Annuitant JOHN DOE 35-MALE Age and Sex Contract Number SPECIMEN MAR. 1, 1997 Issue Date [The Guardian Logo] Read this contract carefully. This contract is a legal contract between the owner and The Guardian Insurance & Annuity Company, Inc. (GIAC)....Annuity Contract • February 18th, 1997 • Guardian Separate Account E
DISTRIBUTION AND SERVICE AGREEMENT BETWEEN THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. AND GUARDIAN INVESTOR SERVICES CORPORATIONDistribution Agreement • February 18th, 1997 • Guardian Separate Account E • New York
Exhibit (3)(a) DISTRIBUTION AND SERVICE AGREEMENT BETWEEN THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. AND PARK AVENUE SECURITIES LLCDistribution Agreement • April 29th, 2015 • Guardian Separate Account E • New York
AGREEMENT, made this 31ST day of March, 2015 by and between The Guardian Insurance & Annuity Company, Inc. (“GIAC”), a Delaware corporation, and Park Avenue Securities LLC (the “Distributor”), a Delaware Limited Liability Company. DISTRIBUTOR is a wholly-owned subsidiary of GIAC. GIAC is a wholly-owned subsidiary of The Guardian Life Insurance Company of America. GIAC and DISTRIBUTOR each have their principal office located at 7 Hanover Square, New York, NY 10004.
Exhibit (3) (b) THE GUARDIAN INSURANCE & ANNUITY COMPANY SALES AND/OR SERVICING AGREEMENT (“AGREEMENT”)Sales and/or Servicing Agreement • April 29th, 2015 • Guardian Separate Account E • New York
This Agreement (the “Agreement”) is entered into by and among The Guardian Insurance & Annuity Company, Inc. (“GIAC”), a Delaware corporation, Park Avenue Securities LLC (“PAS”), a registered broker-dealer with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934 and a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and (the “Firm”).
AMENDED AND RESTATED AGREEMENT FOR SERVICES AND REIMBURSEMENT THEREFOR This Agreement, dated the 18th of November, 1994, amends and restates the Agreement for Services and Reimbursement Therefor, dated June 22, 1970, between THE GUARDIAN LIFE...Agreement for Services and Reimbursement • August 1st, 1997 • Guardian Separate Account E
AMENDMENT TO PARTICIPATION AGREEMENT Regarding RULES 30e-3 and 498AParticipation Agreement • April 27th, 2021 • Guardian Separate Account E
The Guardian Insurance & Annuity Company, Inc. (the ‘‘Company”), the Victory Variable Insurance Funds, (the “ Fund”), and Victory Capital Services, Inc. (f/k/a Victory Capital Advisers, Inc.) (the “ Underwriter”), and Victory Capital Management Inc. , (the “ Advise r” ) entered into a certain participation agreement dated June 13, 2016 (the “ Participation Agreement”), as may be amended. This Amendment (the “Amendment”) to the Participation Agreement is entered into as of 12/11/2020, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”), the Fund, on behalf of the Portfolios (as defined below), individually and not jointly, the Underwriter and the Adviser (collectively , the “ Parties” ). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Participation Agreement (defined abo
THE GUARDIAN INSURANCE & ANNUITY COMPANY BROKER-DEALER SUPERVISORY AND SERVICE AGREEMENTBroker-Dealer Supervisory and Service Agreement • August 1st, 1997 • Guardian Separate Account E • New York
AMENDMENT TO PARTICIPATION AGREEMENT Regarding RULES 30e-3 and 498AParticipation Agreement • April 27th, 2021 • Guardian Separate Account E
The Guardian Insurance & Annuity Company, Inc. (the “Company’’), Davis Variable Account Fund, Inc., (the ‘“Fund”), and Davis Distributors, LLC. (the “Underwriter”), entered into a certain participation agreement dated June 29, 1999 (the “Participation Agreement”), as may be amended. This Amendment (the “Amendment”) to ·the Participation Agreement is entered into as of October 20, 2020, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts’’), the Fund and the Underwriter (collectively, the “Parties”).
AMENDMENT TO PARTICIPATION AGREEMENT (Service Shares) Regarding RULES 30e-3 and 498AParticipation Agreement • April 27th, 2021 • Guardian Separate Account E
The Guardian Insurance & Annuity Company, Inc. (the “Company”), Janus Aspen Series, an open-end management investment company organized as a Delaware statutory trust, (the “Trust”) and Janus Distributors LLC, a Colorado corporation and distributor of the Trust’s shares (“Distributor”), entered into a certain fund participation agreement dated September 15, 2000 (the “Participation Agreement”), as amended. This Amendment (the “Amendment”) to the Participation Agreement is entered into as of December 8, 2020, by and among the Company on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”), the Trust and Distributor (collectively, the “Parties”). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Participation Agreement ( defined above).
AMENDMENT TO PARTICIPATION AGREEMENT Regarding RULES 30e-3 and 498AParticipation Agreement • April 27th, 2021 • Guardian Separate Account E
The Guardian Insurance & Annuity Company, Inc. (the “Company”), the Value Line Centurion Fund, Inc., a Maryland corporation, Value Line Funds Variable Trust, a Massachusetts business trust (formerly, Value Line Strategic Asset Management Trust)on behalf of its series, Value Line Strategic Asset Management Trust, (collectively, the “Fund”), and EULAV Securities LLC (formerly, Value Line Securities, Inc.) (the “Underwriter”), and EULAV Asset Management , (the “Advisor”) entered into a certain participation agreement dated April 4, 2003 (the “Participation Agreement”), as may it be amended. This Amendment (the “Amendment”) to the Participation Agreement is entered into as of December 9th, 2020, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”), the Fund, the Underwriter and the Advisor (collectively, the ‘‘Parties”)
FUND PARTICIPATION AGREEMENT The Prudential Series Fund, Inc.Fund Participation Agreement • April 27th, 2021 • Guardian Separate Account E • New Jersey
THIS AGREEMENT, made and entered into as of this 1st day of September, 2000, by and among THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. (hereinafter “GIAC”), a Delaware life insurance company, on its own behalf and on behalf of its SEPARATE ACCOUNT F (the “Account”); THE PRUDENTIAL SERIES FUND, INC., an open-end management investment company organized under the laws of Maryland (hereinafter the “Fund”); THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (hereinafter the “Adviser”), a New Jersey mutual insurance company; and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (hereinafter the “Distributor”), a Delaware limited liability company.
AMENDMENT TO PARTICIPATION AGREEMENT Regarding RULES 30e-3 and 498AParticipation Agreement • April 27th, 2021 • Guardian Separate Account E
The Guardian Insurance & Annuity Company, Inc. (the “Company”), Park Avenue Securities LLC (successor to Guardian Investor Services LLC) and Gabelli Capital Series Funds, Inc., Gabelli Capital Asset Fund, Gabelli Funds, Inc. and Gabelli & Company, Inc. (collectively, the “Fund”) entered into a certain participation agreement dated May 1, 1995 (the “Participation Agreement”), as may be amended. This Amendment (the “Amendment”) to the Participation Agreement is entered into as of January 4, 2021, by and among the Company, on its own behalf and on behalf of each separate account of the Company as set forth in the Participation Agreement, as may be amended from time to time (individually and collectively the “Accounts”) and the Fund (collectively, the “Parties”). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Agreement.
