Federated Investors Inc /Pa/ Sample Contracts

AGREEMENT OF LEASE BETWEEN
Lease • March 26th, 1998 • Federated Investors Inc /Pa/ • Blank checks • Pennsylvania
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as amended by Amendment No. 2 to Credit Agreement, dated as of December 13, 1996, by and among
Credit Agreement • March 20th, 1998 • Federated Investors Inc /Pa/ • Pennsylvania
Exhibit 4.09 FEDERATED INVESTORS PROGRAM MASTER AGREEMENT Dated as of October 24, 1997
Master Agreement • March 26th, 1998 • Federated Investors Inc /Pa/ • Blank checks • New York
A N D
Stock Option Agreement • March 26th, 1999 • Federated Investors Inc /Pa/ • Blank checks • Pennsylvania
DEFINITIONS.
Credit Agreement • August 12th, 1999 • Federated Investors Inc /Pa/ • Blank checks • Pennsylvania
Non-Voting)
Purchase Agreement • May 8th, 1998 • Federated Investors Inc /Pa/ • Blank checks • New York
EXHIBIT 4.06 SHAREHOLDER RIGHTS AGREEMENT
Shareholder Rights Agreement • March 20th, 1998 • Federated Investors Inc /Pa/ • Delaware
350,000,000 REVOLVING CREDIT FACILITY FOURTH AMENDED AND RESTATED CREDIT AGREEMENT by and among FEDERATED HERMES, INC., THE GUARANTORS PARTY HERETO, THE LENDERS PARTY HERETO, PNC BANK, NATIONAL ASSOCIATION, as Administrative Agent, PNC CAPITAL MARKETS...
Credit Agreement • August 3rd, 2021 • Federated Hermes, Inc. • Investment advice • Pennsylvania

THIS FOURTH AMENDED AND RESTATED CREDIT AGREEMENT is dated as of July 30, 2021 and is made by and among FEDERATED HERMES, INC., a Pennsylvania corporation (the "Borrower"), each of the GUARANTORS (as hereinafter defined), the LENDERS (as hereinafter defined), and PNC BANK, NATIONAL ASSOCIATION, in its capacity as agent for the Lenders under this Agreement (hereinafter referred to in such capacity as the "Administrative Agent").

140,000,000 TERM LOAN FACILITY CREDIT AGREEMENT by and among FEDERATED INVESTORS, INC. THE GUARANTORS PARTY HERETO and THE BANKS PARTY HERETO and PNC BANK, NATIONAL ASSOCIATION, As Agent Dated as of August 19, 2008
Credit Agreement • October 24th, 2008 • Federated Investors Inc /Pa/ • Investment advice • Pennsylvania

THIS CREDIT AGREEMENT is dated as of August 19, 2008 and is made by and among FEDERATED INVESTORS, INC., a Pennsylvania corporation (the “Borrower”), each of the GUARANTORS (as hereinafter defined), the BANKS (as hereinafter defined), and PNC BANK, NATIONAL ASSOCIATION, in its capacity as agent for the Banks under this Agreement (hereinafter referred to in such capacity as the “Agent”).

FEDERATED HERMES, INC. Stock Incentive Plan BONUS RESTRICTED STOCK PROGRAM AWARD AGREEMENT
Restricted Stock Program Award Agreement • February 23rd, 2024 • Federated Hermes, Inc. • Investment advice

THIS AGREEMENT, made this [ ] of March [ ] by and between Federated Hermes, Inc. (including its successors and assigns, the "Company"), a Pennsylvania corporation having its principal place of business in Pittsburgh, Pennsylvania,

Exhibit 4.10 FEDERATED INVESTORS PROGRAM INITIAL PURCHASE AGREEMENT Dated as of October 24, 1997
Initial Purchase Agreement • April 24th, 1998 • Federated Investors Inc /Pa/ • Blank checks • New York
FEDERATED HERMES, INC. Stock Incentive Plan BONUS RESTRICTED STOCK PROGRAM AWARD AGREEMENT FOR AWARDS TO EMPLOYEES IN THE UNITED KINGDOM
Agreement • February 23rd, 2024 • Federated Hermes, Inc. • Investment advice

