4. POWERS AND DUTIES OF CUSTODIAN AND DOMESTIC SUBCUSTODIAN 3 (a) Safekeeping 3 (b) Manner of Holding Securities 4 (c) Free Delivery of Assets 5 (d) Exchange of Securities 6 (e) Purchases of Assets 6 (f) Sales of Assets 7 (g) Options 7 (h) Futures...Custody Agreement • September 29th, 1997 • Garzarelli Funds
ADMINISTRATION AND FUND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of this __ day of April, 1997, by and between The Garzarelli Funds, a Delaware business trust (the "Trust"), and Sunstone Financial Group, Inc., a Wisconsin corporation (the...Administration and Fund Accounting Agreement • September 29th, 1997 • Garzarelli Funds • Delaware
THIS AGREEMENT is made as of this day of April, 1997, by and between The --- Garzarelli Funds, a Delaware business trust (the "Trust"), and Sunstone Investor Services, LLC, a Wisconsin limited liability company ("Sunstone").Transfer Agency Agreement • September 29th, 1997 • Garzarelli Funds • Delaware
CUSTODIAL AGREEMENT 12 Article I 12 Article II 12 Article III 12 Article IV 13 Article V 15 Article VI 15 Article VII 15 Article VIII 15 Section 1 - Investment of Account 15 Section 2 - Beneficiary Designations 17 Section 3 - Miscellaneous 19 SCHEDULE...Custodial Agreement • September 29th, 1997 • Garzarelli Funds
INVESTMENT ADVISORY AGREEMENT THE GARZARELLI FUNDS, a Delaware business trust registered under the Investment Company Act of 1940 ("1940 Act") as an open-end diversified management investment company ("Trust"), hereby appoints GARZARELLI INVESTMENT...Investment Advisory Agreement • September 29th, 1997 • Garzarelli Funds • Illinois
THIS AGREEMENT is made as of this day of April, 1997, by and between The --- Garzarelli Funds, a Delaware business trust (the "Trust"), and Sunstone Distribution Services, LLC, a Wisconsin limited liability company (the "Distributor").Servicing and Distribution Agreement • September 29th, 1997 • Garzarelli Funds • Delaware
SUB-ADVISORY AGREEMENT AGREEMENT, made this 31st day of March, 1997, by and between GARZARELLI INVESTMENT MANAGEMENT LLC, an Illinois limited liability company registered under the Investment Advisers Act of 1940 ("Advisers Act") as an investment...Sub-Advisory Agreement • September 29th, 1997 • Garzarelli Funds • Illinois
