ANDAgreement and Plan of Merger • October 26th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledOctober 26th, 2000 Company Industry Jurisdiction
Exhibit 10.1 STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT (the "Agreement"), dated as of May 31, 1999, by and between, E*TRADE Group, Inc., a Delaware corporation ("Parent"), and Telebanc Financial Corporation, a Delaware corporation ("Company")....Stock Option Agreement • June 10th, 1999 • E Trade Group Inc • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledJune 10th, 1999 Company Industry Jurisdiction
RIGHTS AGREEMENTRights Agreement • July 17th, 2001 • E Trade Group Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledJuly 17th, 2001 Company Industry Jurisdiction
EXHIBIT 10.5Operating Agreement • April 17th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledApril 17th, 2000 Company Industry Jurisdiction
Exhibit 10.7 Execution Version E*Trade eCommerce Fund II, L.P. A Delaware Limited Partnership LIMITED PARTNERSHIP AGREEMENT June 16, 2000 TABLE OF CONTENTSE Trade Group Inc • August 14th, 2000 • Security brokers, dealers & flotation companies • Delaware
Company FiledAugust 14th, 2000 Industry Jurisdiction
as Trustee INDENTUREE Trade Group Inc • February 14th, 2000 • Security brokers, dealers & flotation companies • New York
Company FiledFebruary 14th, 2000 Industry Jurisdiction
ARTICLE 10 GRANT OF PROXY; VOTING AGREEMENT; AGREEMENT TO TENDERStockholder Agreement • May 30th, 2001 • E Trade Group Inc • Security brokers, dealers & flotation companies
Contract Type FiledMay 30th, 2001 Company Industry
EXHIBIT 2.1 MERGER AGREEMENT TABLE OF CONTENTSMerger Agreement • July 18th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • Ontario
Contract Type FiledJuly 18th, 2000 Company Industry Jurisdiction
Exhibit 10.12 ------------- This form of Stock Pledge Agreement is identical for all executive officers listed below. Officer Name: Christos M. Cotsakos Jerry Gramaglia Michael Sievert Connie M. Dotson Leonard C. Purkis Pamela Kramer...Stock Pledge Agreement • August 14th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • California
Contract Type FiledAugust 14th, 2000 Company Industry Jurisdiction
EXHIBIT 99.2 FORM OF CONFLUENT, INC. STOCK OPTION AGREEMENT CONFLUENT, INC. 1997 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT This Stock Option Agreement ("Agreement") is made and entered into as of the date of grant set forth below (the "Date of...Stock Option Agreement • August 28th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • California
Contract Type FiledAugust 28th, 2000 Company Industry Jurisdiction
EXHIBIT 2.2 AMENDMENT AGREEMENT AMENDMENT AGREEMENT (the "Agreement") dated as of September 26, 2000 between Wit SoundView Group, Inc., a Delaware corporation ("Parent"), Wit SoundView Corporation, a Delaware corporation and a direct wholly-owned...Amendment Agreement • October 26th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledOctober 26th, 2000 Company Industry Jurisdiction
BY AND AMONGAgreement and Plan of Merger • June 10th, 1999 • E Trade Group Inc • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledJune 10th, 1999 Company Industry Jurisdiction
BACKGROUNDEmployment Agreement • August 14th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • California
Contract Type FiledAugust 14th, 2000 Company Industry Jurisdiction
BACKGROUNDEmployment Agreement • February 14th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • California
Contract Type FiledFebruary 14th, 2000 Company Industry Jurisdiction
RECITALSJoint Venture Agreement • June 12th, 1998 • E Trade Group Inc • Security brokers, dealers & flotation companies
Contract Type FiledJune 12th, 1998 Company Industry
CREDIT AGREEMENT dated as of November 10, 2014, among E*TRADE FINANCIAL CORPORATION, as Borrower, The Lenders Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, andCredit Agreement • February 24th, 2015 • E TRADE FINANCIAL Corp • Savings institution, federally chartered • New York
Contract Type FiledFebruary 24th, 2015 Company Industry JurisdictionCREDIT AGREEMENT dated as of November 10, 2014 (this “Agreement”), among E*TRADE FINANCIAL CORPORATION, the LENDERS party hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, and Morgan Stanley Senior Funding, Inc., as Syndication Agent.