THIS AGREEMENT, made this [ ] day of March, [ ] by and between Federated Hermes, Inc. (including its successors and assigns, the "Company"), a Pennsylvania corporation having its principal place of business in Pittsburgh, Pennsylvania,

ISDA® International Swap Dealers Associations, Inc. MASTER AGREEMENT dated as of March 4, 2010
Master Agreement • July 28th, 2010 • Federated Investors Inc /Pa/ • Investment advice • New York

PNC BANK, NATIONAL ASSOCIATION (“Party A”) and FEDERATED INVESTORS, INC. (the “Party B”) have entered and/or anticipate entering into one or more transactions (each a “Transaction”) that are or will be governed by this Master Agreement, which includes the schedule (the “Schedule”), and the documents and other confirming evidence (each a “Confirmation”) exchanged between the parties confirming those Transactions.

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UK SUB PLAN TO FEDERATED INVESTORS, INC. STOCK INCENTIVE PLAN
Federated Investors Inc /Pa/ • October 30th, 2018 • Investment advice

Neither this document, nor any stock award agreement connected with it, is an approved prospectus for the purposes of section 85(1) of the Financial Services and Markets Act 2000 (“FSMA”) and no offer of transferable securities to the public (for the purposes of section 102B of FSMA) is being made in connection with the UK Sub-Plan to the Federated Investors Inc. Stock Incentive Plan (the “Sub-Plan”). The Sub-Plan is exclusively available to bona fide UK employees and former employees of Federated Investors Inc. or any of its subsidiaries.

FORM OF ASSIGNMENT AND ASSUMPTION AGREEMENT
Intercompany Subordination Agreement • April 23rd, 2010 • Federated Investors Inc /Pa/ • Investment advice • Pennsylvania

This ASSIGNMENT AND ASSUMPTION AGREEMENT (the “Assignment”) is dated as of the Effective Date set forth below and is entered into by and between [Insert name of Assignor] (the “Assignor”) and [Insert name of Assignee] (the “Assignee”). Capitalized terms used but not defined herein shall have the meanings given to them in the Credit Agreement identified below (as amended, the “Credit Agreement”), receipt of a copy of which is hereby acknowledged by the Assignee. The Standard Terms and Conditions set forth in Annex 1 attached hereto are hereby agreed to and incorporated herein by reference and made a part of this Assignment as if set forth herein in full.

Exhibit 10.28 $150,000,000 Revolving Credit AMENDED AND RESTATED SENIOR SECURED CREDIT AGREEMENT Dated as of January 23, 2001
Credit Agreement • March 23rd, 2001 • Federated Investors Inc /Pa/ • Blank checks • Pennsylvania
FEDERATED HERMES, INC. Stock Incentive Plan RESTRICTED STOCK AWARD AGREEMENT FOR AWARDS TO EMPLOYEES IN THE UNITED KINGDOM
Restricted Stock Award Agreement • February 21st, 2020 • Federated Hermes, Inc. • Investment advice • Pennsylvania

THIS AGREEMENT, is made and effective as of the ______ day of November, 20______, by and between Federated Hermes, Inc. (including its successors and assigns, the "Company"), a Pennsylvania corporation having its principal place of business in Pittsburgh, Pennsylvania

AGREEMENT between FEDERATED INVESTORS, INC., and ALLIANCE CAPITAL MANAGEMENT L.P. dated as of October 28, 2004
Agreement • March 4th, 2005 • Federated Investors Inc /Pa/ • Investment advice • New York

THIS AGREEMENT, dated as of October 28, 2004 (this “Agreement”), is between FEDERATED INVESTORS, INC. (“Federated”), a corporation organized under the laws of the Commonwealth of Pennsylvania with its principal business office located at Federated Investors Tower, 1001 Liberty Avenue, Pittsburgh, Pennsylvania, and ALLIANCE CAPITAL MANAGEMENT L.P. (“Alliance”), a Delaware limited partnership, with headquarters located at 1345 Avenue of the Americas, New York, New York. Certain terms used in this Agreement are defined in Section 1.1 of this Agreement.

