PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT RICEBRAN TECHNOLOGIESRiceBran Technologies • October 20th, 2022 • Grain mill products
THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after April 20, 2023 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on October 18, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from RiceBran Technologies, a California corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to that certain Engagement Agreement, by and between the Company and H.C. Wainwright & Co., LLC, dated as of September 14, 2022.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 15th, 2017 • RiceBran Technologies • Grain mill products • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of February 9, 2017, between RiceBran Technologies, a California corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 15th, 2017 • RiceBran Technologies • Grain mill products
This Registration Rights Agreement (this “Agreement”) is made and entered into as of February 13, 2017, between RiceBran Technologies, a California corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
EXHIBIT 10.4 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into as of the --------- 17th day of December 2004, by and between NutraCea, a California corporation ("Employer") and Brad Edson ("Employee"). --------...Employment Agreement • March 31st, 2005 • Nutracea • Grain mill products • Arizona
RECITALSEmployment Agreement • April 16th, 2002 • Nutrastar Inc • Blank checks • California
EXHIBIT 10.5 EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") is entered into by and between NutraCea, a California corporation with principal address at 1261 Hawk's Flight Court, El Dorado Hills, CA 95762 ("NutraCea") and Margie Adelman,...Employment Agreement • March 31st, 2005 • Nutracea • Grain mill products • California
COMMON STOCK PURCHASE WARRANT RICEBRAN TECHNOLOGIESRiceBran Technologies • December 6th, 2023 • Grain mill products
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after December 1, 2023 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on October 20, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from RiceBran Technologies, a California corporation (the “Company”), up to _______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b)).
COMMON STOCK PURCHASE WARRANT NUTRACEACommon Stock Purchase Warrant • April 28th, 2008 • Nutracea • Grain mill products
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Nutracea, a California corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT NUTRACEANutracea • February 20th, 2007 • Grain mill products
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the fifth year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from NutraCea, a California corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of common stock, no par value (the “Common Stock”), of the Company. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 17th, 2016 • RiceBran Technologies • Grain mill products • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of February 17, 2016, between RiceBran Technologies, a California corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
ORIGINAL ISSUE DISCOUNT SENIOR SECURED CONVERTIBLE DEBENTURENutracea • August 6th, 2012 • Grain mill products • New York
THIS ORIGINAL ISSUE DISCOUNT SENIOR SECURED CONVERTIBLE DEBENTURE is one of a series of a duly authorized and validly issued Original Issue Discount Senior Secured Convertible Debenture of NutraCea, a California corporation (the “Company”), having its principal place of business at 6720 N. Scottsdale Road, Suite 390, Scottsdale, Arizona 85253, designated as its Original Issue Discount Senior Secured Convertible Debenture due January 1, 2014 (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
PRE-FUNDED COMMON STOCK PURCHASE WARRANT RICEBRAN TECHNOLOGIESRiceBran Technologies • October 20th, 2022 • Grain mill products
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from RiceBran Technologies, a California corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 20th, 2008 • Nutracea • Grain mill products • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of October 16, 2008, is by and among NutraCea, a California corporation with offices located at 5090 N. 40th Street, Suite 400, Phoenix, Arizona 85018 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
COMMON STOCK PURCHASE WARRANT RICEBRAN TECHNOLOGIESRiceBran Technologies • December 11th, 2013 • Grain mill products • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Maxim Partners LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date that is 180 days from the effective date of the Registration Statement (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the effective date of the Registration Statement (the “Termination Date”) but not thereafter, to subscribe for and purchase from Ricebran Technologies, a California corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT NUTRACEANutracea • August 6th, 2012 • Grain mill products
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Hillair Capital Investments L.P. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after January 31, 2013 (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from NutraCea, a California corporation (the “Company”), up to 18,560,000 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement" is entered into between NutraStar, a Nevada corporation (the "Company"), and Edward Newton (the "Employee") as of April 1, 2000. 1. SCOPE OF EMPLOYMENT. (a) POSITION. The period of the...Employment Agreement • April 16th, 2002 • Nutrastar Inc • Blank checks • California
SUBSIDIARY GUARANTEESubsidiary Guarantee • August 6th, 2012 • Nutracea • Grain mill products • New York
SUBSIDIARY GUARANTEE, dated as of July 31, 2012 (this “Guarantee”), made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the purchasers signatory (together with their permitted assigns, the “Purchasers”) to that certain Securities Purchase Agreement, dated as of the date hereof, between NutraCea, a California corporation (the “Company”), and the Purchasers.
RICEBRAN TECHNOLOGIES 5,900,000 Shares of Common Stock1 PURCHASE AGREEMENTPurchase Agreement • December 19th, 2019 • RiceBran Technologies • Grain mill products • New York
RiceBran Technologies, a California corporation (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 5,900,000 authorized but unissued shares (the “Firm Shares”) of Common Stock, no par value per share (the “Common Stock”), of the Company. The Firm Shares consist of authorized but unissued shares of Common Stock to be issued and sold by the Company. The Company also has granted to the several Underwriters an option to purchase up to 885,000 additional shares of Common Stock on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares, and any Option Shares purchased pursuant to this Purchase Agreement are herein collectively called the “Securities.”
