ARTICLE I DEFINITIONSStock Purchase Agreement • May 17th, 2001 • A B Watley Group Inc • Security brokers, dealers & flotation companies • New York
ARTICLE IEscrow Agreement • August 21st, 2000 • A B Watley Group Inc • Finance services • New York
EXHIBIT 4.1 NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY OTHER APPLICABLE STATE SECURITIES LAWS IN RELIANCE UPON AN EXEMPTION FROM THE...Warrant Agreement • March 14th, 2005 • Ab Watley Group Inc • Security brokers, dealers & flotation companies
EXHIBIT 10.40 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT, dated as of July 31, 2002, is by and among INTEGRATED TRADING SOLUTIONS, INC., a Delaware corporation (the "PURCHASER"), A.B. WATLEY GROUP INC., a Delaware corporation ("ABW"), and...Asset Purchase Agreement • April 16th, 2003 • Watley a B Group Inc • Security brokers, dealers & flotation companies • Texas
EXHIBIT 1.1 Internet Financial Services Inc. 2,000,000 Shares of Common Stock (Par Value $.001 Per Share) UNDERWRITING AGREEMENT ---------------------- Whale Securities Co., L.P. New York, New York 650 Fifth Avenue ___________, 1999 New York, New York...Underwriting Agreement • April 16th, 1999 • Internet Financial Services Inc • Finance services • New York
ARTICLE IWarrant Agreement • July 26th, 2004 • Watley a B Group Inc • Security brokers, dealers & flotation companies • New York
PREAMBLESettlement Agreement • July 26th, 2004 • Watley a B Group Inc • Security brokers, dealers & flotation companies • Texas
SECOND AMENDMENT TO PROMISSORY NOTE ----------------------------------- (Penson)Promissory Note • April 16th, 2003 • Watley a B Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 4.2 WARRANT AGREEMENT dated as of _________, 1999 between Internet Financial Services Inc., a Delaware corporation (the "Company"), and Whale Securities Co., L.P. (hereinafter referred to as the "Underwriter"). W I T N E S S E T H: WHEREAS,...Warrant Agreement • April 7th, 1999 • Internet Financial Services Inc • Finance services • New York
WITNESSETH:Employment Agreement • February 14th, 2002 • A B Watley Group Inc • Security brokers, dealers & flotation companies • New York
WITNESSETH:Security Agreement • February 4th, 1999 • Internet Financial Services Inc • New York
EXHIBIT 10.44 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT entered into as of August 12, 2002 (the "Effective Date") by and between A.B. Watley Group Inc., a Delaware corporation, with principal offices at 40 Wall Street, New York, New York 10005...Employment Agreement • April 16th, 2003 • Watley a B Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.45 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT entered into as of August 12, 2002 (the "Effective Date") by and between A.B. Watley Group Inc., a Delaware corporation, with principal offices at 40 Wall Street, New York, New York 10005...Employment Agreement • April 16th, 2003 • Watley a B Group Inc • Security brokers, dealers & flotation companies • New York
RECITALSMaster Agreement • April 16th, 2003 • Watley a B Group Inc • Security brokers, dealers & flotation companies • New York
ARTICLE I FORM OF WARRANTWarrant Agreement • July 26th, 2004 • Watley a B Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 4.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT, dated as of April 2, 2001 by and among the purchasers listed on Schedule A hereto (each, a "Purchaser" and collectively, the "Purchasers") and A.B. Watley Group Inc. (the...Registration Rights Agreement • May 17th, 2001 • A B Watley Group Inc • Security brokers, dealers & flotation companies • New York
FIRST AMENDMENT TO SOFTWARE LICENSE AGREEMENTSoftware License Agreement • April 16th, 2003 • Watley a B Group Inc • Security brokers, dealers & flotation companies
LICENSE AGREEMENT This Agreement ("Agreement") is made and entered into as of October 1, 1998 ("Effective Date") by and between Ethos Corporation ("Stockpoint"), a California corporation, and a wholly owned subsidiary of Neural Applications...License Agreement • February 4th, 1999 • Internet Financial Services Inc • California
EXHIBIT 10.2 PROMISSORY NOTE --------------- A.B. WATLEY GROUP INC., a Delaware corporation (the "BORROWER"), for value received, promises and agrees to pay to PENSON FINANCIAL SERVICES, INC., a North Carolina corporation (the "LENDER"), or order, at...Promissory Note • April 16th, 2003 • Watley a B Group Inc • Security brokers, dealers & flotation companies • New York
EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT entered into as of September 1, 1999 by and between A.B. WATLEY GROUP INC., FORMERLY KNOWN AS INTERNET FINANCIAL SERVICES INC., a Delaware corporation, with principal offices at 40 Wall Street, New York, New...Employment Agreement • December 29th, 2000 • A B Watley Group Inc • Finance services • New York
EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT entered into as of March 1, 1998 by and between Internet Financial Services, Inc., a Delaware corporation, with principal offices at 33 West 17th Street, New York, New York 10011 ("Employer") and Eric...Employment Agreement • February 4th, 1999 • Internet Financial Services Inc • New York
EXHIBIT 10.1 CONSULTING AGREEMENT This Consulting Agreement (the "Agreement") is entered into as of this 8th day of March, 2005, by and among Blue Marble Investments Ltd., ("Consultant") located at P.O. Box 267, Leeward Highways, Providences, Turks...Consulting Agreement • March 14th, 2005 • Ab Watley Group Inc • Security brokers, dealers & flotation companies • New York
WITNESSETH:Security Agreement • February 4th, 1999 • Internet Financial Services Inc • New York
EXHIBIT 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made as of the 21st day of March, 2005 (the "Commencement Date"), and is by and between A.B. WATLEY GROUP INC., a Delaware corporation with an office at 90 Park Avenue,...Employment Agreement • March 25th, 2005 • Ab Watley Group Inc • Security brokers, dealers & flotation companies • New York
AGREEMENTSeries a Convertible Preferred Stock Purchase Agreement • April 16th, 2003 • Watley a B Group Inc • Security brokers, dealers & flotation companies • New York
STANDARD FORM OF OFFICE LEASE The Real Estate Board of New York, Inc. --------------------------------------- Agreement of Lease, made as of this 20 day of June 1997, between 40 Wall Development Associates, LLC, a limited liability company having an...Office Lease • April 7th, 1999 • Internet Financial Services Inc • Finance services • New York
COMSTOCK SERVICE MARKETING REPRESENTATIVE AGREEMENT AGREEMENT, made as of January 29, 1998 ("Effective Date"), by and between S&P ComStock, Inc. ("SPC"), a New York corporation with offices at 600 Mamaroneck Avenue, Harrison, New York 10528, and A.B....Representative Agreement • April 7th, 1999 • Internet Financial Services Inc • Finance services • New York
FULLY DISCLOSED CLEARING AGREEMENT AMENDMENTFully Disclosed Clearing Agreement • April 16th, 2003 • Watley a B Group Inc • Security brokers, dealers & flotation companies
EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT entered into as of June 18, 1999 by and between INTERNET FINANCIAL SERVICES INC., a Delaware corporation, with principal offices at 40 Wall Street, New York, New York 10005 ("Employer") and JOSEPH RAMOS,...Employment Agreement • December 29th, 2000 • A B Watley Group Inc • Finance services • New York
LOAN AGREEMENTLoan Agreement • February 4th, 1999 • Internet Financial Services Inc • New York
REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT, dated as of August 8th , 2000 between Seacrown Limited ("Purchaser"), and A.B. Watley Group Inc. (the "Company"). WHEREAS, simultaneously with the execution and delivery of this...Registration Rights Agreement • August 21st, 2000 • A B Watley Group Inc • Finance services • New York
EXHIBIT 4.5 NEITHER THIS WARRANT NOR THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY OTHER APPLICABLE STATE SECURITIES LAWS IN RELIANCE UPON AN EXEMPTION FROM THE...Warrant Agreement • May 17th, 2001 • A B Watley Group Inc • Security brokers, dealers & flotation companies
AGREEMENTSoftware License Agreement • April 16th, 2003 • Watley a B Group Inc • Security brokers, dealers & flotation companies • Texas
EXHIBIT 10.2 SETTLEMENT AGREEMENT AND RELEASE -------------------------------- AGREEMENT made this 28th day of April 2005 by and between Singer Frumento LLP ("Singer Frumento"), by and through its attorneys Liam O'Brien & Associates P.C., and A.B....Settlement Agreement • May 23rd, 2005 • Ab Watley Group Inc • Security brokers, dealers & flotation companies
EXHIBIT 10.41 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY STATE SECURITIES LAW AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND...Senior Subordinated Demand Promissory Note • April 16th, 2003 • Watley a B Group Inc • Security brokers, dealers & flotation companies
