DISTRIBUTION AGREEMENT AGREEMENT made as of December 12, 2005, between HSBC Advisor Funds Trust (the "Trust"), having an office at 3435 Stelzer Road, Columbus, OH 43219, and BISYS Fund Services Limited Partnership ("Distributor"), having an office at...Distribution Agreement • December 14th, 2005 • HSBC Advisor Funds Trust • New York
1 Exhibit (h)(2) ADMINISTRATION AGREEMENT ------------------------ THIS AGREEMENT is made as of November 1, 1998, by and between REPUBLIC ADVISOR FUNDS TRUST, a Massachusetts business trust (the "Company"), and BISYS FUND SERVICES OHIO, INC. (the...Administration Agreement • March 2nd, 1999 • Republic Advisor Funds Trust • Ohio
EXHIBIT 99.6(A) DISTRIBUTION AGREEMENT AGREEMENT made this 1st day of October, 1996, between Republic Advisor Funds Trust (the "Trust"), a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Suite 1000, Columbus,...Distribution Agreement • February 28th, 1997 • Republic Advisor Funds Trust • Massachusetts
2 3 of the party to be terminated which are evidenced by the authorization or commencement of, or involvement by way of pleading, answer, consent or acquiescence in, a voluntary or involuntary case under Title 11 of the United States Code, as from...Transfer Agency Agreement • March 2nd, 1999 • Republic Advisor Funds Trust • Ohio
1 Exhibit (h)(3) FUND ACCOUNTING AGREEMENT ------------------------- AGREEMENT made as of April 1, 1999, between REPUBLIC ADVISOR FUNDS TRUST (the "Trust"), a Massachusetts business trust, and BISYS FUND SERVICES OHIO, INC. ("Fund Accountant"), an...Fund Accounting Agreement • March 2nd, 1999 • Republic Advisor Funds Trust • Ohio
Exhibit (h)(2)(ii) AMENDMENT TO FIRST AMENDED AND RESTATED MASTER SERVICES AGREEMENT AMENDMENT made as of the 4th day of June, 2007, between BISYS FUND SERVICES OHIO, INC. ("BISYS"), an Ohio corporation having its principal place of business at 3435...Master Services Agreement • February 28th, 2008 • HSBC Advisor Funds Trust
AMENDMENT TO SUB-ADMINISTRATION AGREEMENT This Amendment, dated as of December 12, 2005 (the "Amendment"), amends the Sub-Administration Agreement (as amend to date, the "Agreement") dated as of July 1, 2005, between HSBC Investments (USA) Inc., and...Sub-Administration Agreement • February 28th, 2008 • HSBC Advisor Funds Trust
EXHIBIT (e)(3) BISYS FUND SERVICES LIMITED PARTNERSHIP, DISTRIBUTOR [BISYS LOGO] DEALER AGREEMENT Re: [Fund Family] ("Company") Ladies and Gentlemen: As the distributor of the shares ("Shares") of each investment company portfolio ("Fund"), which may...Dealer Agreement • December 30th, 2004 • HSBC Advisor Funds Trust • Massachusetts
Exhibit (e)(1) DISTRIBUTION AGREEMENT AGREEMENT made as of August 1, 2007, between HSBC Investor Funds (the "Trust"), having an office at 3435 Stelzer Road, Columbus, OH 43219, and Foreside Distribution Services, L.P.("Distributor"), having an office...Distribution Agreement • February 28th, 2008 • HSBC Advisor Funds Trust • New York
AMENDMENT TO ADMINISTRATION SERVICES AGREEMENTAdministration Services Agreement • February 28th, 2008 • HSBC Advisor Funds Trust
AMENDMENT TO OMNIBUS FEE AGREEMENT THIS AMENDMENT (the "Amendment") is effective as of July 1, 2005, by and between BISYS FUND SERVICES OHIO, INC. ("BISYS Ohio"), an Ohio corporation, BISYS FUND SERVICES (CAYMAN) LIMITED ("BISYS Cayman") and each...Omnibus Fee Agreement • December 14th, 2005 • HSBC Advisor Funds Trust
AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENTSub-Administration Services Agreement • February 28th, 2008 • HSBC Advisor Funds Trust
BETWEEN REPUBLIC FUNDS AND REPUBLIC NATIONAL BANK OF NEW YORK 2Custodian Agreement • March 2nd, 1999 • Republic Advisor Funds Trust • New York
Exhibit (e)(3) FORESIDE DISTRIBUTION SERVICES, L.P., Distributor (or subsequent affiliated distributor) DEALER AGREEMENT Re: HSBC Investor Funds Ladies and Gentlemen:Dealer Agreement • February 28th, 2013 • HSBC Advisor Funds Trust • Massachusetts
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies covered hereunder (collectively, “Company”) which may be amended by us from time to time, Foreside Distribution Services, L.P. (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the dealer executing this agreement, including its associated persons.
