Fred S. Weingard Employment ContractEmployment Agreement • November 21st, 1996 • Ashton Technology Group Inc • Services-computer programming services • Maryland
AGREEMENTSeverance Agreement • November 9th, 1999 • Ashton Technology Group Inc • Services-computer programming services • Pennsylvania
Exhibit 10 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT, effective as of July 13, 1998, is by and between The Ashton Technology Group, Inc., a Delaware corporation (the "Company"), and Arthur J. Bacci ("Employee"). WHEREAS, the Company wishes to...Employment Agreement • August 14th, 1998 • Ashton Technology Group Inc • Services-computer programming services
EXHIBIT 4.2 THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF AUGUST 18,...Warrant Agreement • August 24th, 1999 • Ashton Technology Group Inc • Services-computer programming services • Delaware
EXHIBIT 4.4 NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR QUALIFIED OR REGISTERED UNDER STATE SECURITIES OR BLUE SKY LAWS. NEITHER THIS WARRANT NOR SUCH SECURITIES...Warrant Agreement • February 11th, 2000 • Ashton Technology Group Inc • Services-computer programming services • New York
EXHIBIT 10.2 ------------ STOCKHOLDERS AGREEMENTStockholders Agreement • April 26th, 2000 • Ashton Technology Group Inc • Services-computer programming services • Delaware
AGREEMENT OF JOINT FILING -------------------------Joint Filing Agreement • November 12th, 2003 • Vie Financial Group Inc • Security & commodity brokers, dealers, exchanges & services
This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original and all of which together shall be deemed to constitute one and the same Agreement.
AGREEMENTSettlement Agreement • July 30th, 1999 • Ashton Technology Group Inc • Services-computer programming services • Pennsylvania
R E C I T A L SIndemnification Agreement • May 23rd, 2002 • Ashton Technology Group Inc • Services-computer programming services • New York
EXHIBIT 10.1 SEPARATION AGREEMENT AND RELEASE SEPARATION AGREEMENT AND RELEASE dated as of April 15, 2002 (this "Agreement"), by and between THE ASHTON TECHNOLOGY GROUP, INC., a Delaware corporation (the "Company"), and MR. FREDRIC W. RITTEREISER...Separation Agreement • May 22nd, 2002 • Ashton Technology Group Inc • Services-computer programming services • Pennsylvania
EXHIBIT 4.10 WARRANT NO. 1 THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES EXCHANGE AGREEMENT DATED...Warrant Agreement • May 23rd, 2002 • Ashton Technology Group Inc • Services-computer programming services • Pennsylvania
ARTICLE I DEFINITIONS -----------Nonqualified Stock Option Agreement • July 14th, 1998 • Ashton Technology Group Inc • Services-computer programming services • Delaware
ARTICLE II Representations and Warranties of the InvestorsStock Purchase Agreement • February 11th, 2000 • Ashton Technology Group Inc • Services-computer programming services • New York
EXHIBIT 10.1 COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • May 22nd, 2001 • Ashton Technology Group Inc • Services-computer programming services • Delaware
EXHIBIT 4.2 AMENDMENT NO. 1 TO THE SECURITIES PURCHASE AGREEMENT This Amendment No.1 (the "Amendmet") to the Securities Purchase Agreement, dated as of February 4, 2002 (the "Agreement"), by and between The Ashton Technology Group, Inc. ("Ashton") and...Securities Purchase Agreement • May 23rd, 2002 • Ashton Technology Group Inc • Services-computer programming services • New York
EXHIBIT 10.17 SUBLEASE AGREEMENT 1114 Avenue of the Americas New York, New York THIS SUBLEASE AGREEMENT, (the "Sublease") is entered into as of the 15th day of June, 2002, by and between THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY, a Wisconsin...Sublease Agreement • July 2nd, 2002 • Ashton Technology Group Inc • Services-computer programming services • New York
SERIES H AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 14th, 2003 • Vie Financial Group Inc • Security & commodity brokers, dealers, exchanges & services • New York
