RESTATED MANAGEMENT AGREEMENTManagement Agreement • November 17th, 2003 • Hennessy Mutual Funds Inc • New York
SCHEDULE A to the DISTRIBUTION AGREEMENT by and among The Hennessy Mutual Funds, Inc., Edward J. Hennessy, Incorporated and Quasar Distributors, LLCDistribution Agreement • November 17th, 2003 • Hennessy Mutual Funds Inc
ADMINISTRATION AGREEMENT AGREEMENT made this day of , 1996 by and between O'SHAUGHNESSY FUNDS, INC., a Maryland corporation (the "Corporation"), and INVESTMENT COMPANY ADMINISTRATION CORPORATION, a Delaware Corporation (the "Administrator"). W I T N E...Administration Agreement • October 9th, 1996 • O Shaughnessy Funds Inc
CUSTODIAN AGREEMENTCustodian Agreement • January 31st, 2001 • Hennessy Mutual Funds Inc • Wisconsin
Schedule A to the Management Agreement for Hennessy Mutual Funds, Inc.Management Agreement • July 2nd, 2003 • Hennessy Mutual Funds Inc
SERVICING AGREEMENTServicing Agreement • November 17th, 2003 • Hennessy Mutual Funds Inc
DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2006 • Hennessy Mutual Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of July, 2005, by and between The Hennessy Mutual Funds, Inc., a Maryland business company (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and Hennessy Advisors, Inc., a California business company and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
TRANSFER AGENT AGREEMENT THIS AGREEMENT is made and entered into on this eighth day of October, 1996, by and between O'Shaughnessy Funds, Inc., a Maryland corporation (hereinafter referred to as the "Funds") and Firstar Trust Company, a corporation...Transfer Agent Agreement • January 31st, 2001 • Hennessy Mutual Funds Inc • Wisconsin
FUND ACCOUNTING SERVICING AGREEMENT This contract between O'Shaughnessy Funds, Inc., a Maryland corporation, hereinafter called the ("Funds"), and Firstar Trust Company, a Wisconsin corporation, hereinafter called "FTC," is entered into on this eighth...Fund Accounting Servicing Agreement • January 31st, 2001 • Hennessy Mutual Funds Inc • Wisconsin
FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 1st day of September, 2000, by and between The Hennessy Mutual Funds, Inc., a Maryland business company (the "Company") and Firstar Mutual Fund Services, LLC, a...Fund Administration Servicing Agreement • January 31st, 2001 • Hennessy Mutual Funds Inc • Wisconsin
DISTRIBUTION AGREEMENT This Agreement made this day of , 1996 by and between O'SHAUGHNESSY FUNDS, INC., a Maryland Corporation (the "Corporation"), and FIRST FUND DISTRIBUTORS, INC., a Delaware corporation (the "Distributor"). W I T N E S S E T H:...Distribution Agreement • October 9th, 1996 • O Shaughnessy Funds Inc • New York
CUSTODY AGREEMENTCustody Agreement • February 28th, 2006 • Hennessy Mutual Funds Inc • Ohio
The Hennessy Funds, Inc. and U.S. Bancorp Fund Services, LLC; The Hennessy Mutual Funds, Inc. and U.S. Bancorp Fund Services, LLC; and Hennessy Funds Trust and U.S. Bancorp Fund Services, LLC
DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this 1st day of September, 2000, by and among The Hennessy Mutual Funds, Inc., a Maryland business company (the "Company"), Edward J. Hennessy, Incorporated, a California business...Distribution Agreement • January 30th, 2003 • Hennessy Mutual Funds Inc • Wisconsin
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 28th, 2006 • Hennessy Mutual Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of July, 2005, by and between The Hennessy Mutual Funds, Inc., a Maryland business company (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
JOINT FIDELITY BOND AGREEMENTJoint Fidelity Bond Agreement • September 1st, 2011 • Hennessy Mutual Funds Inc
AGREEMENT, made this day of May, 2011, by and between the parties as set forth in Schedule I, attached hereto and incorporated by reference of The Hennessy Funds, Inc. and its two series, the Hennessy Balanced Fund and the Hennessy Total Return Fund and The Hennessy Mutual Funds, Inc. and its three series, the Hennessy Cornerstone Growth Fund, the Hennessy Cornerstone Value Fund, and the Hennessy Focus 30 Fund, and the Hennessy Funds Trust and its three series, the Hennessy Cornerstone Growth Fund, Series II, Hennessy Cornerstone Large Growth Fund and Hennessy Select Large Value Fund and the Hennessy SPARX Funds Trust and its two series, the Hennessy Select SPARX Japan Fund and the Hennessy Select SPARX Japan Smaller Companies Fund.
On December 11, 2013, the Board approved an Agreement and Plan of Reorganization of the Hennessy Cornerstone Growth Fund, the Hennessy Cornerstone Mid Cap 30 Fund, the Hennessy Cornerstone Value Fund, the Hennessy Total Return Fund, the Hennessy...Agreement and Plan of Reorganization • April 9th, 2014 • Hennessy Mutual Funds Inc
On December 11, 2013, the Board approved an Agreement and Plan of Reorganization of the Hennessy Cornerstone Growth Fund, the Hennessy Cornerstone Mid Cap 30 Fund, the Hennessy Cornerstone Value Fund, the Hennessy Total Return Fund, the Hennessy Balanced Fund, the Hennessy Japan Fund and the Hennessy Japan Small Cap Fund. Each of the Funds identified below is a successor to a series of Hennessy Mutual Funds, Inc., a Maryland corporation ("HMFI"), Hennessy SPARX Funds Trust, a Massachusetts business trust ("HSFT"), or The Hennessy Funds, Inc., a Maryland corporation ("HFI"), pursuant to a reorganization that took place after the close of business on February 28, 2014 (each, a "Predecessor Fund" and, collectively, the "Predecessor Funds"): * The Hennessy Cornerstone Growth Fund, a series of Hennessy Funds Trust ("HFT"), is the successor to the Hennessy Cornerstone Growth Fund, a series of HMFI; * The Hennessy Cornerstone Mid Cap 30 Fund, a series of HFT, is the successor to the Hennessy
