INVESTMENT ADVISORY AGREEMENT BETWEEN ROYCE CAPITAL FUND AND ROYCE & ASSOCIATES, LPInvestment Advisory Agreement • April 30th, 2021 • Royce Capital Fund
Investment Advisory Agreement made this 31st day of July, 2020, by and between ROYCE CAPITAL FUND, a Delaware statutory trust (the “Fund”), and ROYCE & ASSOCIATES, LP, a Delaware limited partnership (formerly Royce & Associates, Inc. and Royce & Associates, LLC) (the “Adviser”).
DEFERRED FEE AGREEMENT THIS AGREEMENT dated December 31, 1998, by and between Royce Capital Fund (the "Trust"), a management investment company organized as a Delaware business trust, with offices at 1414 Avenue of the Americas, New York, New York...Deferred Fee Agreement • February 19th, 1999 • Royce Capital Fund • New York
AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • April 30th, 2021 • Royce Capital Fund • New York
AMENDED AND RESTATED AGREEMENT made as of July 31, 2020, by and between ROYCE CAPITAL FUND, a Delaware statutory trust, on behalf of each of its current and future series (the "Fund"), and ROYCE & ASSOCIATES, LP, a Delaware limited partnership (the "Administrator").
ROYCE & ASSOCIATES, LPInvestment Advisory Agreement • April 30th, 2021 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated July 31, 2020 (the “Agreement”) by and between Royce Capital Fund (the “Fund”), on behalf of Royce Capital Fund – Micro-Cap Portfolio (the “Series”), and Royce & Associates, LP (the “Adviser”).
Royce & Associates, LLC letterhead]Investment Advisory Agreement • August 24th, 2011 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated October 1, 2001 (the "Agreement") by and between Royce Capital Fund (the "Fund") on behalf of Royce Capital Fund - Micro-Cap Portfolio (the "Series") and Royce & Associates, LLC (the "Adviser").
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 30th, 2009 • Royce Capital Fund • New York
AGREEMENT, dated as of April 4, 2009 by and between The Royce Fund, on behalf of its series listed on Schedule A hereto, as amended from time to time, and Royce Capital Fund, on behalf of its series listed on Schedule A hereto, as amended from time to time, and Boston Financial Data Services, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 2 Heritage Drive, North Quincy, MA 02171. The series of The Royce Fund and Royce Capital Fund listed on Schedule A hereto are referred to for purposes of this Agreement each individually as a “Fund” and collectively as the “Funds.” The principal place of business of each Fund is listed on Schedule A attached hereto. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
April 26, 1999Investment Advisory Agreement • April 27th, 1999 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated December 1, 1996 (the "Agreement") by and between Royce Capital Fund (the "Fund") on behalf of Royce Premier Portfolio, Royce Total Return Portfolio and Royce Micro-Cap Portfolio (each a "Series") and Royce & Associates, Inc. (the "Adviser").
Royce & Associates, LLC letterhead]Fee Waiver and Expense Reimbursement Agreement • April 30th, 2012 • Royce Capital Fund
Letterhead of Royce & Associates, LLC]Fee Waiver and Expense Reimbursement Agreement • April 30th, 2014 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated October 1, 2001 (the “Agreement”) by and between Royce Capital Fund (the “Fund”) on behalf of Royce Capital Fund – Micro-Cap Portfolio (the “Series”) and Royce & Associates, LLC (the “Adviser”).
ROYCE & ASSOCIATES, LP 745 FIFTH AVENUE NEW YORK, NY 10151Fee Waiver and Expense Reimbursement Agreement • April 28th, 2017 • Royce Capital Fund
Reference is made to the Amended and Restated Investment Advisory Agreement dated July 1, 2016 (the “Agreement”) by and between Royce Capital Fund (the “Fund”), on behalf of Royce Capital Fund – Micro-Cap Portfolio (the “Series”), and Royce & Associates, LP (the “Adviser”).
Royce & Associates, LLC letterhead]Investment Advisory Agreement • August 26th, 2009 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated October 1, 2001 (the "Agreement") by and between Royce Capital Fund (the "Fund") on behalf of Royce Capital Fund - Micro-Cap Portfolio (the "Series") and Royce & Associates, LLC (the "Adviser").
ROYCE & ASSOCIATES, LP 745 FIFTH AVENUE NEW YORK, NY 10151Fee Waiver and Expense Reimbursement Agreement • April 29th, 2016 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated October 1, 2001 (the “Agreement”) by and between Royce Capital Fund (the “Fund”) on behalf of Royce Capital Fund – Micro-Cap Portfolio (the “Series”) and Royce & Associates, LLC (now Royce & Associates, LP) (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 27th, 2006 • Royce Capital Fund • New York
Agreement made this ___ day of February, 2006 by and between Royce Capital Fund, a Delaware statutory trust (the "Fund"), and Royce Fund Services, Inc., a New York corporation (the "Distributor").
