Karpus Management, Inc. Sample Contracts

Amended and Restated Joint Filing and Solicitation Agreement
Joint Filing and Solicitation Agreement • October 6th, 2020 • Karpus Management, Inc.

This Amended and Restated Joint Filing and Solicitation Agreement is dated as of October 6, 2020 (this “Agreement”), and is entered into by and among the parties listed on the signature pages hereto.

AutoNDA by SimpleDocs
JOINT FILING AND SOLICITATION AGREEMENT
Joint Filing and Solicitation Agreement • February 16th, 2016 • Karpus Management, Inc.

WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of The Zweig Total Return Fund, Inc., a Maryland corporation (the “Company”);

STANDSTILL AGREEMENT
Standstill Agreement • November 30th, 2020 • Karpus Management, Inc. • New York

This Agreement is entered into as of November 23, 2020 (including the exhibits hereto, the “Agreement”), by and among Western Asset Inflation-Linked Income Fund (the “Fund”); Legg Mason Partners Fund Advisor, LLC (the “Administrator”); Western Asset Management Company, LLC (the “Adviser”); and Karpus Management, Inc., d/b/a Karpus Investment Management, for and on behalf of itself, each of its present and future affiliated persons (as defined in the Securities Exchange Act of 1934, as amended (the “Exchange Act”)), including its present and future directors, officers and employees, and entities and accounts that it controls directly or indirectly, or with respect to which it exercises voting discretion, whether such entities or accounts now exist or are organized in the future, including without limitation any such entities and accounts holding shares that were reported on Schedule 13D filed with respect to the Fund by Karpus Investment Management, Inc. (collectively, “KIM”) (KIM toget

Joint Filing and Solicitation Agreement
Joint Filing and Solicitation Agreement • September 18th, 2020 • Karpus Management, Inc.

WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Duff & Phelps Utility and Corporate Bond Trust Inc., a Maryland corporation (the “Company”);

JOINT FILING AND SOLICITATION AGREEMENT
Joint Filing and Solicitation Agreement • April 15th, 2024 • Karpus Management, Inc.

WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Eaton Vance Municipal Bond Fund, a Massachusetts business trust (the “Company”);

Joint Filing Agreement
Joint Filing Agreement • October 6th, 2020 • Karpus Management, Inc.

In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto), dated the date hereof, with respect to the shares of Common Stock of the Eaton Vance Municipal Bond Fund. This Joint Filing Agreement shall be filed as an Exhibit to such statement.

JOINT FILING AND SOLICITATION AGREEMENT
Joint Filing and Solicitation Agreement • April 22nd, 2024 • Karpus Management, Inc.

WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Nuveen New York AMT-Free Quality Municipal Income Fund, a Massachusetts business trust (the “Company”);

Joint Filing Agreement
Joint Filing Agreement • October 6th, 2020 • Karpus Management, Inc.

In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto), dated the date hereof, with respect to the shares of Western Asset Inflation - Linked Securities & Income Fund. This Joint Filing Agreement shall be filed as an Exhibit to such statement.

STANDSTILL AGREEMENT
Standstill Agreement • May 6th, 2024 • Karpus Management, Inc.

This Standstill Agreement (the “Agreement”) is made and entered into effective as of the 1st day of May 2024 by and between Eaton Vance Management (“EVM”) and Karpus Management, Inc. (d/b/a Karpus Investment Management) (“Karpus Management”) (together, the “Parties,” and each a “Party”). Karpus Management is entering this Agreement for and on behalf of itself, each of its present and future affiliates (as defined in the Securities Exchange Act of 1934, as amended (the “Exchange Act”)), and each of its present and future directors, officers and employees, and entities and accounts, whether such entities or accounts now exist or are organized in the future, that any such person, entity or account controls directly or indirectly, or with respect to which such person or entity exercises voting discretion, including any such entities and accounts holding common or preferred shares of Eaton Vance Municipal Bond Fund (“EIM”), a registered closed-end investment company, and/or the other regist

MUI Standstill Agreement
Mui Standstill Agreement • May 7th, 2024 • Karpus Management, Inc. • New York

This MUI Standstill Agreement is entered into as of May 3, 2024 (this “Agreement”), by and among Karpus Management, Inc., doing business as Karpus Investment Management (“Karpus”), BlackRock Advisors, LLC (the “Manager”) and BlackRock Municipal Income Fund, Inc. (the “Fund”). Karpus, the Manager and the Fund are hereforth referred to as the “Parties,” and each individually as a “Party.”

