Schedules have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The registrant hereby agrees to supplementally furnish to the SEC upon request any omitted schedule or exhibit. SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 1st, 2024 • MultiSensor AI Holdings, Inc. • Optical instruments & lenses • New York
Contract Type FiledJuly 1st, 2024 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 27, 2024 (the “Subscription Date”), between MultiSensor AI Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 30th, 2024 • Aditxt, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 30th, 2024 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January 24, 2024 between Aditxt, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 7th, 2023 • Digital Ally, Inc. • Radio & tv broadcasting & communications equipment • Nevada
Contract Type FiledApril 7th, 2023 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of April 5, 2023, between Digital Ally, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 25th, 2022 • Histogen Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 25th, 2022 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 22, 2022, between Histogen Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 6th, 2021 • Digital World Acquisition Corp. • Blank checks • New York
Contract Type FiledDecember 6th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of December 4, 2021, between Digital World Acquisition Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 8th, 2021 • Creek Road Miners, Inc. • Services-amusement & recreation services • New York
Contract Type FiledOctober 8th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August _____, 2021 between Creek Road Miners, Inc. (f/k/a Wizard Brands, Inc.), a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 27th, 2021 • Ensysce Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 27th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of September 24, 2021, between Ensysce Biosciences, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 31st, 2021 • Creek Road Miners, Inc. • Services-amusement & recreation services • New York
Contract Type FiledAugust 31st, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August _____, 2021 between Creek Road Miners, Inc. (f/k/a Wizard Brands, Inc.), a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 16th, 2021 • Aterian, Inc. • Electric housewares & fans • New York
Contract Type FiledJune 16th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 10, 2021, between Aterian, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 19th, 2021 • Force Protection Video Equipment Corp. • Retail-retail stores, nec • Florida
Contract Type FiledMarch 19th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 10, 2021 between Force Protection Video Equipment Corporation, a Florida corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 26th, 2020 • Force Protection Video Equipment Corp. • Retail-retail stores, nec • Florida
Contract Type FiledOctober 26th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of October 21, 2020 between Force Protection Video Equipment Corporation, a Florida corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 14th, 2020 • RespireRx Pharmaceuticals Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 14th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of April 14, 2009, between Cortex Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 29th, 2020 • Qualigen Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 29th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of May 20, 2020 between Qualigen, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
EX-10.1 7 d534822dex101.htm EX-10.1 Execution Version SECURITIES PURCHASE AGREEMENT by and among ALPHATEC HOLDINGS, INC. and EACH PURCHASER IDENTIFIED ON THE SIGNATURE PAGES HERETO Page THE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT...Securities Purchase Agreement • May 5th, 2020 • Delaware
Contract Type FiledMay 5th, 2020 JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 8, 2018, by and among Alphatec Holdings, Inc., a Delaware corporation (the “Company”), and the purchasers listed on the signature pages attached to this Agreement (each purchaser, including its respective successors and assigns, also referred to herein as a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 27th, 2020 • Ritter Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 27th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of [_________] 2020 between Qualigen, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 14th, 2019 • MICT, Inc. • Electronic components & accessories • New York
Contract Type FiledAugust 14th, 2019 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of [______], 2019, between MICT, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 30th, 2018 • AMERI Holdings, Inc. • Semiconductors & related devices • New York
Contract Type FiledJuly 30th, 2018 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of July 25, 2018, between AMERI Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 26th, 2018 • Coliseum Capital Management, LLC • Retail-auto dealers & gasoline stations • New York
Contract Type FiledMarch 26th, 2018 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of October 27, 2017, between Andina II Holdco Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENT by and among ALPHATEC HOLDINGS, INC. and EACH PURCHASER IDENTIFIED ON THE SIGNATURE PAGES HERETOSecurities Purchase Agreement • March 12th, 2018 • Alphatec Holdings, Inc. • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledMarch 12th, 2018 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 8, 2018, by and among Alphatec Holdings, Inc., a Delaware corporation (the “Company”), and the purchasers listed on the signature pages attached to this Agreement (each purchaser, including its respective successors and assigns, also referred to herein as a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 6th, 2017 • Car Charging Group, Inc. • Power, distribution & specialty transformers • New York
Contract Type FiledJuly 6th, 2017 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 11, 2016 between Car Charging Group, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENT BY AND AMONG DYNATRONICS CORPORATION AND EACH PURCHASER IDENTIFIED ON THE SIGNATURE PAGES HERETO December 28, 2016Securities Purchase Agreement • January 3rd, 2017 • Dynatronics Corp • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledJanuary 3rd, 2017 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 17th, 2016 • RiceBran Technologies • Grain mill products • New York
Contract Type FiledFebruary 17th, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of February 17, 2016, between RiceBran Technologies, a California corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
FORM OF SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 10th, 2016 • VerifyMe, Inc. • Patent owners & lessors • New York
Contract Type FiledFebruary 10th, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January [ ], 2016, between VerifyMe, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 8th, 2016 • Aralez Pharmaceuticals Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 8th, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 5, 2013, between TRIBUTE PHARMACEUTICALS CANADA INC., an Ontario corporation (f/k/a Stellar Pharmaceuticals Inc.) (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 8th, 2016 • Aralez Pharmaceuticals Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 8th, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 5, 2013, between TRIBUTE PHARMACEUTICALS CANADA INC., an Ontario corporation (f/k/a Stellar Pharmaceuticals Inc.) (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 8th, 2016 • Aralez Pharmaceuticals Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 8th, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 5, 2013, between TRIBUTE PHARMACEUTICALS CANADA INC., an Ontario corporation (f/k/a Stellar Pharmaceuticals Inc.) (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 20th, 2015 • Galectin Therapeutics Inc • Pharmaceutical preparations • New York
Contract Type FiledNovember 20th, 2015 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November 19, 2015, between Galectin Therapeutics, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 30th, 2015 • ZaZa Energy Corp • Crude petroleum & natural gas • New York
Contract Type FiledApril 30th, 2015 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of April 23, 2015, between ZaZa Energy Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 9th, 2015 • Cleveland Biolabs Inc • Services-commercial physical & biological research • New York
Contract Type FiledFebruary 9th, 2015 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of February 4, 2015, between Cleveland BioLabs, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser”, and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 26th, 2014 • NeuroMetrix, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 26th, 2014 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 24, 2014, between NeuroMetrix, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 11th, 2014 • Immune Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 11th, 2014 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of March 10, 2014, between Immune Pharmaceuticals Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 16th, 2013 • Ocz Technology Group Inc • Computer storage devices • New York
Contract Type FiledAugust 16th, 2013 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 12, 2013, between OCZ Technology Group, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 6th, 2013 • NeuroMetrix, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJune 6th, 2013 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 4, 2013, between NeuroMetrix, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 2nd, 2012 • Greenman Technologies Inc • Plastics products, nec • New York
Contract Type FiledMay 2nd, 2012 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of April 30, 2012, between GreenMan Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 29th, 2011 • Biolase Technology Inc • Dental equipment & supplies • New York
Contract Type FiledJune 29th, 2011 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of June 24, 2011, between Biolase Technology, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).