Royce & Associates, LLC letterhead] December 31, 2009Investment Advisory Agreement • April 22nd, 2010 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated October 1, 2001 (the “Agreement”) by and between Royce Capital Fund (the “Fund”) on behalf of Royce Capital Fund – Small-Cap Portfolio (the “Series”) and Royce & Associates, LLC (the “Adviser”).
Royce & Associates, LLC letterhead]Investment Advisory Agreement • April 30th, 2009 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated October 1, 2001 (the “Agreement”) by and between Royce Capital Fund (the “Fund”) on behalf of Royce Capital Fund – Micro-Cap Portfolio (the “Series”) and Royce & Associates, LLC (the “Adviser”).
Royce & Associates, LLC Letterhead]Investment Advisory Agreement • August 29th, 2013 • Royce Capital Fund
ADMINISTRATION AGREEMENTAdministration Agreement • April 29th, 2008 • Royce Capital Fund • New York
AGREEMENT made as of January 1, 2008, by and between ROYCE CAPITAL FUND, a Delaware statutory trust , on behalf of each of its current and future series (the “Fund”), and ROYCE & ASSOCIATES, LLC, a Delaware limited liability company (the “Administrator”).
Royce Capital Fund 745 Fifth Avenue New York, NY 10151 Re: Fee Waiver and Expense Reimbursement – Royce Capital Fund – Micro-Cap Portfolio (Service Class) Gentlemen:Fee Waiver and Expense Reimbursement Agreement • April 30th, 2013 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated October 1, 2001 (the “Agreement”) by and between Royce Capital Fund (the “Fund”) on behalf of Royce Capital Fund – Micro-Cap Portfolio (the “Series”) and Royce & Associates, LLC (the “Adviser”).
Royce & Associates, LLC letterhead]Investment Advisory Agreement • August 21st, 2012 • Royce Capital Fund
ROYCE & ASSOCIATES, INC. LETTERHEAD]Investment Advisory Agreement • April 26th, 2001 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated December 1, 1996 (the "Agreement") by and between Royce Capital Fund (the "Fund") on behalf of Royce Premier Portfolio and Royce Micro-Cap Portfolio (each, a "Series") and Royce & Associates, Inc. (the "Adviser").
ROYCE & ASSOCIATES, LLC Letterhead]Fee Waiver and Expense Reimbursement Agreement • April 29th, 2003 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated as of October 1, 2001 (the "Agreement") by and between Royce Capital Fund (the "Fund") on behalf of Royce Small-Cap Portfolio (the "Series") and Royce & Associates LLC (the "Adviser").
Royce & Associates, Inc. letterhead]Investment Advisory Agreement • April 30th, 2002 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated as of October 1, 2001 (the "Agreement") by and between Royce Capital Fund (the "Fund") on behalf of Royce Small-Cap Portfolio and Royce Micro-Cap Portfolio (each, a "Series") and Royce & Associates, Inc. (the "Adviser").
DISTRIBUTION FEE AGREEMENT FOR ROYCE CAPITAL FUND - MICRO-CAP PORTFOLIO (ADVISOR CLASS)Distribution Fee Agreement • February 27th, 2006 • Royce Capital Fund
Royce Capital Fund, a Delaware business trust (the "Trust"), and Royce Fund Services, Inc., a New York corporation ("RFS"), hereby agree that as compensation for RFS' services and for the expenses payable by RFS under the Distribution Agreement made February __, 2006 by and between the parties hereto, RFS shall receive, for and from the assets of the Advisor Class of Royce Capital Fund - Micro-Cap Portfolio, a series of the Trust ("Advisor Class"), a fee, payable monthly, equal to .25% per annum of the Advisor Class' average net assets.
Royce & Associates, LLC letterhead]Fee Waiver and Expense Reimbursement Agreement • April 29th, 2008 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated October 1, 2001 (the “Agreement”) by and between Royce Capital Fund (the “Fund”) on behalf of Royce Capital Fund – Micro-Cap Portfolio (the “Series”) and Royce & Associates, LLC (the “Adviser”).
ROYCE & ASSOCIATES, LPFee Waiver and Expense Reimbursement Agreement • April 30th, 2018 • Royce Capital Fund
Reference is made to the Amended and Restated Investment Advisory Agreement dated July 1, 2016 (the “Agreement”) by and between Royce Capital Fund (the “Fund”), on behalf of Royce Capital Fund – Micro-Cap Portfolio (the “Series”), and Royce & Associates, LP (the “Adviser”).
ROYCE & ASSOCIATES, LLC LETTERHEAD]Fee Waiver and Expense Reimbursement Agreement • April 30th, 2007 • Royce Capital Fund
Reference is made to the Investment Advisory Agreement dated October 1, 2001 (the “Agreement”) by and between Royce Capital Fund (the “Fund”) on behalf of Royce Capital Fund – Micro-Cap Portfolio (the “Series”) and Royce & Associates, LLC (the “Adviser”).
