FORM OF SUB-ADVISORY AGREEMENT between FBR FUND ADVISERS, INC. and AKRE CAPITAL MANAGEMENT, LLCSub-Advisory Agreement • March 27th, 2000 • FBR Family of Funds • Delaware
Exhibit (e)(3) FBR Investment Services, Inc. Potomac Tower 1001 Nineteenth Street North Arlington, Virginia 22209 Ladies and Gentlemen: Reference is made to the Distribution Agreement between us dated as of December 10, 1997 and amended and restated...Distribution Agreement • September 8th, 1999 • FBR Family of Funds
Reference is made to the Distribution Agreement between us dated as of December 10, 1997 and amended and restated as of June 16, 1998 (the "Agreement").
FORM OF INVESTMENT ADVISORY AGREEMENT between THE FBR FAMILY OF FUNDS and FBR FUND ADVISERS, INC.Investment Advisory Agreement • December 20th, 1996 • FBR Family of Funds
FORM OF CUSTODY AGREEMENTCustody Agreement • December 20th, 1996 • FBR Family of Funds • New York
FORM OF ADMINISTRATION AGREEMENTAdministration Agreement • December 20th, 1996 • FBR Family of Funds • New York
Exhibit (g)(3) AMENDMENT TO CUSTODY AGREEMENT This Amendment dated as of June 15, 1999 (the "Amendment") is made to the Transfer Agent and Registrar Agreement, dated as of December 31, 1996 (the "Agreement"), as amended on June 16, 1998, between The...Custody Agreement • September 8th, 1999 • FBR Family of Funds
Exhibit (d)(3) AMENDMENT TO INVESTMENT ADVISORY AGREEMENT This Amendment dated as of June 15, 1999 (the "Amendment") is made to the Investment Advisory Agreement, dated as of December 31, 1996 (the "Agreement"), as amended on June 16, 1998, between...Investment Advisory Agreement • September 8th, 1999 • FBR Family of Funds
Exhibit (h)(3) AMENDMENT TO ADMINISTRATION AGREEMENT This Amendment dated as of June 15 1999 (the "Amendment") is made to the Administration Agreement, dated as of December 31, 1996 (the "Agreement"), as amended on June 16, 1998, between The FBR...Administration Agreement • September 8th, 1999 • FBR Family of Funds
WHEREAS, this contract has been approved by the Trustees of the Trust in anticipation of the Distributor's transfer of its rights to receive its Distribution Fee (as defined in the Service and Distribution Plan for Class B Shares attached hereto as...Distribution Agreement • July 1st, 1998 • FBR Family of Funds
WITNESSETH:Distribution Agreement • April 17th, 1998 • FBR Family of Funds
TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of , 1996 by and between PFPC INC., a Delaware corporation ("PFPC"), and THE FBR FAMILY OF FUNDS, a Delaware business trust (the "Fund"). W I T N E S S E T H: WHEREAS, the Fund is registered...Transfer Agency Services Agreement • December 20th, 1996 • FBR Family of Funds
THE FBR FAMILY OF FUNDS SELECTED DEALER AGREEMENT AGREEMENT made this ___day of ________________, 19____, between FBR Investment Services, Inc., a corporation organized under the laws of the State of Delaware with its principal place of business at...Selected Dealer Agreement • April 17th, 1998 • FBR Family of Funds • Delaware
Exhibit (h)(6) AMENDMENT TO ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT This Amendment dated as of June 15, 1999 (the "Amendment") is made to the Administration and Accounting Services Agreement, dated as of December 31, 1996 (the "Agreement"),...Administration and Accounting Services Agreement • September 8th, 1999 • FBR Family of Funds
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • December 20th, 1996 • FBR Family of Funds
INVESTMENT ADVISORY AGREEMENT between FBR SMALL CAP TECHNOLOGY FUND and FBR FUND ADVISERS, INC.Investment Advisory Agreement • December 15th, 2003 • FBR Family of Funds • Delaware
AGREEMENT made as of the 15th day of December, 2003, by and between FBR Family of Funds, a Delaware statutory trust which may issue one or more series of shares of beneficial interest (the "Trust"), and FBR Fund Advisers, Inc., a Delaware corporation (the "Adviser").
