AGREEMENT ---------Pioneer Group Inc • March 31st, 1997 • Investment advice
ARTICLE IEmployment Agreement • February 14th, 2001 • Franklin Resources Inc • Investment advice • New York
REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of May 30 2006, by and between NATIONAL INVESTMENT MANAGERS INC., a Florida corporation (the "Company"), and Laurus Master Fund, Ltd. (the...Registration Rights Agreement • June 5th, 2006 • National Investment Managers Inc. • Investment advice • New York
EXHIBIT 4.2Credit Agreement • September 19th, 1997 • Affiliated Managers Group Inc • Investment advice • New York
AMONGStock Purchase Agreement • March 6th, 2007 • National Investment Managers Inc. • Investment advice • New York
Exhibit 2.12 INDENTURE, dated as of February 27, 2003, among AMVESCAP PLC, a public limited company duly organized and existing under the laws of the United Kingdom (the "Company"), A I M ADVISORS, INC., A I M MANAGEMENT GROUP INC., INVESCO...Indenture • March 27th, 2003 • Amvescap PLC/London/ • Investment advice • New York
Exhibit 10.1 PARTICIPATION AGREEMENT AMONG TEMPLETON VARIABLE PRODUCTS SERIES FUND, FRANKLIN TEMPLETON DISTRIBUTORS, INC. and [ ] INSURANCE COMPANY THIS AGREEMENT made as of ____________, 1999, among Templeton Variable Products Series Fund (the...Participation Agreement • February 12th, 1999 • Franklin Resources Inc • Investment advice • Florida
Exhibit 10.21 EMPLOYMENT AGREEMENT AGREEMENT, made as of March 20, 2000, by and between WALL STREET STRATEGIES INC., a Delaware corporation with its offices at 130 William Street, Suite 401, New York, New York 10038 (the "Company") and JOSHUA P....Employment Agreement • April 13th, 2000 • Wall Street Strategies Corp • Investment advice • New York
1 EXHIBIT 10.2 AMENDED AND RESTATED CONSULTING AGREEMENT THIS CONSULTING AGREEMENT was originally made as of the 1st day of January, 1993, and is now amended and restated as of the 1st day of January, 1999, by and between UNITED ASSET MANAGEMENT...Consulting Agreement • May 12th, 1999 • United Asset Management Corp • Investment advice • Massachusetts
RECITALSEscrow Agreement • December 6th, 2005 • National Investment Managers Inc. • Investment advice • New York
W I T N E S S E T H:Purchase Agreement • December 7th, 2009 • BKF Capital Group Inc • Investment advice
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS...National Investment Managers Inc. • June 5th, 2006 • Investment advice
MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT (this "Agreement") made, entered into this 3rd day of October, 2006 (the "Effective Date"), by and between Nicholas J. Lamoriello and Stephen R. Zito, each an individual (hereinafter referred to...Management Agreement • October 10th, 2006 • National Investment Managers Inc. • Investment advice • New York
POOLING AND SERVICING AGREEMENT Relating to AMRESCO RESIDENTIAL SECURITIES CORPORATION MORTGAGE LOAN TRUST 1998-2Pooling and Servicing Agreement • June 26th, 1998 • Amresco Residential Securities Corp Mortgage Loan Tr 1998-2 • Investment advice • New York
FIRST AMENDMENTCredit Agreement • March 15th, 2004 • Affiliated Managers Group Inc • Investment advice • New York
ARTICLE ONE DEFINITIONS, INTERPRETATION AND SCHEDULEOption Agreement • December 15th, 2005 • Dundee Corp • Investment advice • Ontario
AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • June 29th, 1998 • Investors Financial Services Corp • Investment advice • Massachusetts
ARTICLE III REPRESENTATIONS AND WARRANTIESAgreement and Plan of Merger • July 22nd, 2003 • Neuberger Berman Inc • Investment advice • Delaware
1 EXHIBIT 4.19 FIRST SUPPLEMENTAL INDENTURE THIS FIRST SUPPLEMENTAL INDENTURE dated as of December 31, 1999 is by and among CITIBANK, N.A., a national banking association having its principal corporate trust office at 120 Wall Street, New York, New...Supplemental Indenture • May 17th, 2001 • Amvescap PLC/London/ • Investment advice • New York
Exhibit 10.24 VACATION EMPORIUM CORPORATION STOCK OPTION AGREEMENT (Directors - Non-Qualified) Optionee Name: Optionee Address:Stock Option Agreement • April 13th, 2000 • Wall Street Strategies Corp • Investment advice • Nevada
