2- 2. DUTIES OF THE SUBADVISERSub-Advisory Agreement • July 20th, 1998 • North American Senior Floating Rate Fund Inc • Massachusetts
Exhibit (k) ADMINISTRATIVE SERVICES AGREEMENT THIS ADMINISTRATIVE SERVICES AGREEMENT is made as of this 16th day of November, 2001 by and between SUNAMERICA SENIOR FLOATING RATE FUND, INC., a Maryland corporation (the "Fund"), and SUNAMERICA ASSET...Administrative Services Agreement • April 29th, 2002 • Sunamerica Senior Floating Rate Fund Inc • New York
DISTRIBUTION AGREEMENT AGREEMENT made as of March 10, 2000, by and between North American Senior Floating Rate Fund (the "Fund"), a Maryland corporation engaged in business as a closed-end investment company under the Investment Company Act of 1940,...Distribution Agreement • January 17th, 2001 • North American Senior Floating Rate Fund Inc
EX-99.(g)(2)(A) SUBADVISORY AGREEMENT THIS SUBADVISORY AGREEMENT is made and entered into as of January 12, 2005, between AIG SUNAMERICA ASSET MANAGEMENT CORP. (the "Adviser"), a Delaware corporation registered under the Investment Advisers Act of...Subadvisory Agreement • April 29th, 2005 • Sunamerica Senior Floating Rate Fund Inc • New York
Exhibit (h)(1) DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT is dated as of November 16, 2001, by and between SUNAMERICA SENIOR FLOATING RATE FUND, INC., a Maryland corporation (the "Corporation") and SUNAMERICA CAPTAL SERVICES, INC., a Delaware...Distribution Agreement • April 29th, 2002 • Sunamerica Senior Floating Rate Fund Inc • New York
FORM OFManagement Agreement • April 29th, 2002 • Sunamerica Senior Floating Rate Fund Inc • New York
EXHIBIT 99 (j) MASTER CUSTODIAN AGREEMENT This Agreement between those REGISTERED INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a...Master Custodian Agreement • May 1st, 2006 • Sunamerica Senior Floating Rate Fund Inc • Massachusetts
City State Zip CodeSelling Agreement • April 29th, 2002 • Sunamerica Senior Floating Rate Fund Inc • New York
ADMINISTRATION AGREEMENT ADMINISTRATION AGREEMENT, made as of the ___th day of ___________, 199__, between NORTH AMERICAN SENIOR FLOATING RATE FUND, INC., a Maryland corporation (the "Fund"), and CYPRESSTREE ASSET MANAGEMENT CORPORATION, INC., a...Administration Agreement • July 20th, 1998 • North American Senior Floating Rate Fund Inc • Massachusetts
ADMINISTRATION AGREEMENT ADMINISTRATION AGREEMENT, made as of the 10th day of March, 2000, between NORTH AMERICAN SENIOR FLOATING RATE FUND, INC., a Maryland corporation (the "Fund"), and AMERICAN GENERAL ASSET MANAGEMENT CORP., a Delaware corporation...Administration Agreement • January 17th, 2001 • North American Senior Floating Rate Fund Inc • Massachusetts
WITNESSETHInterim Subadvisory Agreement • March 17th, 2000 • North American Senior Floating Rate Fund Inc • Massachusetts
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 29th, 2014 • Sunamerica Senior Floating Rate Fund Inc
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT is made as of the 1st day of March, 2014, by and between SUNAMERICA EQUITY FUNDS and SUNAMERICA INCOME FUNDS, each a Massachusetts business trust, SUNAMERICA SERIES, INC., SUNAMERICA MONEY MARKET FUNDS, INC. and SUNAMERICA SENIOR FLOATING RATE FUND, INC., each a Maryland Corporation, SUNAMERICA SPECIALTY SERIES, a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and SUNAMERICA ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 30th, 2018 • Sunamerica Senior Floating Rate Fund Inc
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT is made as of the 1st day of March, 2016, by and between SUNAMERICA EQUITY FUNDS and SUNAMERICA INCOME FUNDS, each a Massachusetts business trust, SUNAMERICA SERIES, INC., SUNAMERICA MONEY MARKET FUNDS, INC. and SUNAMERICA SENIOR FLOATING RATE FUND, INC., each a Maryland Corporation, SUNAMERICA SPECIALTY SERIES, a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and SUNAMERICA ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