Exhibit (h)(9) AMENDMENT TO TRANSFER AGENCY SERVICE AGREEMENT This Amendment dated as of June 15, 1999 (the "Amendment") is made to the Transfer Agency Service Agreement, dated as of December 31, 1996 (the "Agreement"), as amended on June 16, 1998,...Transfer Agency Service Agreement • September 8th, 1999 • FBR Family of Funds
DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2003 • FBR Family of Funds • Maryland
THIS AGREEMENT is made as of November 1, 2002 by and between THE FBR FAMILY OF FUNDS (the "Trust"), and FBR INVESTMENT SERVICES, INC. (the "Distributor").
Amendment to Investment Advisory Agreement Between The FBR Family of Funds And FBR Fund Advisers, Inc.Investment Advisory Agreement • February 28th, 2003 • FBR Family of Funds
Effective February 28, 2003, the following amendment is hereby made to the Advisory Agreement dated November 1, 2002 by and between FBR Fund Advisers, Inc. (the "Adviser") and the FBR Family of Funds (the "Fund").
SELECTED DEALER AGREEMENT The FBR Family of FundsSelected Dealer Agreement • February 28th, 2003 • FBR Family of Funds • Delaware
AGREEMENT made this 1st day of November, 2002, between FBR Investment Services, Inc., a corporation organized under the laws of the State of Delaware with its principal place of business 4922 Fairmont Avenue, Bethesda, Maryland 20814 and __________________________________, a member of the National Association of Securities Dealers, Inc. ("Dealer").
FUND DIRECT CUSTODY AGREEMENT FOR CITIBANK, N.A., SUBSIDIARIES and AFFILIATES and CUSTODIAL TRUST COMPANYFund Direct Custody Agreement • December 20th, 1996 • FBR Family of Funds • New York
Item (e)(4) FBR Investment Services, Inc. Potomac Tower 1001 Nineteenth Street North Arlington, VA 22209 Ladies and Gentlemen: Reference is made to the Distribution Agreement between us dated as of December 10, 1997 and amended and restated as of June...Distribution Agreement • February 28th, 2002 • FBR Family of Funds
AMENDMENT NUMBER 2 TO AGREEMENT FOR FUND ADMINISTRATION, FUND ACCOUNTING SERVICES TRANSFER AGENCY SERVICES AND CUSTODY SERVICESAgreement for Fund Administration, Fund Accounting Services, Transfer Agency Services and Custody Services • February 28th, 2002 • FBR Family of Funds
Except during the initial waiver period noted in item 6 of the Amendment, at no time shall the monthly fee be less than the minimum daily accrual rate multiplied by the number of days in a month.
AMENDMENT NUMBER 4 TO AGREEMENT FOR FUND ADMINISTRATION, FUND ACCOUNTING SERVICES TRANSFER AGENCY SERVICES AND CUSTODY SERVICESAgreement for Fund Administration, Fund Accounting Services, Transfer Agency Services and Custody Services • October 23rd, 2003 • FBR Family of Funds
AMENDMENT is made as of _________________, by and between FBR FAMILY OF FUNDS, having its principal office and place of business at 4922 Fairmont Avenue, Bethesda, Maryland 20814 (the "Trust"), on behalf of the portfolios of the Trust ("Funds") and FBR NATIONAL BANK & TRUST, NA, Bethesda, Maryland, a national bank, having its principal office and place of business at 4922 Fairmont Avenue, Bethesda, Maryland 20814, on behalf of itself and its affiliates (the "Company").