JOINT FILING AND SOLICITATION AGREEMENT
Joint Filing and Solicitation Agreement • March 6th, 2024 • Karpus Management, Inc.

WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of BlackRock Municipal Income Fund, Inc., a Maryland corporation (the “Company”);

Joint Filing Agreement
Joint Filing Agreement • October 6th, 2020 • Karpus Management, Inc.

In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto), dated the date hereof, with respect to the shares of Pioneer Diversified High Income Trust. This Joint Filing Agreement shall be filed as an Exhibit to such statement.

JOINT FILING AND SOLICITATION AGREEMENT
Joint Filing and Solicitation Agreement • February 28th, 2024 • Karpus Management, Inc.

WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of BlackRock Municipal Income Fund, Inc., a Maryland corporation (the "Company");

AGREEMENT
Agreement • December 3rd, 2020 • Karpus Management, Inc. • New York

This Agreement (the “Agreement”) is made and entered into effective as of the 2nd day of December, 2020 by and among First Trust/Aberdeen Global Opportunity Income Fund (the “Fund”), a Massachusetts business trust, First Trust Advisors L.P. (the “Adviser”), an Illinois limited partnership, each of the Fund and the Adviser having its principal place of business at 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187, and Karpus Management, Inc. (doing business as Karpus Investment Management), a New York corporation having its principal place of business at 183 Sully’s Trail, Pittsford, New York 14534, and any present or future persons, entities, funds or accounts it manages, provides investment management or advisory services or controls (collectively, “Karpus,” and with the Fund and the Adviser, each, a “Party,” and collectively the “Parties”); provided, however, that the term “Karpus” shall not include any separately operated affiliated registered investment adviser or any acco

Standstill Agreement
Standstill Agreement • November 30th, 2020 • Karpus Management, Inc. • Maryland

This Agreement is entered into as of November 23, 2020 (including the exhibits hereto, this “Agreement”), by and among Karpus Management, Inc., doing business as Karpus Investment Management (“Karpus”), and DTF Tax-Free Income Inc. (the “Fund”) (the Fund, together with Karpus, the “Parties,” and each individually a “Party”).

Standstill Agreement
Standstill Agreement • November 30th, 2020 • Karpus Management, Inc. • Maryland

This Agreement is entered into as of November 23, 2020 (including the exhibits hereto, this “Agreement”), by and among Karpus Management, Inc., doing business as Karpus Investment Management (“Karpus”), and Duff & Phelps Utility and Corporate Bond Trust Inc. (the “Fund”) (the Fund, together with Karpus, the “Parties,” and each individually a “Party”).

Joint Filing Agreement
Joint Filing Agreement • October 6th, 2020 • Karpus Management, Inc.

In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto), dated the date hereof, with respect to the shares of Common Stock of the First Trust/Aberdeen Global Opportunity Income Fund. This Joint Filing Agreement shall be filed as an Exhibit to such statement.

Joint Filing Agreement
Joint Filing Agreement • November 19th, 2020 • Karpus Management, Inc.

In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto), dated the date hereof, with respect to the shares of Common Stock of the Eaton Vance Municipal Bond Fund. This Joint Filing Agreement shall be filed as an Exhibit to such statement.

Joint Filing Agreement
Joint Filing Agreement • October 7th, 2020 • Karpus Management, Inc.

In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto), dated the date hereof, with respect to the shares of Western Asset Inflation - Linked Securities & Income Fund. This Joint Filing Agreement shall be filed as an Exhibit to such statement.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!