CONFIDENTIAL Bradley D. Edson President & Chief Executive Officer NutraCeaNutracea • October 20th, 2008 • Grain mill products • New York
Exhibit 10.5 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement" is entered into between NutraStar, a Nevada corporation (the "Company"), and Cherukuri Venkata Reddy Sastry (the "Employee") as of April 1, 2000. 1. SCOPE OF EMPLOYMENT. (a)...Employment Agreement • August 19th, 2003 • Nutrastar Inc • Grain mill products • California
RECITALSLicense Agreement • August 19th, 2003 • Nutrastar Inc • Grain mill products • California
WARRANT AGREEMENT RICEBRAN TECHNOLOGIES and AMERICAN STOCK TRANSFER & TRUST COMPANY WARRANT AGREEMENT Dated as of December 18, 2013Warrant Agreement • December 18th, 2013 • RiceBran Technologies • Grain mill products • New York
THIS WARRANT AGREEMENT (this “Agreement”), dated as of December 18, 2013, is by and between Ricebran Technologies, a California corporation (the “Company”), and American Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 28th, 2008 • Nutracea • Grain mill products • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of April 24, 2008, between NutraCea, a California corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • May 15th, 2006 • Nutracea • Grain mill products
This Registration Rights Agreement (this “Agreement”) is made and entered into as of May 12, 2006, among NutraCea, a California corporation (the “Company”), and the purchasers signatory hereto (each such purchaser is a “Purchaser” and all such purchasers are, collectively, the “Purchasers”).
RICEBRAN TECHNOLOGIES UNDERWRITING AGREEMENTUnderwriting Agreement • December 18th, 2013 • RiceBran Technologies • Grain mill products • New York
RiceBran Technologies, a California corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of 1,714,286 shares (the “Shares”) of common stock, no par value per share, of the Company (the “Common Stock”), together with warrants to purchase an aggregate of 1,714,286 shares of Common Stock at an exercise price equal to $6.55 per share (each a “Warrant” and collectively, the “Warrants”). Each Share shall be accompanied by a Warrant to purchase one additional share of Common Stock.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 13th, 2021 • RiceBran Technologies • Grain mill products • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of September 9, 2021, between RiceBran Technologies, a California corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITY AGREEMENTSecurity Agreement • May 30th, 2013 • RiceBran Technologies • Grain mill products
This SECURITY AGREEMENT, dated effective as of April 30, 2013 (as amended, restated or modified from time to time, the “Security Agreement”), is executed by and between [Ÿ],[corporation/limited liability company] [incorporated/organized and existing] under the laws of the State of [Ÿ] with an address at [Ÿ] (the “Grantor”), and TCA GLOBAL CREDIT MASTER FUND, LP, a limited partnership organized and existing under the laws of the Cayman Islands (the “Secured Party”).
TAX BENEFITS PRESERVATION PLAN dated as of July 6, 2023 between RICEBRAN TECHNOLOGIES, as the Company, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights AgentTax Benefits Preservation Plan • July 6th, 2023 • RiceBran Technologies • Grain mill products • New York
This TAX BENEFITS PRESERVATION PLAN, dated as of July 6, 2023, (this “Agreement”), is made and entered into by and between RiceBran Technologies, a California corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”).
GUARANTY AGREEMENTGuaranty Agreement • May 30th, 2013 • RiceBran Technologies • Grain mill products • Nevada
THIS GUARANTY AGREEMENT is dated as of April 30, 2013 (as amended, restated or modified from time to time, the “Guaranty”), and is made by [SUBSIDIARY], [a corporation/limited liability company] [incorporated/organized and existing] under the laws of the State of [●] (the “Guarantor”), in favor of TCA GLOBAL CREDIT MASTER FUND, LP, a limited partnership organized and existing under the laws of the Cayman Islands (the “Lender”).
RICEBRAN TECHNOLOGIES UNDERWRITING AGREEMENTUnderwriting Agreement • June 20th, 2014 • RiceBran Technologies • Grain mill products • New York
RiceBran Technologies, a California corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of 1,417,500 shares (the “Shares”) of common stock, no par value per share, of the Company (the “Common Stock”), together with warrants to purchase an aggregate of 708,750 shares of Common Stock at an exercise price equal to $5.87 per share (each a “Warrant” and collectively, the “Warrants”). Each Share shall be accompanied by a Warrant to purchase one-half of an additional share of Common Stock.
April 24, 2008 STRICTLY CONFIDENTIAL NutraCeaNutracea • April 28th, 2008 • Grain mill products • New York
WARRANT AGREEMENT RICEBRAN TECHNOLOGIES and AMERICAN STOCK TRANSFER & TRUST COMPANY WARRANT AGREEMENT Dated as of December ___, 2013Warrant Agreement • December 11th, 2013 • RiceBran Technologies • Grain mill products • New York
THIS WARRANT AGREEMENT (this “Agreement”), dated as of December ___, 2013, is by and between Ricebran Technologies, a California corporation (the “Company”), and American Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”).
Mr. W. John Short Chief Executive Officer RiceBran TechnologiesRiceBran Technologies • February 17th, 2016 • Grain mill products • New York
RECITALSPut/Call Agreement • August 19th, 2003 • Nutrastar Inc • Grain mill products • California
COMMON STOCK PURCHASE WARRANT RICEBRAN TECHNOLOGIESRiceBran Technologies • October 20th, 2022 • Grain mill products
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after April 20, 2023 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on October 20, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from RiceBran Technologies, a California corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
