AMERICA FIRST MORTGAGE INVESTMENTS, INC. 6,500,000 SHARES OF COMMON STOCK UNDERWRITING AGREEMENT TABLE OF CONTENTSAmerica First Mortgage Investments Inc • January 15th, 2002 • Real estate investment trusts • New York
Company FiledJanuary 15th, 2002 Industry Jurisdiction
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is entered into as of the 1st day of August, 2003, by and between MFA MORTGAGE INVESTMENTS, INC., a Maryland corporation ("MFA"), and TIMOTHY W. KORTH II, an individual...Employment Agreement • August 7th, 2003 • Mfa Mortgage Investments • Real estate investment trusts • New York
Contract Type FiledAugust 7th, 2003 Company Industry Jurisdiction
INDEMNIFICATION AGREEMENTIndemnification Agreement • May 19th, 2020 • Mfa Financial, Inc. • Real estate investment trusts • Maryland
Contract Type FiledMay 19th, 2020 Company Industry JurisdictionTHIS INDEMNIFICATION AGREEMENT (“Agreement”) is made and entered into as of the _____ day of ____________, 20__, by and between MFA Financial, Inc., a Maryland corporation (the “Company”), and ________________________ (“Indemnitee”).
EXHIBIT 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is entered into as of the 1st day of August, 2002, by and between MFA MORTGAGE INVESTMENTS, INC., a Maryland corporation which was formerly known as America First Mortgage...Employment Agreement • October 28th, 2002 • Mfa Mortgage Investments • Real estate investment trusts • New York
Contract Type FiledOctober 28th, 2002 Company Industry Jurisdiction
Exhibit 3.6 AGREEMENT OF LIMITED PARTNERSHIPAmerica First Mortgage Investments Inc • February 12th, 1998 • Delaware
Company FiledFebruary 12th, 1998 Jurisdiction
MFA MORTGAGE INVESTMENTS, INC. 7,500,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT February 10, 2004Underwriting Agreement • February 12th, 2004 • Mfa Mortgage Investments • Real estate investment trusts • New York
Contract Type FiledFebruary 12th, 2004 Company Industry JurisdictionUBS SECURITIES LLC RBC CAPITAL MARKETS CORPORATION PIPER JAFFRAY & Co. as the several Underwriters, c/o UBS Securities LLC 299 Park Avenue New York, New York 10171-0026
EMPLOYMENT AGREEMENT This Agreement made as of the 11th day of July, 1997, by and between AMERICA FIRST COMPANIES LLC, a Delaware limited liability company with its office at 399 Park Avenue, New York, New York 10022 (the "LLC"), and WILLIAM S. GORIN,...Employment Agreement • February 12th, 1998 • America First Mortgage Investments Inc • New York
Contract Type FiledFebruary 12th, 1998 Company Jurisdiction
Exhibit 10.10 THIRD ADDENDUM TO EMPLOYMENT AGREEMENT THIS THIRD ADDENDUM TO EMPLOYMENT AGREEMENT (this "Addendum") is entered into as of the 15th day of October, 2001 between and among AMERICA FIRST MORTGAGE ADVISORY CORPORATION, a Maryland...Employment Agreement • January 17th, 2002 • America First Mortgage Investments Inc • Real estate investment trusts
Contract Type FiledJanuary 17th, 2002 Company Industry
FORM OF ADVISORY AGREEMENTForm of Advisory Agreement • February 12th, 1998 • America First Mortgage Investments Inc • Maryland
Contract Type FiledFebruary 12th, 1998 Company Jurisdiction
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • February 23rd, 2021 • Mfa Financial, Inc. • Real estate investment trusts • Maryland
Contract Type FiledFebruary 23rd, 2021 Company Industry JurisdictionTHIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of the 22nd day of February, 2021, and effective as of the first day of January, 2021 (the “Effective Date”), by and between MFA Financial, Inc. (“MFA”), and Craig L. Knutson (the “Executive”).