CUSTODIAN AGREEMENT ------------------- Custodian Agreement dated as of June 23, 1998 between NORTH AMERICAN SENIOR FLOATING RATE FUND, Inc. a corporation organized and existing under the laws of Maryland with its principal place of business at 125...Custodian Agreement • July 20th, 1998 • North American Senior Floating Rate Fund Inc • Massachusetts
WITNESSETHInterim Advisory Agreement • March 17th, 2000 • North American Senior Floating Rate Fund Inc • Massachusetts
EXHIBIT A AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 29th, 2019 • Sunamerica Senior Floating Rate Fund Inc
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 5th day of June, 2018, by and between SUNAMERICA EQUITY FUNDS and SUNAMERICA INCOME FUNDS, each a Massachusetts business trust, SUNAMERICA SERIES, INC., SUNAMERICA MONEY MARKET FUNDS, INC. and SUNAMERICA SENIOR FLOATING RATE FUND, INC., each a Maryland Corporation, SUNAMERICA SPECIALTY SERIES, a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and SUNAMERICA ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
WitnessethDealer Agreement • July 20th, 1998 • North American Senior Floating Rate Fund Inc • Massachusetts
WITNESSETHSubadvisory Agreement • January 17th, 2001 • North American Senior Floating Rate Fund Inc • Massachusetts
AMENDMENT TO AND ASSIGNMENT OF TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • April 30th, 2018 • Sunamerica Senior Floating Rate Fund Inc
This Amendment to and Assignment of each of the Transfer Agency and Service Agreements, as amended, listed on Attachment A hereto (each an “Agreement”), between State Street Bank and Trust Company (“State Street”) and SunAmerica entities listed on Attachment A hereto (each a “Fund”) is made as of the 17th day of July, 2017, (the “Effective Date”). In accordance with the amendment section of each Agreement, the parties desire to amend each Agreement as set forth herein.
ADVISORY AGREEMENT ADVISORY AGREEMENT (the "Agreement") made as of the ___th day of ___________, 199__, between NORTH AMERICAN SENIOR FLOATING RATE FUND, INC., a Maryland corporation (the "Fund"), and CYPRESSTREE ASSET MANAGEMENT CORPORATION, INC., a...Advisory Agreement • July 20th, 1998 • North American Senior Floating Rate Fund Inc • Massachusetts
AMENDED AND RESTATED SUBADVISORY FEE WAIVER AGREEMENTSubadvisory Fee Waiver Agreement • April 28th, 2021 • Sunamerica Senior Floating Rate Fund Inc • New York
This SUBADVISORY FEE WAIVER AGREEMENT (the ‘‘Agreement”) is dated as of May 1, 2019, by and between SUNAMERICA ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”), and WELLINGTON MANAGEMENT. COMPANY LLP, a Delaware limited liability partnership (the “Subadviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 30th, 2010 • Sunamerica Senior Floating Rate Fund Inc
This EXPENSE LIMITATION AGREEMENT is made as of the 6th day of December, 2006 by and between SUNAMERICA EQUITY FUNDS, SUNAMERICA INCOME FUNDS, each a Massachusetts business trust, SUNAMERICA FOCUSED SERIES, INC., SUNAMERICA MONEY MARKET FUNDS, INC., SUNAMERICA SENIOR FLOATING RATE FUND, INC., each a Maryland Corporation, AIG SERIES TRUST, a Delaware statutory trust (each a “Fund” and collectively the “Funds”) and SUNAMERICA ASSET MANAGEMENT CORP., a Delaware corporation (the “Adviser”).
FORM OF] DISTRIBUTION AGREEMENTDistribution Agreement • October 3rd, 2006 • Sunamerica Senior Floating Rate Fund Inc • New York
This DISTRIBUTION AGREEMENT is dated as of October 2, 2006 by and between SunAmerica Senior Floating Rate Fund, Inc., a Maryland Corporation (the “Fund”) and AIG SunAmerica Capital Services, Inc., a Delaware corporation (the "Distributor").
ADVISORY FEE WAIVER AGREEMENTAdvisory Fee Waiver Agreement • April 30th, 2018 • Sunamerica Senior Floating Rate Fund Inc • New York
This ADVISORY FEE WAIVER AGREEMENT is dated as of May 1, 2018, by and between SUNAMERICA ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”), and SUNAMERICA SENIOR FLOATING RATE FUND, INC., a Maryland Corporation (the “Company”).
