MANAGEMENT AGREEMENT AGREEMENT to be effective December 1, 1997, by and between PRINCIPAL SMALLCAP FUND, INC., a Maryland corporation (hereinafter called the "Fund") and PRINCOR MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the...Management Agreement • June 12th, 1998 • Principal Smallcap Fund Inc
Contract Type FiledJune 12th, 1998 Company
AMENDMENT TO THE PRINCIPAL SMALLCAP FUND, INC. SUB-ADVISORY AGREEMENT Agreement executed as of the 12th day of December 2000, to amend the Sub-Advisory Agreement executed as of December 1, 1997 (and including any subsequent amendments thereafter) by...Advisory Agreement • December 31st, 2003 • Principal Smallcap Fund Inc
Contract Type FiledDecember 31st, 2003 CompanyAgreement executed as of the 12th day of December 2000, to amend the Sub-Advisory Agreement executed as of December 1, 1997 (and including any subsequent amendments thereafter) by and between Princor Management Corporation (now known as Principal Management Corporation) (hereinafter called the "Manager") and Invista Capital Management, Inc., (now known as Invista Capital Management, LLC) (hereinafter called "Invista").
AMENDMENT PRINCIPAL SMALLCAP FUND, INC. SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 31st, 2003 • Principal Smallcap Fund Inc
Contract Type FiledDecember 31st, 2003 Company
MANAGEMENT AGREEMENT AMENDMENT AND RESTATEMENT AGREEMENT to be effective January 1, 2000, by and between PRINCIPAL SMALLCAP FUND, INC., a Maryland corporation (hereinafter called the "Fund") and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation...Management Agreement • December 31st, 2003 • Principal Smallcap Fund Inc
Contract Type FiledDecember 31st, 2003 Company
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT PRINCIPAL GLOBAL INVESTORS SUB- ADVISED FUNDS AGREEMENT executed as of October 24, 2003 by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa Corporation (hereinafter called "the Manager") and PRINCIPAL...Sub-Advisory Agreement • December 19th, 2003 • Principal Smallcap Fund Inc • Iowa
Contract Type FiledDecember 19th, 2003 Company Jurisdiction
DISTRIBUTION AGREEMENT Agreement to be effective , by and between PRINCIPAL SMALLCAP FUND, INC., a Maryland corporation (hereinafter sometimes called the "Fund") and PRINCOR FINANCIAL SERVICES CORPORATION, an Iowa corporation (Hereinafter sometimes...Distribution Agreement • September 25th, 1997 • Principal Smallcap Fund Inc
Contract Type FiledSeptember 25th, 1997 Company
PRINCIPAL SMALLCAP FUND, INC. DISTRIBUTION AND SHAREHOLDER SERVICING PLAN AND AGREEMENT CLASS C SHARES PLAN AND AGREEMENT made as of the 9th of March, 1999, by and between PRINCIPAL SMALLCAP FUND, INC., a Maryland corporation (the "Fund"), and PRINCOR...Distribution and Shareholder Servicing Plan and Agreement • December 30th, 1999 • Principal Smallcap Fund Inc
Contract Type FiledDecember 30th, 1999 Company
TRANSFER AGENCY AGREEMENT AND SHAREHOLDER SERVICES AGREEMENT AGREEMENT to be effective January 1, 2000, by and between PRINCIPAL SMALLCAP FUND, INC., a Maryland corporation (hereinafter called the "Fund") and PRINCIPAL MANAGEMENT CORPORATION, an Iowa...Transfer Agency Agreement and Shareholder Services Agreement • December 30th, 1999 • Principal Smallcap Fund Inc
Contract Type FiledDecember 30th, 1999 Company
INVESTMENT SERVICE AGREEMENT THIS INVESTMENT SERVICE AGREEMENT, to be effective the day of , 1997, by and between PRINCIPAL SMALLCAP FUND, INC. (the "Fund"), an open-end investment company formed under the laws of Maryland, PRINCOR MANAGEMENT...Investment Service Agreement • September 25th, 1997 • Principal Smallcap Fund Inc
Contract Type FiledSeptember 25th, 1997 Company
PRINCIPAL SMALLCAP FUND, INC. SUB-ADVISORY AGREEMENT AGREEMENT executed as of the day of , 1997, by and between PRINCOR MANAGEMENT CORPORATION, an Iowa Corporation (hereinafter called "the Manager") and INVISTA CAPITAL MANAGEMENT, INC. (hereinafter...Sub-Advisory Agreement • September 25th, 1997 • Principal Smallcap Fund Inc • Iowa
Contract Type FiledSeptember 25th, 1997 Company Jurisdiction
SCHEDULE AAdvisory Agreement • February 27th, 2002 • Principal Smallcap Fund Inc
Contract Type FiledFebruary 27th, 2002 CompanyAgreement executed as of the 10th day of December 2001, to amend the Sub-Advisory Agreement executed as of December 1, 1997 (and including any subsequent amendments thereafter) by and between Princor Management Corporation (now known as Principal Management Corporation) (hereinafter called the "Manager") and Invista Capital Management, Inc., (now known as Invista Capital Management, LLC) (hereinafter called "Invista").
CUSTODY AGREEMENTCustody Agreement • September 25th, 1997 • Principal Smallcap Fund Inc • New York
Contract Type FiledSeptember 25th, 1997 Company Jurisdiction
Principal Mutual Life Insurance Company's Master Simplified Employee Pension Plan This is the Principal Mutual Life Insurance Company's Master Simplified Employee Pension Plan for use by individuals who desire to establish a Simplified Employee...Principal Smallcap Fund Inc • September 25th, 1997
Company FiledSeptember 25th, 1997