Exhibit 10.2 EMPLOYMENT AGREEMENT This Agreement made as of the 23rd day of October, 1997, by and between AMERICA FIRST COMPANIES LLC, a Delaware limited liability company with its office at 399 Park Avenue, New York, New York 10022 (the "LLC"), and...Employment Agreement • February 12th, 1998 • America First Mortgage Investments Inc • New York
Contract Type FiledFebruary 12th, 1998 Company Jurisdiction
MFA FINANCIAL, INC.Underwriting Agreement • April 17th, 2024 • Mfa Financial, Inc. • Real estate investment trusts • New York
Contract Type FiledApril 17th, 2024 Company Industry JurisdictionMFA Financial, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, severally and not jointly, to the several underwriters listed in Schedule A hereto (collectively, the “Underwriters”), for whom Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, UBS Securities LLC, Wells Fargo Securities, LLC and Piper Sandler & Co., are acting as representatives (the “Representatives”), $75,000,000 aggregate principal amount of its 9.000% Senior Notes due 2029 (the “Firm Securities”) to be issued pursuant to the provisions of a base indenture, dated as of June 3, 2019 (the “Base Indenture”), as supplemented by a third supplemental indenture to be dated as of April 17, 2024 (the “Third Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), each by and between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”). In addition, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an ad
AMERICA FIRST MORTGAGE INVESTMENTS, INC. 9,000,000 Shares of Common Stock UNDERWRITING AGREEMENTAmerica First Mortgage Investments Inc • June 4th, 2002 • Real estate investment trusts • New York
Company FiledJune 4th, 2002 Industry JurisdictionFRIEDMAN, BILLINGS, RAMSEY & CO., INC. RBC DAIN RAUSCHER INC. JMP SECURITIES LLC STIFEL, NICOLAUS & COMPANY, INCORPORATED as Representatives of the several Underwriters c/o Friedman, Billings, Ramsey & Co., Inc. 1001 19th Street North Arlington, Virginia 22209
ADVISORY AGREEMENTAdvisory Agreement • April 24th, 1998 • America First Mortgage Investments Inc • Real estate investment trusts • Maryland
Contract Type FiledApril 24th, 1998 Company Industry Jurisdiction
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • January 5th, 2010 • Mfa Financial, Inc. • Real estate investment trusts • New York
Contract Type FiledJanuary 5th, 2010 Company Industry JurisdictionTHIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this "Agreement") is entered into as of the 31st day of December, 2009 by and between MFA FINANCIAL, INC., a Maryland corporation ("MFA"), and TIMOTHY W. KORTH II, residing at the address set forth on the signature page hereof (the "Executive").
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • January 5th, 2010 • Mfa Financial, Inc. • Real estate investment trusts • New York
Contract Type FiledJanuary 5th, 2010 Company Industry JurisdictionTHIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this "Agreement") is entered into as of the 31st day of December, 2009, by and between MFA FINANCIAL, INC., a Maryland corporation ("MFA"), and TERESA D. COVELLO, residing at the address set forth on the signature page hereof (the "Executive").
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • December 12th, 2008 • Mfa Mortgage Investments • Real estate investment trusts • New York
Contract Type FiledDecember 12th, 2008 Company Industry JurisdictionTHIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of the 10th day of December, 2008 by and between MFA MORTGAGE INVESTMENTS, INC., a Maryland corporation (“MFA”), and WILLIAM S. GORIN (the “Executive”).
5,000,000 Shares Common Stock ($0.01 Par Value)Underwriting Agreement • August 7th, 2003 • Mfa Mortgage Investments • Real estate investment trusts • New York
Contract Type FiledAugust 7th, 2003 Company Industry Jurisdiction
MFA FINANCIAL, INC.Underwriting Agreement • February 28th, 2020 • Mfa Financial, Inc. • Real estate investment trusts • New York
Contract Type FiledFebruary 28th, 2020 Company Industry JurisdictionMFA Financial, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, severally and not jointly, to the several underwriters listed in Schedule A hereto (collectively, the “Underwriters”), for whom Morgan Stanley & Co. LLC is acting as representative (the “Representative”), 11,000,000 shares (the “Firm Securities”) of 6.50% series C fixed-to-floating rate cumulative redeemable preferred stock, liquidation preference $25.00 per share (the “Series C Preferred Stock”), of the Company. In addition, solely to cover over-allotments, if any, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 1,650,000 shares of Series C Preferred Stock (the “Additional Securities”). The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Securities.” The Securities are described in the Prospectus which is referred to below. The Securities will be established by the Articles Supple
AMENDED AND RESTATED AGREEMENTAmended and Restated Agreement • February 22nd, 2024 • Mfa Financial, Inc. • Real estate investment trusts • Maryland
Contract Type FiledFebruary 22nd, 2024 Company Industry JurisdictionTHIS AMENDED AND RESTATED AGREEMENT (this “Agreement”) is entered into and effective this 21st day of February, 2024 (the “Effective Date”), by and between Harold E. Schwartz (“Executive”) and MFA Financial, Inc. (“MFA” or the “Company”) and amends and restates the agreement entered into as of May 5, 2021 (the “May 2021 Agreement”), between Executive and the Company.