5. Representations and Warranties of the Purchaser......................15 ----------------------------------------------- 5.1 No Shorting...............................................15 ----------- 5.2 Requisite Power and...Securities Purchase Agreement • June 5th, 2006 • National Investment Managers Inc. • Investment advice • New York
ANDPurchase and Sale Agreement • December 6th, 2000 • Investors Financial Services Corp • Investment advice • New York
THIRD AMENDED AND RESTATED LOAN AGREEMENT THIS THIRD AMENDED AND RESTATED LOAN AGREEMENT is entered into as of the 30th day of September, 1997, by and among AMRESCO, INC., a Delaware corporation, and AMRESCO UK Holdings Limited, a corporation formed...Loan Agreement • March 27th, 1998 • Amresco Inc • Investment advice • Texas
EXHIBIT 1 AGREEMENT REGARDING JOINT FILING The undersigned, Biotechnology Value Fund, L.P., a Delaware limited partnership, Biotechnology Value Fund II, L.P., a Delaware limited partnership, BVF Investments, L.L.C., a Delaware limited liability...Agreement • September 28th, 2001 • Biotechnology Value Fund L P • Investment advice
The undersigned, Biotechnology Value Fund, L.P., a Delaware limited partnership, Biotechnology Value Fund II, L.P., a Delaware limited partnership, BVF Investments, L.L.C., a Delaware limited liability company, BVF Partners L.P., a Delaware limited partnership, and BVF Inc., a Delaware corporation, hereby agree and acknowledge that the information required by the Amendment to Schedule 13G, to which this Agreement is attached as an exhibit, is filed on behalf of each of them. The undersigned further agree that any further amendments or supplements thereto shall also be filed on behalf of each of them.
FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENT This FIRST AMENDMENT (the "Amendment"), dated as of March 11, 1997, is by and among ALLIANCE CAPITAL MANAGEMENT L.P. (the "Borrower"), the lenders listed on the signature pages hereto (the "Banks"), THE...Revolving Credit Agreement • March 27th, 1997 • Alliance Capital Management Lp • Investment advice • New York
EXHIBIT 4.5 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement") is made and entered into as of April 3, 2006, by and among AFFILIATED MANAGERS GROUP, INC., a Delaware corporation (the "Company"), AMG CAPITAL TRUST I, a...Registration Rights Agreement • June 28th, 2006 • AMG Capital Trust I • Investment advice • New York
COMMON STOCKUnderwriting Agreement • December 8th, 2000 • Franklin Resources Inc • Investment advice • New York
CONFIDENTIAL ASSET PURCHASE AGREEMENTAsset Purchase Agreement • November 4th, 2005 • National Investment Managers Inc. • Investment advice • New York
Amendment No. 8 ---------------Credit Agreement • August 11th, 1999 • Pioneer Group Inc • Investment advice • Massachusetts
EXECUTION COPY AMENDED AND RESTATED STOCKHOLDERS' AGREEMENT THIS AMENDED AND RESTATED STOCKHOLDERS' AGREEMENT (this "AGREEMENT") is madeasof this 6th day of July, 1997, by and among SOUNDVIEW TECHNOLOGIES INCORPORATED, a Delaware corporation (the...Stockholders' Agreement • July 21st, 1997 • Acacia Research Corp • Investment advice • Delaware
RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 26th, 2005 • Hennessy Advisors Inc • Investment advice
RECITALSAsset Purchase Agreement • March 31st, 2000 • Amresco Inc • Investment advice
EXHIBIT 1.1 FRANKLIN RESOURCES, INC. 3.700% SENIOR NOTES DUE 2008 UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • April 8th, 2003 • Franklin Resources Inc • Investment advice • New York
JOINT FILING AGREEMENTJoint Filing Agreement • March 7th, 2008 • Invesco Ltd. • Investment advice
In accordance with Rule 13d-1(k)(l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd., as the ultimate parent company of each of its undersigned subsidiaries, to file such Schedule 13G, and any and all amendments thereto, on behalf of each of them.
Exhibit 4.4 SECURITY AGREEMENT SECURITY AGREEMENT, dated as of March 15, 2005 (this "Agreement"), among Knobias, Inc., a Delaware corporation (the "Company" or the "Debtor") and the holder or holders of the Company's 12% Senior Subordinated Secured...Security Agreement • March 21st, 2005 • Knobias, Inc. • Investment advice • New York
