ContractStock Purchase Agreement • January 22nd, 2010 • Breeden Douglas T • Savings institution, federally chartered • California
Exhibit 99.2 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (the "Agreement") is made as of this 26th day of March, 2008 between Harrington West Financial Group, Inc., a Delaware corporation and registered unitary savings and loan holding company ("Company") and the person named on the execution page hereof ("Purchaser"). RECITALS WHEREAS the Company is the issuer of a class of voting common shares registered with the Securities and Exchange Commission and traded on the Nasdaq Global Market (the "Shares"); and WHEREAS the Company is preparing to issue up to 550,000 additional Shares (the "Subject Shares") to the Purchaser and certain other purchasers (collectively, the "Purchasers"), and is willing and able to do so for the consideration and on the terms set forth herein; and WHEREAS each of the Purchasers is an "accredited investor" as defined in Rule 501(a) promulgated by the Securities and Exchange Commission; and WHEREAS each of the Purchasers has had an opportunity to inve
ContractAgreement • January 22nd, 2010 • Breeden Douglas T • Savings institution, federally chartered
Exhibit 99.4 AGREEMENT Rebuttal of Rebuttable Determination of Control Under Part 574 I. WHEREAS: A. COMMUNITY FIRST FINANCIAL GROUP, INC. ("Acquiror") seeks to acquire 269,000 shares of common stock, par value $.01 per share ("Common Stock"), of HARRINGTON WEST FINANCIAL GROUP, INC., 610 Alamo Pintado Road, Solvang, California ("Harrington"), which shares will represent 4.4% of a class of "voting stock" of Harrington as defined under the Acquisition of Control Regulations ("Regulations") of the Office of Thrift Supervision ("Office"), 12 CFR part 574 ("Voting Stock"). B. Dr. Douglas T. Breeden is the Chairman of the Board of Directors and the principal shareholder of the Acquiror beneficially owning 1,265,766 shares of common stock, without par value, of Acquiror, which constitutes 73.7% of a class of the voting stock of Acquiror. C. Dr. Breeden also owns 1,094,212 shares of Common Stock of Harrington (some of which he acquired through Wyandotte Community Corporation of Leavenworth, I
ContractAgreement • January 22nd, 2010 • Breeden Douglas T • Savings institution, federally chartered
Exhibit 99.3 AGREEMENT Rebuttal of Rebuttable Determination of Control Under Part 574 I. WHEREAS: A. Community First Financial Group, Inc. ("Acquiror") seeks to acquire 269,000 shares of common stock, par value $.01 per share ("Common Stock"), of Harrington West Financial Group, Inc., 610 Alamo Pintado Road, Solvang, California ("Harrington"), which shares will represent 4.4% of a class of "voting stock" of Harrington as defined under the Acquisition of Control Regulations ("Regulations") of the Office of Thrift Supervision ("Office"), 12 CFR part 574 ("Voting Stock"). B. Dr. Douglas T. Breeden ("Dr. Breeden") is the Chairman of the Board of Directors and the principal shareholder of the Acquiror beneficially owning 1,265,766 shares of common stock, without par value, of Acquiror, which constitutes 73.7% of a class of the voting stock of Acquiror. C. Dr. Breeden also owns 1,094,212 shares of Common Stock of Harrington (some of which he acquired through Wyandotte Community Corporation o
FORM OF STOCK PLEDGE AGREEMENTStock Pledge Agreement • April 28th, 2008 • Breeden Douglas T • Savings institution, federally chartered • Kentucky
THIS STOCK PLEDGE AGREEMENT (the "Agreement") is made by and between NATIONAL CITY BANK, a national banking association, successor by merger to National City Bank of Kentucky (the "Bank"), and COMMUNITY FIRST FINANCIAL GROUP, INC., an Indiana corporation (the "Pledgor") this _____ day of April, 2008.
AGREEMENT OF JOINT FILING In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other persons signatory below of a statement on Schedule 13D or any amendments...Agreement of Joint Filing • April 28th, 2008 • Breeden Douglas T • Savings institution, federally chartered
This Agreement may be executed in any number of counterparts each of which shall be deemed an original and all of which together shall be deemed to constitute one and the same Agreement.
ContractAgreement of Joint Filing • January 22nd, 2010 • Breeden Douglas T • Savings institution, federally chartered
Exhibit 99.1 AGREEMENT OF JOINT FILING In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other persons signatory below of a statement on Schedule 13D or any amendments thereto, with respect to the common stock of Harrington West Financial Group, Inc., and that this Agreement be included as an attachment to such filing. This Agreement may be executed in any number of counterparts each of which shall be deemed an original and all of which together shall be deemed to constitute one and the same Agreement. IN WITNESS WHEREOF, the undersigned hereby execute this Agreement on the 25th day of April, 2008. /s/ Douglas T. Breeden DOUGLAS T. BREEDEN WYANDOTTE COMMUNITY CORPORATION By: /s/ Douglas T. Breeden Douglas T. Breeden Title: President and Chairman BREEDEN FAMILY TRUST By: /s/ Douglas T. Breeden Douglas T. Breeden Investment Advisor COMMUNITY FIRST FINANCIAL GROUP, INC. By: /s/ Samuel E. Eckart