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • April 27th, 2004 • Mfa Mortgage Investments • Real estate investment trusts • New York
Contract Type FiledApril 27th, 2004 Company Industry JurisdictionTHIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of the 30th day of March, 2004, by and between MFA MORTGAGE INVESTMENTS, INC., a Maryland corporation (“MFA”), and RONALD A. FREYDBERG, an individual residing at 3 Red Roof Drive, Rye Brook, New York 10573 (the “Executive”).
MFA MORTGAGE INVESTMENTS, INC. 40,000,000 SHARES CONTROLLED EQUITY OFFERINGSM SALES AGREEMENTMfa Mortgage • December 12th, 2008 • Mfa Mortgage Investments • Real estate investment trusts • New York
Contract Type FiledDecember 12th, 2008 Company Industry JurisdictionMFA MORTGAGE INVESTMENTS, INC., a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (“CF&Co”), as follows:
MFA FINANCIAL, INC., as Company, -and- WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of April 11, 2012 to INDENTURE Dated as of April 11, 2012Indenture • April 11th, 2012 • Mfa Financial, Inc. • Real estate investment trusts • New York
Contract Type FiledApril 11th, 2012 Company Industry Jurisdiction
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • July 7th, 2011 • Mfa Financial, Inc. • Real estate investment trusts • Maryland
Contract Type FiledJuly 7th, 2011 Company Industry JurisdictionTHIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of the 30th day of June, 2011 (the “Effective Date”) by and between MFA Financial, Inc. (“MFA”), and Ronald A. Freydberg (the “Executive”).
AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENTEmployment Agreement • February 12th, 2015 • Mfa Financial, Inc. • Real estate investment trusts • New York
Contract Type FiledFebruary 12th, 2015 Company Industry JurisdictionAMENDMENT NO. 1 (this “Amendment”), dated as of the 9th day of February, 2015, to EMPLOYMENT AGREEMENT, entered into as of the March 1, 2010 (the “Agreement”), by and between MFA FINANCIAL, INC., a Maryland corporation (“MFA”), and Sunil Yadav (“Executive”).
MFA FINANCIAL, INC. EQUITY COMPENSATION PLAN [AMENDED AND RESTATED] PHANTOM SHARE AWARD AGREEMENT (PERFORMANCE-BASED VESTING)Equity Compensation Plan • December 27th, 2018 • Mfa Financial, Inc. • Real estate investment trusts • Maryland
Contract Type FiledDecember 27th, 2018 Company Industry JurisdictionThis [AMENDED AND RESTATED] PHANTOM SHARE AWARD AGREEMENT, dated as of the day of , 20 , [amends and restates the Agreement dated as of the day of , 20 ](1) (the “Grant Date”), by and between MFA Financial, Inc., a Maryland corporation (the “Company”), and [ ] (the “Grantee”).
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • May 4th, 2022 • Mfa Financial, Inc. • Real estate investment trusts
Contract Type FiledMay 4th, 2022 Company IndustryTHIS AMENDMENT NO. 1 (the “Amendment”), dated as of May 3, 2022, to the Amended and Restated Employment Agreement with the Company entered into as of February 22, 2021 (the “Employment Agreement”), is made by and between MFA Financial, Inc. (the “Company”) and Gudmundur Kristjansson (“Executive”).