EXHIBIT 4.3 6% CONVERTIBLE SUBORDINATED NOTES DUE 2007 REGISTRATION RIGHTS AGREEMENT Dated as of February 1, 2000Registration Rights Agreement • April 27th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledApril 27th, 2000 Company Industry Jurisdiction
4,217,365.63 May 7, 2000 Menlo Park, CaliforniaE Trade Group Inc • August 14th, 2000 • Security brokers, dealers & flotation companies • California
Company FiledAugust 14th, 2000 Industry Jurisdiction
1 EXHIBIT 99.3 E*TRADE GROUP, INC. STOCK OPTION AGREEMENT RECITALS A. The Board has adopted the Plan for the purpose of retaining the services of selected Associates and individuals who provide services to the Corporation (or any Parent or...E Trade Group Inc • August 27th, 1998 • Security brokers, dealers & flotation companies • California
Company FiledAugust 27th, 1998 Industry Jurisdiction
EXHIBIT 10.6E Trade Group Inc • April 17th, 2000 • Security brokers, dealers & flotation companies • Delaware
Company FiledApril 17th, 2000 Industry Jurisdiction
BY AND AMONGAgreement and Plan of Merger and Reorganization • June 10th, 1999 • E Trade Group Inc • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledJune 10th, 1999 Company Industry Jurisdiction
EXHIBIT 99.3Stock Option Assumption Agreement • August 28th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies
Contract Type FiledAugust 28th, 2000 Company Industry
EXHIBIT 99.9 E*TRADE GROUP, INC. NON STATUTORY STOCK OPTION AGREEMENT ------------------------------------ RECITALS -------- A. Optionee is to render valuable services to the Corporation (or a Parent or Subsidiary), and this Agreement is executed in...Non Statutory Stock Option Agreement • April 18th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • California
Contract Type FiledApril 18th, 2000 Company Industry Jurisdiction
EXHIBIT 99.2Memorandum of Agreement • August 28th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • Ontario
Contract Type FiledAugust 28th, 2000 Company Industry Jurisdiction
E*TRADE Financial Corporation as Issuer AND The Bank of New York, as Trustee Subordinated Indenture Dated as of November 22, 2005Indenture • March 3rd, 2006 • E Trade Financial Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 3rd, 2006 Company Industry JurisdictionTHIS INDENTURE, dated as of November 22, 2005 between E*TRADE Financial Corporation, a Delaware corporation (the “Issuer”), and The Bank of New York, a New York banking corporation, as trustee (the “Trustee”),
EXHIBIT 10.22 [* INDICATES THAT MATERIAL HAS BEEN OMITTED AND CONFIDENTIAL TREATMENT HAS BEEN REQUESTED THEREFOR. ALL SUCH OMITTED MATERIAL HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2.] LICENSE AND...License and Services Agreement • July 31st, 1997 • E Trade Group Inc • Security brokers, dealers & flotation companies
Contract Type FiledJuly 31st, 1997 Company Industry
REGISTRATION RIGHTS AGREEMENT Dated November 10, 2005 between E*TRADE FINANCIAL CORPORATION and MORGAN STANLEY & CO. INCORPORATED andRegistration Rights Agreement • November 15th, 2005 • E Trade Financial Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 15th, 2005 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into November 10, 2005, between E*TRADE FINANCIAL CORPORATION, a Delaware corporation (the “Company”), MORGAN STANLEY & CO. INCORPORATED and J.P. MORGAN SECURITIES INC. (the “Initial Purchasers”).