WHEREAS, on February 9, 2001, the parties entered into a Securities Purchase Agreement (the "February Agreement") pursuant to which, subject to the ------------------ conditions contained therein, the Company could issue and sell to Investor from time...Securities Purchase Agreement • July 19th, 2001 • Ashton Technology Group Inc • Services-computer programming services • New York
WARRANT -------Warrant Agreement • May 22nd, 2001 • Ashton Technology Group Inc • Services-computer programming services • New York
CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (this "Agreement"), dated as of October 22, 1996, is by and between Raymond T. Tate, a resident of the State of Maryland ("Tate"), and The Ashton Technology Group, Inc., a Delaware corporation ("Ashton")....Consulting Agreement • October 28th, 1996 • Ashton Technology Group Inc • Services-computer programming services • Delaware
SECURITIES PURCHASE AGREEMENT BY AND BETWEEN THE ASHTON TECHNOLOGY GROUP, INC.Securities Purchase Agreement • February 11th, 2002 • Ashton Technology Group Inc • Services-computer programming services • New York
ARTICLE 1Management Services Agreement • February 11th, 2000 • Ashton Technology Group Inc • Services-computer programming services
WITNESSETH:Loan Agreement • July 14th, 1998 • Ashton Technology Group Inc • Services-computer programming services • Florida
FEDERAL NATIONAL MORTGAGE ASSOCIATIONSublease • June 27th, 2000 • Ashton Technology Group Inc • Services-computer programming services • Pennsylvania
SERIES H REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 9th, 2003 • Vie Financial Group Inc • Security & commodity brokers, dealers, exchanges & services • New York
Memorandum of Understanding between The Ashton Technology Group, Inc. And K. Ivan F. GothnerMemorandum of Understanding • November 14th, 2000 • Ashton Technology Group Inc • Services-computer programming services
Reference is made to the Company's common stock purchase warrant of even date hereof (the "Warrant") pursuant to which Jameson Drive LLC (the "Holder") ------- ------ is entitled to purchase up to 1,506,024 shares of the Company's common stock, $.01...Warrant Agreement • July 19th, 2001 • Ashton Technology Group Inc • Services-computer programming services
This is to inform you that the Holder agrees that prior to the sixth (6th) month anniversary of the date hereof, the Holder will not exercise its right to purchase Warrant Shares pursuant to the Warrant. Except as otherwise set forth in the immediately preceding sentence, the Holder shall continue to retain any and all rights and privileges available to it pursuant to the Warrant or any other documents executed in connection with the issuance of the Warrant.
R E C I T A L SNon-Competition Agreement • May 22nd, 2002 • Ashton Technology Group Inc • Services-computer programming services • New York
INTRODUCTIONLoan Agreement • January 3rd, 2003 • Vie Financial Group Inc • Security & commodity brokers, dealers, exchanges & services • New York
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of July 13, 2001, by and among The Ashton Technology Group, Inc., a Delaware corporation, with its headquarters located at 1835 Market Street, Suite...Registration Rights Agreement • July 30th, 2001 • Ashton Technology Group Inc • Services-computer programming services • Delaware
SERIES H PREFERRED STOCK PURCHASE AGREEMENTPreferred Stock Purchase Agreement • October 9th, 2003 • Vie Financial Group Inc • Security & commodity brokers, dealers, exchanges & services • New York
BACKGROUND ----------Security Agreement • July 30th, 2001 • Ashton Technology Group Inc • Services-computer programming services • Delaware
ARTICLE II Representations and Warranties of the InvestorStock Purchase Agreement • June 27th, 2000 • Ashton Technology Group Inc • Services-computer programming services • Delaware
RECITALSStock Issuance Agreement • November 14th, 1997 • Ashton Technology Group Inc • Services-computer programming services
ARTICLE IOperating Agreement • November 14th, 2000 • Ashton Technology Group Inc • Services-computer programming services • Delaware
