FORM OF TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • August 22nd, 2008 • Genworth Variable Insurance Trust • Wisconsin
Contract Type FiledAugust 22nd, 2008 Company Jurisdiction
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 9th, 2015 • Miller/Howard Funds Trust • New York
Contract Type FiledDecember 9th, 2015 Company Jurisdiction
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 23rd, 2020 • High Income Securities Fund • Wisconsin
Contract Type FiledNovember 23rd, 2020 Company JurisdictionTHIS AGREEMENT (“Agreement”) is made and entered into as of the last day written below, by and between HIGH INCOME SECURITIES FUND, a Massachusetts business trust, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 15th, 2019 • Procure ETF Trust I • Delaware
Contract Type FiledNovember 15th, 2019 Company JurisdictionTHIS AGREEMENT is made and entered into as of the last date on the signature page, by and between PROCURE ETF TRUST I, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services or USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 14th, 2023 • SP Funds Trust • Delaware
Contract Type FiledNovember 14th, 2023 Company JurisdictionTHIS AGREEMENT is made and entered into as of the last day written on the signature page by and between SP FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 30th, 2023 • Brookfield Investment Funds • Wisconsin
Contract Type FiledJune 30th, 2023 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 20th day of September, 2011, by and between BROOKFIELD INVESTMENT FUNDS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 15th, 2024 • Amplify Commodity Trust • Commodity contracts brokers & dealers • Wisconsin
Contract Type FiledFebruary 15th, 2024 Company Industry JurisdictionTHIS AGREEMENT is made and entered into as of the last date written on the signature page below, by and between U.S. BANCORP FUND SERVICES, LLC dba U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”), AMPLIFY COMMODITY TRUST, a Delaware statutory trust (the “Trust”), for itself and on behalf of each of its series listed on Exhibit A to this Agreement (as amended from time to time) (each a “Fund” or an “ETF Series”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 28th, 2021 • State Street Institutional Funds • Wisconsin
Contract Type FiledJanuary 28th, 2021 Company JurisdictionThe Company hereby appoints USBGFS as transfer agent of the Company on the terms and conditions set forth in this Agreement, and USBGFS hereby accepts such appointment and agrees to perform the services and duties set forth in this Agreement. USBGFS shall provide the services set forth in Schedules I, II, and III attached hereto, provided that the services set forth in Schedule II shall only be provided following the request of the Company, which services are subject to the additional terms and conditions specified in Schedule II. The services and duties of USBGFS as transfer agent described in Schedule I attached hereto shall include those duties as are normally and customarily performed by transfer agents in conjunction with such descriptions. To the extent the additional terms and conditions specified in Schedule II conflict with the terms and conditions elsewhere in this Agreement, the additional terms and conditions in Schedule II shall control, but only with regard to Electronic
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • August 19th, 2024 • Nuveen Churchill Private Credit Fund • New York
Contract Type FiledAugust 19th, 2024 Company JurisdictionTHIS AGREEMENT is made and entered into as of the last date on the signature page, by and among NUVEEN CHURCHILL PRIVATE CREDIT FUND, a Delaware statutory trust, and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global fund Services, a Wisconsin limited liability company (“Fund Services”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • May 20th, 2010 • IronBridge Funds, Inc. • Wisconsin
Contract Type FiledMay 20th, 2010 Company JurisdictionTHIS AGREEMENT is made and entered into as of this day of May, 2010, by and between IRONBRIDGE FUNDS, INC., a Maryland corporation (the “Company”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 23rd, 2023 • Comvest Credit Partners BDC Fund, L.P. • New York
Contract Type FiledOctober 23rd, 2023 Company JurisdictionTHIS TRANSFER AGENT AGREEMENT (“Agreement”) is effective as of this 17th day of October, 2023, by and among COMVEST CREDIT PARTNERS BDC FUND, L.P., a newly organized Delaware limited partnership that intends to convert to a Delaware statutory trust by operation of law and elect to be treated as a business development company (the “BDC Conversion”) under the Investment Company Act of 1940, as amended (the “1940 Act”) (the “Partnership,” and together with any successor entity of the Partnership and any wholly owned subsidiary and special purpose vehicle listed on Annex I (each, a “SPV”), the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 24th, 2023 • Oxford Park Income Fund, Inc. • Wisconsin