EXPENSE LIMITATION AGREEMENT HSBC FUNDS HSBC ADVISOR FUNDS TRUSTExpense Limitation Agreement • February 28th, 2014 • HSBC Advisor Funds Trust
EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2014 by and between HSBC Global Asset Management (USA) Inc. (the “Investment Manager”) and HSBC Growth Fund (the “Growth Fund”), HSBC Opportunity Fund (the “Opportunity Fund”) and HSBC Short Duration Fixed Income Fund (the “Short Duration Fixed Income Fund”), each a series of HSBC Funds (the “Trust”), and HSBC Opportunity Fund (the “Advisor Opportunity Fund”), a series of HSBC Advisor Funds Trust (the “Advisor Trust”) (together with the Trust, the “Trusts”).
Exhibit (e) BISYS FUND SERVICES LIMITED PARTNERSHIP, Distributor [BISYS'r' LOGO] DEALER AGREEMENT Re: [Fund Family] ("Company") Ladies and Gentlemen: As the distributor of the shares ("Shares") of each investment company portfolio ("Fund"), which may...Dealer Agreement • March 1st, 2004 • HSBC Advisor Funds Trust • Massachusetts
EXPENSE LIMITATION AGREEMENT HSBC ADVISOR FUNDS TRUSTExpense Limitation Agreement • February 28th, 2012 • HSBC Advisor Funds Trust
EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2012 by and between HSBC Global Asset Management (USA) Inc. (the “Investment Manager”) and the HSBC Advisor Funds Trust (the “Trust”), on behalf of each its series set forth in Schedule A (each, a “Fund”).
COMPLIANCE SERVICES AGREEMENT AGREEMENT effective as of the 22nd day of June, 2004, between HSBC Investor Funds Trust, HSBC Advisor Funds Trust, and HSBC Investor Portfolios, (each, a "Trust," and collectively, the "Trust"), each of which is a...Compliance Services Agreement • December 14th, 2005 • HSBC Advisor Funds Trust • Ohio
AMENDMENT TO MASTER SERVICES AGREEMENTMaster Services Agreement • February 26th, 2016 • HSBC Advisor Funds Trust
This Amendment, dated as of October 19, 2009 (the “Amendment”), amends the Master Services Agreement between Citi Fund Services Ohio, Inc., an Ohio corporation (“Citi”), HSBC Investor Portfolios, HSBC Investor Funds and HSBC Advisor Funds Trust (each, the “Trust”), dated April 1, 2003 and amended and restated on January 1, 2009 (as amended and in effect as of the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
Exhibit (e)(2) FORESIDE DISTRIBUTION SERVICES, L.P., Distributor (or subsequent affiliated distributor) SELLING GROUP MEMBER AGREEMENT Re: HSBC Investor Funds Ladies and Gentlemen:Selling Group Member Agreement • February 28th, 2013 • HSBC Advisor Funds Trust • Massachusetts
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies covered hereunder (collectively, “Company”) which may be amended by us from time to time, Foreside Distribution Services, L.P. (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the intermediary executing this agreement, including its associated persons.
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • February 26th, 2016 • HSBC Advisor Funds Trust • New York
This TRANSFER AGENCY SERVICES AGREEMENT (“Agreement”) is made as of the 31st day of March, 2015, between CITI FUND SERVICES OHIO, INC. (“Citi”), an Ohio corporation having its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219 and each entity that has executed this Agreement, as listed on the signature page hereto (each, the “Company”), each of which has its principal place of business at 3435 Stelzer Road, Columbus, Ohio 43219. This Agreement shall be considered a separate agreement between Citi and each Company, and references to “the Company”, etc., shall refer to each Company separately. No Company shall be liable for the obligations of, nor entitled to the benefits of, any other Company under this Agreement.
AMENDMENT TO COMPLIANCE SERVICES AGREEMENT This Amendment, dated as of December 12, 2005 (the "Amendment"), amends the Compliance Services Agreement (as amended to date, the "Agreement") dated as of June 22, 2004, between HSBC Investor Funds Trust,...Compliance Services Agreement • December 14th, 2005 • HSBC Advisor Funds Trust
AMENDMENT TO MASTER SERVICES AGREEMENTMaster Services Agreement • February 26th, 2016 • HSBC Advisor Funds Trust
This Amendment, dated as of December 31, 2013 (the “Amendment”), amends the Master Services Agreement between Citi Fund Services Ohio, Inc., an Ohio corporation (“Citi”), HSBC Investor Portfolios, HSBC Investor Funds and HSBC Advisor Funds Trust (each, the “Trust”), dated April 1, 2003 and amended and restated on January 1, 2009 (as amended and in effect as of the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
ADMINISTRATION SERVICES AGREEMENT AGREEMENT made as of this 1st day of July, 2005, between HSBC Investments (USA) Inc. ("HSBC"), a New York corporation having its principal place of business at 452 Fifth Avenue, 18th Floor, New York, New York 10018...Administration Services Agreement • December 14th, 2005 • HSBC Advisor Funds Trust • New York
SUB-ADMINISTRATION SERVICES AGREEMENT AGREEMENT made as of this 1st day of July, 2005, between HSBC Investments (USA) Inc. ("HSBC"), a New York corporation having its principal place of business at 452 Fifth Avenue, 18th Floor, New York, New York...Sub-Administration Services Agreement • December 14th, 2005 • HSBC Advisor Funds Trust • New York
EXPENSE LIMITATION AGREEMENT HSBC FUNDS HSBC ADVISOR FUNDS TRUSTExpense Limitation Agreement • February 26th, 2016 • HSBC Advisor Funds Trust
EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2016 by and between HSBC Global Asset Management (USA) Inc. (the “Investment Manager”) HSBC Opportunity Fund (the “Opportunity Fund”) a series of HSBC Funds (the “Trust”), and HSBC Opportunity Fund (the “Advisor Opportunity Fund”), a series of HSBC Advisor Funds Trust (the “Advisor Trust”) (together with the Trust, the “Trusts”).
AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENTSub-Administration Services Agreement • February 26th, 2016 • HSBC Advisor Funds Trust
This Amendment, dated as of December 31, 2013 (the “Amendment”), amends the Sub-Administration Services Agreement between Citi Fund Services Ohio, Inc., an Ohio corporation (“Citi”) and HSBC Global Asset Management (USA) Inc. (“HSBC”) a New York corporation, amended and restated on January 1, 2009 (as amended and in effect as of the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
DISTRIBUTION AGREEMENTDistribution Agreement • December 30th, 2009 • HSBC Advisor Funds Trust • New York
AGREEMENT made as of March 31, 2009, between HSBC Advisor Funds Trust (the “Trust”), having an office at 3435 Stelzer Road, Columbus, OH 43219, and Foreside Distribution Services, L.P. (“Distributor”), having an office at 10 High Street, Boston, Massachusetts 02110.
EXPENSE LIMITATION AGREEMENT HSBC ADVISOR FUNDS TRUSTExpense Limitation Agreement • February 28th, 2011 • HSBC Advisor Funds Trust
EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2011 by and between HSBC Global Asset Management (USA) Inc. (the “Investment Manager”) and the HSBC Advisor Funds Trust (the “Trust”), on behalf of each its series set forth in Schedule A (each, a “Fund”).
AMENDED AND RESTATED OMNIBUS FEE AGREEMENTOmnibus Fee Agreement • December 30th, 2009 • HSBC Advisor Funds Trust
AMENDED AND RESTATED AGREEMENT made as of the 1st day of January, 2009, by and between Citi Fund Services Ohio, Inc., formerly known as Citi Fund Services Ohio, Inc. (“Citi Ohio”), an Ohio corporation, Citi Fund Services (Cayman) Limited (“Citi Cayman”) and each entity that has executed this Agreement, as listed on the signature page hereto (each, a “Company”), each of which has a registered or principal office as set forth below its signature.
EXPENSE LIMITATION AGREEMENT HSBC ADVISOR FUNDS TRUSTExpense Limitation Agreement • March 1st, 2010 • HSBC Advisor Funds Trust
EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2010 by and between HSBC Global Asset Management (USA) Inc. (the “Investment Manager”) and the HSBC Advisor Funds Trust (the “Trust”), on behalf of each series of the Trust set forth in Schedule A (each a “Fund,” and collectively, the “Funds”).
AMENDMENT TO SECOND AMENDED AND RESTATED MASTER SERVICES AGREEMENTMaster Services Agreement • February 26th, 2016 • HSBC Advisor Funds Trust
AMENDMENT made as of March 31, 2015, between each entity that has executed this Amendment (the “Client”) and Citi Fund Services Ohio, Inc. (“Service Provider”), to that certain Second Amended and Restated Master Services Agreement, dated January 1, 2009, between the Client and Service Provider (as amended and in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
SCHEDULE B-1 PORTFOLIOS SUBJECT TO THIS AGREEMENTPortfolio Agreement • February 28th, 2012 • HSBC Advisor Funds Trust
AMENDMENT TO OMNIBUS FEE AGREEMENTOmnibus Fee Agreement • December 30th, 2009 • HSBC Advisor Funds Trust
This Amendment, dated as of September 14, 2009 (the “Amendment”), between Citi Fund Services Ohio, Inc., an Ohio corporation (“Citi”), and, among other parties, HSBC Investor Funds and HSBC Advisor Funds Trust (each, the “Trust”), amends that certain Omnibus Fee Agreement between Citi, each Trust, and the other entities listed on the signature to the Agreement, dated April 1, 2003 and amended and restated on January 1, 2009 (as amended and in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • February 26th, 2016 • HSBC Advisor Funds Trust
AMENDMENT made as of the 3rd day of November 2015, between each entity that has executed this Amendment, as listed on the signature page hereto (each, the “Company”) and SunGard Investor Services LLC (the “Service Provider”), assignee of Citi Fund Services Ohio, Inc., to the Transfer Agency Services Agreement dated March 31, 2015, between each Company and Service Provider (as previously amended and in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
