FORM OFSubscription Agreement • March 26th, 1998 • Asset Alliance Corp • New York
1 EXHIBIT 2.2 PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED PURSUANT TO A CONFIDENTIAL TREATMENT REQUEST FILED WITH THE COMMISSION. ASTERISKS (*) IDENTIFY WHERE SUCH CONFIDENTIAL INFORMATION HAS BEEN OMITTED. THE OMITTED PORTIONS HAVE BEEN FILED...Stock Purchase Agreement • May 13th, 1998 • Asset Alliance Corp • Blank checks • New York
1 EXHIBIT 1.1 7,700,000 SHARES OF COMMON STOCK ASSET ALLIANCE CORPORATION FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • June 3rd, 1998 • Asset Alliance Corp • Blank checks • New York
3 4 leading, except in each case insofar as the same arise out of or are based upon, any such untrue statement or omission made in reliance on and in conformity with information with respect to such indemnified party furnished in writing to the Parent...Registration Rights Agreement • March 26th, 1998 • Asset Alliance Corp • Delaware
1 Exhibit 10.12 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the "Agreement") is dated as of March 4, 1998, and is entered into between Asset Alliance Corporation, a Delaware corporation (the "Company"),...Employment Agreement • March 26th, 1998 • Asset Alliance Corp • New York
EXHIBIT 2.3 PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED PURSUANT TO A CONFIDENTIAL TREATMENT REQUEST FILED WITH THE COMMISSION. ASTERISKS (*) IDENTIFY WHERE SUCH CONFIDENTIAL INFORMATION HAS BEEN OMITTED. THE OMITTED PORTIONS HAVE BEEN FILED SEPARATELY...Purchase Agreement • May 13th, 1998 • Asset Alliance Corp • Blank checks • New York
Exhibit 10.15 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the "Agreement") is dated as of March 12, 1998, and is entered into between Asset Alliance Corporation, a Delaware corporation (the "Company"), and Jeffrey John Ervine (the "Employee")....Employment Agreement • March 26th, 1998 • Asset Alliance Corp • New York
1 EXHIBIT 4.6 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT, dated as of March 11, 1997, among Asset Alliance Corporation, a Delaware corporation ("AAC"), Silverado Capital Management LLC, a Delaware limited liability company...Registration Rights Agreement • March 26th, 1998 • Asset Alliance Corp • New York
1 EXHIBIT 2.4 PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED PURSUANT TO A CONFIDENTIAL TREATMENT REQUEST FILED WITH THE COMMISSION. ASTERISKS (*) IDENTIFY WHERE SUCH CONFIDENTIAL INFORMATION HAS BEEN OMITTED. THE OMITTED PORTIONS HAVE BEEN FILED...Purchase Agreement • May 13th, 1998 • Asset Alliance Corp • Blank checks • Delaware
1 EXHIBIT 10.2 MILESTONE GLOBAL ADVISORS L.P. AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT THIS AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP of Milestone Global Advisors L.P. (the "Partnership") is made as of June 28, 1996, by the sole...Limited Partnership Agreement • May 13th, 1998 • Asset Alliance Corp • Blank checks • New York
AMONGCredit Agreement • March 26th, 1998 • Asset Alliance Corp • Illinois
Exhibit 10.14 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the "Agreement") is dated as of March 4, 1998, and is entered into between Asset Alliance Corporation, a Delaware corporation (the "Company"), and...Employment Agreement • March 26th, 1998 • Asset Alliance Corp • New York
amongShareholders Agreement • March 26th, 1998 • Asset Alliance Corp • New York
Exhibit 4.7 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the "Agreement") made and entered into as of this 28th day of April, l998, by and among Asset Alliance Corporation a Delaware corporation ("Parent"), and JMG Capital...Registration Rights Agreement • May 13th, 1998 • Asset Alliance Corp • Blank checks • Delaware
BRICOLEUR CAPITAL MANAGEMENT LIMITED LIABILITY COMPANY AGREEMENTLimited Liability Company Agreement • May 13th, 1998 • Asset Alliance Corp • Blank checks • Delaware
2 - 3 (a) AAC agrees that if at any time after the consummation of its first Qualified Public Offering it shall determine to register any additional securities for its own account or for the account of any shareholder exercising registration rights,...Registration and Tag Along Rights Agreement • March 26th, 1998 • Asset Alliance Corp • New York
FORM OFRegistration Rights Agreement • May 13th, 1998 • Asset Alliance Corp • Blank checks • Delaware
4 5 8. Articles 68, 69, 73 and 75 and the Workletter attached to the Lease shall not apply to the 22nd Floor Space. Tenant may sublease the portion of the 22nd Floor space shown cross-hatched on the attached floor plan after obtaining Owner's consent...Lease Modification Agreement • March 26th, 1998 • Asset Alliance Corp
1 2 The Redeemable Warrants are each subject to the following terms and conditions:Redeemable Common Stock Purchase Warrant • March 26th, 1998 • Asset Alliance Corp • New York
JMG CAPITAL MANAGEMENT LLC LIMITED LIABILITY COMPANY AGREEMENTLimited Liability Company Agreement • May 13th, 1998 • Asset Alliance Corp • Blank checks • Delaware
