgreement Among Joint Insureds • May 5th, 2011 • Needham Funds Inc
This Agreement, dated as of January 1, 2010, is hereby entered into by and among The Needham Funds, Inc., The Needham Group, Inc., Needham Asset Management, LLC, Needham & Company, LLC, Needham Investment Management L.L.C. and Needham & Company, LLC 401(k) Plan.