AMENDMENT TO CUSTODIAN AGREEMENT This Amendment to the Custodian Agreement is made as of December 22, 2000 by and between North American Senior Floating Rate Fund, Inc. (the "Fund") and State Street Bank and Trust Company (the "Custodian")....Custodian Agreement • January 17th, 2001 • North American Senior Floating Rate Fund Inc
FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of this _____ day of _____________, 2001, by and between North American Senior Floating Rate Fund, Inc., a Maryland corporation (the...Form of Agreement and Plan of Reorganization • January 26th, 2001 • North American Senior Floating Rate Fund Inc • Massachusetts
AGREEMENT AMONGST THE NAMED INSUREDAgreement • September 10th, 2015 • Sunamerica Senior Floating Rate Fund Inc
WHEREAS, pursuant to Regulation § 270.17g-1 of the Investment Company Act of 1940, as amended, every registered management investment company is required to maintain a fidelity bond covering all officers and employees of such investment company having access to securities or funds of the investment company; and
AMENDED AND RESTATED ADVISORY FEE WAIVER AGREEMENTAdvisory Fee Waiver Agreement • April 28th, 2021 • Sunamerica Senior Floating Rate Fund Inc • New York
This AMENDED AND RESTATED ADVISORY FEE WAIVER AGREEMENT is dated as of November 19, 2018, by and between SUNAMERICA ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”), and SUNAMERICA SENIOR FLOATING RATE FUND, INC., a Maryland Corporation (the “Corporation”).
ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENTAdministrative and Shareholder Services Agreement • April 3rd, 2017 • Sunamerica Senior Floating Rate Fund Inc • Delaware
This Agreement is entered into as of April 3, 2017, by and among AIG Capital Services, Inc., a Delaware corporation (“ACS”), and SunAmerica Senior Floating Rate Fund, Inc., a Maryland corporation (the “Corporation”), on behalf of each of its separately designated series set forth on Schedule A (each, a “Fund,” and collectively, the “Funds”).
AMENDMENT TO THE ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • April 30th, 2013 • Sunamerica Senior Floating Rate Fund Inc
This AMENDMENT TO THE ADMINISTRATIVE SERVICES AGREEMENT is dated as of August 25, 2009, between SUNAMERICA SENIOR FLOATING RATE FUND, INC., a Maryland corporation (the “Fund”) and SUNAMERICA ASSET MANAGEMENT CORP., a Delaware Corporation (the “Administrator”).
ADVISORY AGREEMENT ADVISORY AGREEMENT (the "Agreement") made as of June 1, 2000, between NORTH AMERICAN SENIOR FLOATING RATE FUND, INC., a Maryland corporation (the "Fund"), American General Asset Management Corp., a Delaware corporation (the...Advisory Agreement • January 17th, 2001 • North American Senior Floating Rate Fund Inc • Massachusetts
AGREEMENT AMONGST THE NAMED INSUREDAgreement • September 23rd, 2016 • Sunamerica Senior Floating Rate Fund Inc
WHEREAS, pursuant to Regulation § 270.17g-1 of the Investment Company Act of 1940, as amended, every registered management investment company is required to maintain a fidelity bond covering all officers and employees of such investment company having access to securities or funds of the investment company; and
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 27th, 2020 • Sunamerica Senior Floating Rate Fund Inc
This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 4th day of June, 2019, by and between SUNAMERICA EQUITY FUNDS and SUNAMERICA INCOME FUNDS, each a Massachusetts business trust, SUNAMERICA SERIES, INC., SUNAMERICA MONEY MARKET FUNDS, INC. and SUNAMERICA SENIOR FLOATING RATE FUND, INC., each a Maryland Corporation, SUNAMERICA SPECIALTY SERIES, a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and SUNAMERICA ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
AMENDMENT To Transfer Agency and Service Agreement Between SunAmerica Senior Floating Rate Fund, Inc. and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • April 27th, 2007 • Sunamerica Senior Floating Rate Fund Inc
This amendment is made as of this 30th day of August 2004 between SunAmerica Senior Floating Rate Fund, Inc. (f/k/a North American Senior Floating Rate Fund, Inc.) (the “Fund”) and State Street Bank and Trust Company (the “Bank”). In accordance with Article 12 (Amendment) of the Transfer Agency and Service Agreement between the Fund and the Bank dated as of , (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
TRANSFER AGENCY AND SERVICE AGREEMENT between NORTH AMERICAN SENIOR FLOATING RATE FUND, INC. and STATE STREET BANK AND TRUST COMPANYTransfer Agency and Service Agreement • April 27th, 2007 • Sunamerica Senior Floating Rate Fund Inc • Massachusetts
AGREEMENT made as of the 11th day of March, 1998, by and between NORTH AMERICAN SENIOR FLOATING RATE FUND, INC., a Maryland corporation, having its principal office and place of business at 286 Congress Street, Boston, Massachusetts 02210 (the “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company having its principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Bank”).