LICENSE AGREEMENTLicense Agreement • June 6th, 2002 • FBR Family of Funds
This LICENSE AGREEMENT (the "Agreement"), dated as of May 31, 2002 (the "Effective Date"), is by and between the Independent Petroleum Association of America, a national trade association having an office at 1201 15th Street NW, Suite 300, Washington, D.C. 20005 (the "IPAA"), and FBR/IPAA Energy Index Fund, a series of a registered investment company, the FBR Family of Funds, a Delaware business trust, having an office at 1001 19th Street North, Arlington, Virginia 22209 (the "Fund").
EXHIBIT 9(b) AMENDMENT TO ADMINISTRATION AGREEMENT This Amendment dated as of June 16, 1998 (the "Amendment") is made to the Administration Agreement, dated as of December 31, 1996 (the "Agreement") between The FBR Family of Funds (the "Trust") and...Administration Agreement • July 1st, 1998 • FBR Family of Funds
Investment Advisory Agreement Between The FBR Family of Funds And FBR Fund Advisers, Inc. Schedule AInvestment Advisory Agreement • February 28th, 2002 • FBR Family of Funds
AMENDMENT NUMBER 3 TO AGREEMENT FOR FUND ADMINISTRATION, FUND ACCOUNTING SERVICES TRANSFER AGENCY SERVICES AND CUSTODY SERVICESAgreement for Fund Administration, Fund Accounting Services, Transfer Agency Services and Custody Services • February 28th, 2003 • FBR Family of Funds
AMENDMENT is made as of November 1, 2002, by and between FBR FAMILY OF FUNDS, having its principal office and place of business at 4922 Fairmont Avenue, Bethesda, Maryland 20814 (the "Trust"), on behalf of the portfolios of the Trust ("Funds") and FBR NATIONAL BANK & TRUST, NA, Bethesda, Maryland, a national bank, having its principal office and place of business at 4922 Fairmont Avenue, Bethesda, Maryland 20814, on behalf of itself and its affiliates (the "Company").
Amendment to Investment Advisory Agreement Between The FBR Family of Funds And FBR Fund Advisers, Inc.Investment Advisory Agreement • October 23rd, 2003 • FBR Family of Funds
Effective __________________, the following amendment is hereby made to the Advisory Agreement dated November 1, 2002 by and between FBR Fund Advisers, Inc. (the "Adviser") and the FBR Family of Funds (the "Fund").
AMENDMENT TO AGREEMENT FOR FUND ADMINISTRATION, FUND ACCOUNTING SERVICES, TRANSFER AGENCY SERVICES AND CUSTODY SERVICES BETWEEN THE FBR FAMILY OF FUNDS AND FBR NATIONAL BANK & TRUSTAgreement for Fund Administration, Fund Accounting Services, Transfer Agency Services and Custody Services • December 27th, 2001 • FBR Family of Funds
The following amendments are hereby made to the Agreement for Fund Administration, Fund Accounting Services, Transfer Agency Services and Custody Services ("Agreement") dated August 24, 2000 by and between The FBR Family of Funds and Rushmore Trust and Savings, FSB.
Exhibit (g)(5) AGREEMENT FOR FUND ADMINISTRATION, FUND ACCOUNTING SERVICES, TRANSFER AGENCY SERVICES AND CUSTODY SERVICESFund Administration Agreement • February 27th, 2001 • FBR Family of Funds • Maryland
AGREEMENT made as of August 24, 2000, by and between FBR Family of Funds, having its principal office and place of business at 1001 19th Street North, Arlington, Virginia 22209 (the "Trust"), on behalf of the portfolios of the Trust listed on Exhibit 2, as may be amended from time to time (individually referred to herein as a "Fund" and collectively as "Funds") and RUSHMORE TRUST AND SAVINGS BANK, FSB, Bethesda, Maryland, a federal savings bank, having its principal office and place of business at 4922 Fairmont Avenue, Bethesda, MD 20814, on behalf of itself and its affiliates (the "Company").