Page SECTION 1. DEFINITIONS 2 1.1 Certain Definitions 2 1.2 Construction 15 SECTION 2. PURCHASE AND SALE OF ASSETS; THE REORGANIZATIONS 15 2.1 Sale and Purchase of the Acquired Assets 15 2.2 The Reorganizations 15 2.3 Consideration 15 2.3.1 Closing...
Agreement • October 24th, 2008 • Federated Investors Inc /Pa/ • Investment advice • Pennsylvania

This Agreement, dated as of July 14, 2008 (this “Agreement”), is between FEDERATED INVESTORS, INC. (“Federated”), a corporation organized under the laws of The Commonwealth of Pennsylvania with its principal business office located at Federated Investors Tower, 1001 Liberty Avenue, Pittsburgh, Pennsylvania, and DAVID W. TICE & ASSOCIATES, LLC (the “Adviser”), a limited liability company organized under the laws of the State of Delaware with headquarters located at 43-46 Norre Gade, Suite 137, St. Thomas, U.S. Virgin Islands 00802. Certain terms used in this Agreement are defined in Section 1 of this Agreement. Each Owner (as defined below) also joins as a Party to this Agreement for purposes of the Sections of this Agreement identified on the signature page hereto.

FEDERATED HERMES, INC. Stock Incentive Plan
2023 Restricted Stock Award Agreement • October 27th, 2023 • Federated Hermes, Inc. • Investment advice

THIS AGREEMENT, is made and effective as of the 17th day of November, 2023 by and between Federated Hermes, Inc. (including its successors and assigns, the "Company"), a Pennsylvania corporation having its principal place of business in Pittsburgh, Pennsylvania

ASSET PURCHASE AGREEMENT Among FEDERATED HERMES, INC., And THE OWNERS IDENTIFIED HEREIN Dated as of July 15, 2022
Asset Purchase Agreement • August 2nd, 2022 • Federated Hermes, Inc. • Investment advice • Pennsylvania
SEVENTH AMENDMENT TO AGREEMENT OF LEASE FOR PREMISES IN THE FEDERATED INVESTORS TOWER
Federated Investors Inc /Pa/ • October 31st, 2011 • Investment advice • Pennsylvania

THIS SEVENTH AMENDMENT TO AGREEMENT OF LEASE (the “Seventh Amendment”) is made and entered into the 15th day of August, 2007, by and between LIBERTY CENTER VENTURE, a Pennsylvania general partnership (“Landlord”), and FEDERATED INVESTORS, INC. (“Tenant”).

AMENDMENT NO. 1 TO AGREEMENT
Agreement • February 24th, 2017 • Federated Investors Inc /Pa/ • Investment advice • New York

This Amendment No. 1 to Agreement, dated as of January 27, 2017, (this “Amendment”), is by and among Federated Investment Management Company (“Federated”), Passport Research Ltd. (“Passport”), The Jones Financial Companies, L.L.L.P. (“Jones Financial”), for itself and for and on behalf of Edward D. Jones & Co., L.P. (“EDJones” and, together with The Jones Financial Companies, L.L.L.P., “Jones”), and Passport Holdings LLC (“Buyer”) (each of Federated, Passport, EDJones, Jones and Buyer being a “Party” and, collectively, as applicable, the “Parties”). Capitalized terms used, but not defined, in this Amendment have the meanings given to such terms in the Agreement (as defined below).

AGREEMENT
Agreement • March 16th, 2006 • Federated Investors Inc /Pa/ • Investment advice • Pennsylvania

THIS AGREEMENT (“Agreement”) is made and entered into by and among Federated Investors, Inc. (hereinafter “Federated”), Federated Investment Management Company, Federated Global Investment Management Corp., Federated Investment Counseling, Federated Advisory Services Company, Passport Research Ltd., Federated Equity Management Company of Pennsylvania, Passport Research II, Ltd. (hereinafter referred to collectively and individually, along with their affiliated companies, as “Federated Advisors”) (all also collectively referred to herein as “Federated”), having their place of business at Federated Investors Tower, Pittsburgh, PA 15222-3779, and Keith M. Schappert (hereinafter “Mr. Schappert”), an individual residing at 1234 Bennington Avenue, Pittsburgh, PA 15217.

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