EXHIBIT 10.10 THIRD ADDENDUM TO EMPLOYMENT AGREEMENT THIS THIRD ADDENDUM TO EMPLOYMENT AGREEMENT (this "Addendum") is entered into as of the 15 day of October, 2001 between and among AMERICA FIRST MORTGAGE ADVISORY CORPORATION, a Maryland corporation...Employment Agreement • March 26th, 2002 • America First Mortgage Investments Inc • Real estate investment trusts
Contract Type FiledMarch 26th, 2002 Company Industry
MFA MORTGAGE INVESTMENTS, INC. 7,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT October 2, 2007Underwriting Agreement • October 4th, 2007 • Mfa Mortgage Investments • Real estate investment trusts • New York
Contract Type FiledOctober 4th, 2007 Company Industry JurisdictionUBS SECURITIES LLC DEUTSCHE BANK SECURITIES INC. JMP SECURITIES LLC BEAR, STEARNS & CO. INC. RBC CAPITAL MARKETS CORPORATION as the several Underwriters, c/o UBS Securities LLC 299 Park Avenue New York, New York 10171-0026
MFA MORTGAGE INVESTMENTS, INC. 2004 EQUITY COMPENSATION PLAN Form of Incentive Stock Option Award AgreementStock Option Award Agreement • November 2nd, 2004 • Mfa Mortgage Investments • Real estate investment trusts • Maryland
Contract Type FiledNovember 2nd, 2004 Company Industry JurisdictionAGREEMENT by and between MFA Mortgage Investments, Inc., a Maryland corporation (the “Company”), and ________________ (the “Optionee”), dated as of the _______ day of _________, __________ (the “Effective Date”).
MFA FINANCIAL, INC. EQUITY COMPENSATION PLAN FORM OF PHANTOM SHARE AWARD AGREEMENT (TIME BASED VESTING)Equity Compensation Plan • February 22nd, 2024 • Mfa Financial, Inc. • Real estate investment trusts
Contract Type FiledFebruary 22nd, 2024 Company IndustryAGREEMENT, dated as of the __ of __________, 202_ (the “Grant Date”), by and between MFA Financial, Inc., a Maryland corporation (the “Company”), and ___________ (the “Grantee”).
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • April 25th, 2006 • Mfa Mortgage Investments • Real estate investment trusts • New York
Contract Type FiledApril 25th, 2006 Company Industry JurisdictionTHIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of the 16th day of April, 2006 by and between MFA MORTGAGE INVESTMENTS, INC., a Maryland corporation (“MFA”), and WILLIAM S. GORIN, an individual residing at 1050 Fifth Avenue, New York, New York 10028 (the “Executive”).
MFA Financial, Inc. and Wilmington Trust, National Association as Trustee Third Supplemental Indenture Dated as of April 17, 2024 to the Indenture Dated as of June 3, 2019 9.000% Senior Notes due 2029Mfa Financial • April 17th, 2024 • Mfa Financial, Inc. • Real estate investment trusts • New York
Contract Type FiledApril 17th, 2024 Company Industry JurisdictionTHIRD SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of April 17, 2024, between MFA Financial, Inc., a Maryland corporation (the “Company”), and Wilmington Trust, National Association (the “Trustee”), a national banking association organized under the laws of the United States, as trustee under the Indenture dated as of June 3, 2019, between the Company and the Trustee (as amended or supplemented from time to time in accordance with the terms thereof, the “Base Indenture”).
AGREEMENTAgreement • February 23rd, 2021 • Mfa Financial, Inc. • Real estate investment trusts • Maryland
Contract Type FiledFebruary 23rd, 2021 Company Industry JurisdictionTHIS AGREEMENT (this “Agreement”) is entered into this 6th day of May, 2020 (the “Effective Date”), by and between Harold E. Schwartz (“Executive”) and MFA Financial, Inc. (“MFA” or the “Company”).
CREDIT AGREEMENT dated as of June 15, 2020 among MFRESIDENTIAL ASSETS HOLDING CORP., as Borrower, MFA FINANCIAL, INC., as Parent, THE LENDERS PARTY HERETO and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Administrative Agent and Collateral AgentCredit Agreement • June 30th, 2020 • Mfa Financial, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 30th, 2020 Company Industry JurisdictionCREDIT AGREEMENT dated as of June 15, 2020 (the “Effective Date”), among MFRESIDENTIAL ASSETS HOLDING CORP. (the “Borrower”), MFA FINANCIAL, INC. (“Parent”), the Lenders (such term and each other capitalized terms used but not defined in this introductory statement and the Recitals having the meaning given it in Article 1), and WILMINGTON TRUST, NATIONAL ASSOCIATION, as administrative agent (in such capacity, including any successor thereto, the “Administrative Agent”) and as collateral agent (in such capacity, including any successor thereto, the “Collateral Agent”) for the Lenders.