1 EXHIBIT 99.12 E*TRADE GROUP, INC. STOCK OPTION ASSUMPTION AGREEMENTOption Assumption Agreement • August 27th, 1998 • E Trade Group Inc • Security brokers, dealers & flotation companies
Contract Type FiledAugust 27th, 1998 Company Industry
EXHIBIT 10.1 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this "Agreement") is made as of July 9, 1998, by and between E*TRADE Group, Inc., a Delaware corporation ("Seller"), and SOFTBANK Holdings Inc., a Delaware corporation ("Buyer")....Stock Purchase Agreement • July 17th, 1998 • E Trade Group Inc • Security brokers, dealers & flotation companies
Contract Type FiledJuly 17th, 1998 Company Industry
E*TRADE FINANCIAL CORPORATION and The Bank of New York, as Purchase Contract Agent, and The Bank of New York, as Collateral Agent, Custodial Agent and Securities Intermediary PURCHASE CONTRACT AND PLEDGE AGREEMENT Dated as of November 22, 2005Purchase Contract and Pledge Agreement • March 3rd, 2006 • E Trade Financial Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 3rd, 2006 Company Industry JurisdictionPURCHASE CONTRACT AND PLEDGE AGREEMENT, dated as of November 22, 2005, among E*TRADE Financial Corporation, a Delaware corporation (the “Company”), The Bank of New York, a New York banking corporation, acting as purchase contract agent for, and as attorney-in-fact of, the Holders from time to time of the Units (in such capacities, together with its successors and assigns in such capacities, the “Purchase Contract Agent”), and The Bank of New York, as collateral agent hereunder for the benefit of the Company (in such capacity, together with its successors in such capacity, the “Collateral Agent”), as custodial agent (in such capacity, together with its successors in such capacity, the “Custodial Agent”), and as securities intermediary (as defined in Section 8-102(a)(14) of the UCC) with respect to the Collateral Account (in such capacity, together with its successors in such capacity, the “Securities Intermediary”).
CREDIT AGREEMENT dated as of September 19, 2005, among E*TRADE FINANCIAL CORPORATION, as Borrower, The Lenders Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, and MORGAN STANLEY SENIOR FUNDING INC., as Syndication AgentCredit Agreement • November 1st, 2005 • E Trade Financial Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 1st, 2005 Company Industry JurisdictionCREDIT AGREEMENT dated as of September 19, 2005 (this “Agreement”), among E*TRADE FINANCIAL CORPORATION, the LENDERS party hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, and MORGAN STANLEY SENIOR FUNDING INC., as Syndication Agent.
BACKGROUNDEmployment Agreement • February 14th, 2000 • E Trade Group Inc • Security brokers, dealers & flotation companies • California
Contract Type FiledFebruary 14th, 2000 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENT By and Between WINGATE CAPITAL LTD. and E*TRADE FINANCIAL CORPORATIONRegistration Rights Agreement • December 4th, 2007 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledDecember 4th, 2007 Company Industry Jurisdiction
E*TRADE Financial Corporation as Issuer and The Bank of New York as TrusteeSupplemental Indenture • November 1st, 2005 • E Trade Financial Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 1st, 2005 Company Industry JurisdictionINDENTURE, dated as of September 19, 2005, between E*TRADE Financial Corporation, a Delaware corporation, as the Company and The Bank of New York, a New York banking corporation, as Trustee.
1 Exhibit 10.1 5,665,000 Shares E*TRADE Group, Inc. Common Stock Underwriting Agreement August 15, 1996 ROBERTSON, STEPHENS & COMPANY LLC HAMBRECHT & QUIST LLC DEUTSCHE MORGAN GRENFELD/C.J. LAWRENCE INC. As representatives of the several Underwriters...E Trade Group Inc • December 24th, 1996 • Security brokers, dealers & flotation companies • California
Company FiledDecember 24th, 1996 Industry Jurisdiction