Contract Type FiledMarch 24th, 2023 Company JurisdictionTHIS AGREEMENT is made and entered into as of the last day written on the signature page by and between OXFORD PARK INCOME FUND, INC., a Maryland corporation (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 16th, 2024 • Tidal Trust III • Wisconsin
Contract Type FiledJuly 16th, 2024 Company JurisdictionTHIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 28th, 2024 • Quaker Investment Trust • Wisconsin
Contract Type FiledOctober 28th, 2024 Company JurisdictionTHIS AGREEMENT is made and entered into as of the last day written on the signature page by and between QUAKER INVESTMENT TRUST, a Massachusetts trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 7th, 2018 • Cushing ETF Trust • Delaware
Contract Type FiledDecember 7th, 2018 Company JurisdictionTHIS AGREEMENT is made and entered into as of the last date on the signature page, by and between CUSHING ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 31st, 2011 • Madison Mosaic Tax-Free Trust • Wisconsin
Contract Type FiledJanuary 31st, 2011 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 23rd day of February, 2009, by and between MADISON MOSAIC, LLC, a Wisconsin limited liability company (hereinafter referred to collectively as “Madison”), that is responsible for the management and operation of Madison Mosaic Income Trust, Madison Mosaic Tax-Free Trust, Madison Mosaic Equity Trust and Madison Mosaic Government Money Market Trust, each a Massachusetts statutory trust (herein referred to individually as a “Trust” and collectively as the “Trusts”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 28th, 2010 • Trust for Professional Managers • Wisconsin
Contract Type FiledApril 28th, 2010 Company JurisdictionTRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - E-COMMERCE SERVICES FEE SCHEDULE at April, 2010 FAN WEB – Shareholder internet access to account information and transaction capabilities through a transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. 1. FAN Web Premium (Fund Groups over 50,000 open accounts) · Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support · Annual Base Fee - $___ per year 2. FAN Web Select (Fund Groups under 50,000 open accounts) – See Functionality Worksheet · Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support · Annual Base Fee - $____ per year 3. FAN Web Direct (API) – Quoted Separately 4. Customization - $____ per hour 5. Activity (Session) Fees: · Inquiry - $___ per event · Account Maintenance - $___ per event · Transaction – financial transactio
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 13th, 2013 • USFS Funds Trust • Wisconsin
Contract Type FiledMarch 13th, 2013 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 16th day of January, 2012, by and between USFS FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 2nd, 2024 • Catalyst Strategic Income Opportunities Fund • Wisconsin
Contract Type FiledJuly 2nd, 2024 Company JurisdictionTHIS AGREEMENT is made and entered into as of the last day written on the signature page by and between CATALYST STRATEGIC INCOME OPPORTUNITIES FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 29th, 2011 • Madison Mosaic Income Trust
Contract Type FiledApril 29th, 2011 CompanyTHIS FIRST AMENDMENT effective as of November 30, 2010, to the Transfer Agent Servicing Agreement, dated as of February 23, 2009 (the "Agreement"), is entered into by and between MADISON INVESTMENT ADVISORS, LLC f/k/a MADISON MOSAIC, LLC (“Madison”) on behalf of Madison Mosaic Equity Trust, Madison Mosaic Income Trust, Madison Mosaic Government Money Market Trust and Madison Mosaic Tax-Free Trust and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USB Fund Services").
FORM OF TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 29th, 2006 • Skyhawk Capital Management Funds Trust • Delaware
Contract Type FiledSeptember 29th, 2006 Company JurisdictionTHIS AGREEMENT is made and entered into as of this ___ day of ________, 2006, by and between Skyhawk Capital Management Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 27th, 2017 • Calamos Investment Trust/Il • Wisconsin
Contract Type FiledFebruary 27th, 2017 Company JurisdictionTHIS AGREEMENT originally made and effective as of January 1, 2014, by and among CALAMOS INVESTMENT TRUST, a Massachusetts business trust, CALAMOS ADVISORS TRUST, a Massachusetts business trust (collectively the “Trusts”) acting for and on behalf of each series of the Trusts listed on Exhibit A hereto (as amended from time to time) (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”) is hereby amended and restated effective as of January 1, 2017.
TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this ___ day of _____,2000, by and between Kit Cole Investment Trust, a Delaware business trust (hereinafter referred to as the "Trust") and Firstar Mutual Fund Services,...Transfer Agent Servicing Agreement • June 28th, 2000 • Kit Cole Investment Trust • Wisconsin
Contract Type FiledJune 28th, 2000 Company Jurisdiction
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 8th, 2004 • Intrepid Capital Management Funds Trust • Wisconsin
Contract Type FiledDecember 8th, 2004 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 16th day of November, 2004, by and between Intrepid Capital Management Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
SECOND AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 13th, 2023 • Calamos Advisors Trust/Il • Wisconsin
Contract Type FiledApril 13th, 2023 Company JurisdictionTHIS SECOND AMENDED AND RESTATED AGREEMENT (the “Agreement”) is made and entered into as of the last date in the signature block (“Effective Date”), by and among CALAMOS INVESTMENT TRUST (“CIT”), a Massachusetts business trust, CALAMOS ADVISORS TRUST (“CAT”), a Massachusetts business trust, CALAMOS ANTETOKOUNMPO SUSTAINABLE EQUITIES TRUST (“CASET”), a Delaware statutory trust (each a “Trust” and collectively the “Trusts”) acting for and on behalf of each series of the Trusts listed on Exhibit A hereto (as amended from time to time) (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SECOND AMENDMENT to the AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 28th, 2022 • Savos Investments Trust
Contract Type FiledJanuary 28th, 2022 CompanyTHIS Second Amendment is made and entered into as of this April 1, 2021 to the Amended and Restated Transfer Agent Agreement (the “Agreement”), dated as of January 30, 2018, by and between GPS FUNDS I (“GPS I”), GPS FUNDS II (“GPS II”), SAVOS INVESTMENT TRUST (“SAVOS” and together with GPS I, GPS II referred to as the “Trust”), each separately and not jointly, and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 28th, 2020 • Provident Mutual Funds, Inc. • Wisconsin
Contract Type FiledJanuary 28th, 2020 Company JurisdictionTHIS AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT is made and entered into as of this 10th day of Septemver 2019, by and between PROVIDENT MUTUAL FUNDS, INC., a Wisconsin corporation (the "Company") and U.S. BANCORP FUND SERVICES, LLC d.b.a. U.S. Bank Global Fund Services, a Wisconsin limited liability company ("USBFS").
EXHIBIT NO. EX-99.h.2.a JACOB INTERNET FUND INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT THIS AMENDMENT dated as of January 1, 2002 to the Transfer Agent Servicing Agreement dated as of August 27, 1999, by and between Jacob Internet Fund...Transfer Agent Servicing Agreement • December 29th, 2003 • Jacob Internet Fund Inc
Contract Type FiledDecember 29th, 2003 CompanyTHIS AMENDMENT dated as of January 1, 2002 to the Transfer Agent Servicing Agreement dated as of August 27, 1999, by and between Jacob Internet Fund Inc., a Maryland corporation, and Firstar Mutual Fund Services, LLC, a Wisconsin limited liability company, shall be as follows:
SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 1st, 2012 • Madison Mosaic Equity Trust
Contract Type FiledMarch 1st, 2012 CompanyTHIS SECOND AMENDMENT effective as of July 1, 2011, to the Transfer Agent Servicing Agreement, dated as of February 23, 2009, as amended November 30, 2010 (the "Agreement"), is entered into by and between MADISON INVESTMENT ADVISORS, LLC (“Madison”) on behalf of Madison Mosaic Equity Trust, Madison Mosaic Income Trust, Madison Mosaic Government Money Market Trust and Madison Mosaic Tax-Free Trust and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 18th, 2015 • PENN Capital Funds Trust • Delaware
Contract Type FiledNovember 18th, 2015 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 22nd day of October, 2015, by and between PENN Capital Funds Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE PROFESSIONALLY MANAGED PORTFOLIOS TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 28th, 2018 • Professionally Managed Portfolios
Contract Type FiledFebruary 28th, 2018 CompanyTHIS AMENDMENT dated as of February 9, 2018, to the Transfer Agent Servicing Agreement, dated as of June 22, 2006, as amended (the "Agreement"), is entered into by and between Professionally Managed Portfolios, a Massachusetts business trust (the "Trust"), on behalf of its separate series, the Congress Funds and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
STONE RIDGE TRUST VIII TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 17th, 2023 • Stone Ridge Trust VIII • Delaware
Contract Type FiledMarch 17th, 2023 Company JurisdictionTHIS TRANSFER AGENT AGREEMENT is made and entered into as of the last date on the signature block, by and between STONE RIDGE TRUST VIII, a Delaware statutory trust (the “Trust”) on behalf of its series, Stone Ridge Art Risk Premium Fund, (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 29th, 2019 • Innovator ETFs Trust II • Wisconsin
Contract Type FiledJuly 29th, 2019 Company JurisdictionTHIS AGREEMENT is made as of the last date on the signature page by and between INNOVATOR ETFs TRUST II, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 9th, 2013 • Trust for Professional Managers • Wisconsin
Contract Type FiledApril 9th, 2013 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 21st day of February, 2013, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF AMENDMENT TO THE TRUST FOR ADVISED PORTFOLIOS TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 22nd, 2020 • Trust for Advised Portfolios
Contract Type FiledOctober 22nd, 2020 CompanyTHIS AMENDMENT to the Transfer Agent Servicing Agreement, dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).