1 Exhibit (d)(1) PRUDENTIAL DIVERSIFIED FUNDS Management Agreement Agreement made this 12th day of November, 1998, between Prudential Diversified Funds (the Trust), and Prudential Investments Fund Management LLC, a New York limited liability company...Management Agreement • October 7th, 1999 • Prudential Diversified Funds • New York
Exhibit-99.(h)(3) AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This Amendment to the Transfer Agency and Service Agreement ("Amendment") by and between the Prudential and Strategic Partners Mutual Funds delineated on attached Exhibit A (a "Fund"...Transfer Agency and Service Agreement • October 2nd, 2003 • Strategic Partners Asset Allocation Funds
Exhibit-99.(d)(9) STRATEGIC PARTNERS ASSET ALLOCATION FUNDS CONSERVATIVE GROWTH FUND MODERATE GROWTH FUND HIGH GROWTH FUND SUBADVISORY AGREEMENT Agreement made as of this 20th day of November, 2002 between Prudential Investments LLC (PI or the...Subadvisory Agreement • October 2nd, 2003 • Strategic Partners Asset Allocation Funds • New York
FORM OFCustodian Contract • October 7th, 1999 • Prudential Diversified Funds • Massachusetts
1 EXHIBIT 1(b) AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • August 4th, 1998 • Prudential Diversified Series • Delaware
2 herein described, for the compensation herein provided. The Manager is authorized to enter into sub-advisory agreements for investment advisory services in connection with the management of the Trust and each Portfolio thereof. Any such agreement...Management Agreement • August 4th, 1998 • Prudential Diversified Series • New York
BY-LAWS OFBy-Laws • August 4th, 1998 • Prudential Diversified Series
1 (L) PURCHASE AGREEMENT Prudential Diversified Funds (the Trust), a Delaware business trust registered as an open-end, diversified management investment company, and Prudential Investments Fund Management LLC, a New York limited liability company...Purchase Agreement • October 7th, 1999 • Prudential Diversified Funds
1 EXHIBIT 9 TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 4th, 1998 • Prudential Diversified Series • New Jersey
2 3 responsible for complying with this subsection (ii) with respect to the Adviser Assets. The Manager will provide the Adviser with reasonable advance notice of any change in the Fund's investment objective, policies and restrictions as stated in...Subadvisory Agreement • October 7th, 1999 • Prudential Diversified Funds • New York
1 (d)(10) PRUDENTIAL DIVERSIFIED FUNDS (Prudential Diversified Moderate Growth Fund) SUBADVISORY AGREEMENT Agreement made as of this 12th day of November, 1998, between Prudential Investments Fund Management LLC (PIFM or the Manager), a New York...Subadvisory Agreement • October 7th, 1999 • Prudential Diversified Funds • New York
PRUDENTIAL INVESTMENT PORTFOLIOS 16 Prudential Income Builder Fund Subadvisory AgreementSubadvisory Agreement • September 23rd, 2014 • Prudential Investment Portfolios 16 • New York
Agreement made as of this 1st day of September, 2014 between Prudential Investments LLC (PI or the Manager), a New York limited liability company, and Jennison Associates LLC (the Subadviser or Jennison), a Delaware limited liability company.
1 Exhibit (h) TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 7th, 1999 • Prudential Diversified Funds • New Jersey
WITNESSETHDistribution Agreement • October 7th, 1999 • Prudential Diversified Funds • New Jersey
1 Exhibit (g)3 AMENDMENT TO CUSTODIAN CONTRACT/AGREEMENT This Amendment to the respective Custodian Contract/Agreement is made as of February 22, 1999 by and between each of the funds listed on Schedule D (including any series thereof, each, a "Fund")...Custodian Contract/Agreement • October 7th, 1999 • Prudential Diversified Funds
STRATEGIC PARTNERS ASSET ALLOCATION FUNDS Amended and Restated Distribution AgreementDistribution Agreement • September 30th, 2005 • Strategic Partners Asset Allocation Funds • New Jersey
Agreement made as of May 25, 2004, between Strategic Partners Asset Allocation Funds, a Delaware business trust (the Fund), and Prudential Investment Management Services LLC, a Delaware limited liability company (the Distributor).
PRUDENTIAL INVESTMENT PORTFOLIOS 16 Prudential Income Builder Fund SUBADVISORY AGREEMENTSubadvisory Agreement • September 23rd, 2014 • Prudential Investment Portfolios 16 • New York
Agreement made as of this 1st day of September, 2014 between Prudential Investments LLC (PI or the Manager), a New York limited liability company, and Quantitative Management Associates LLC (QMA or the Subadviser), a New Jersey limited liability company.
AMENDED AND RESTATED SUBADVISORY AGREEMENTSubadvisory Agreement • December 29th, 2020 • Prudential Investment Portfolios 16 • New York
Agreement amended and restated made as of this 30th day of March, 2020 between PGIM Investments LLC (PGIM Investments or the Manager), a New York limited liability company, and PGIM, Inc. (PGIM), a New Jersey corporation, and PGIM Fund Management Limited, a U.K. limited company (PGIM Fund Management Limited and together with PGIM, the Subadvisers).
1 Exhibit(h)(2) AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT THIS AMENDMENT to the Transfer Agency and Service Agreement by and between Prudential Diversified Funds (the "Fund") and Prudential Mutual Fund Services LLC ("PMFS") is entered into as...Transfer Agency and Service Agreement • October 5th, 2000 • Prudential Diversified Funds • New York
ARTICLE I DEFINITIONSCustody Agreement • October 2nd, 2003 • Strategic Partners Asset Allocation Funds • New York
1 5(bvi) PRUDENTIAL DIVERSIFIED PORTFOLIOS (Prudential Diversified Moderate Growth Portfolio) SUBADVISORY AGREEMENT Agreement made as of this _____ day of August, 1998, between Prudential Investments Fund Management LLC (PIFM or the Manager), a New...Subadvisory Agreement • September 17th, 1998 • Prudential Diversified Series • New York
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • September 30th, 2005 • Strategic Partners Asset Allocation Funds
THIS AGREEMENT is made, as of July 1, 2005, separately by and between each separate registered investment company set forth on Exhibit A (dated July 1, 2005) attached hereto (each a “Fund”) and PFPC TRUST COMPANY (“PFPC Trust”). As used herein, the term “Agreement” shall mean this Custodian Services Agreement and any and all exhibits and schedules attached hereto and any amendments to any of the foregoing executed in accordance with the terms of this Custodian Services Agreement.
TARGET ASSET ALLOCATION FUNDS Target Conservative Allocation Fund Target Moderate Allocation Fund Target Growth Allocation Fund SUBADVISORY AGREEMENTSubadvisory Agreement • July 31st, 2009 • Target Asset Allocation Funds • New York
Agreement made as of this 13 th day of December, 2008 between Prudential Investments LLC (PI or the Manager), a New York limited liability company, and Eaton Vance Management (the Subadviser or Eaton Vance), a Massachusetts business trust.
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 15th, 2022 • Prudential Investment Portfolios 16 • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the "Agreement"), dated as of January 19, 2022 (the "Effective Date"), is made by and between each registered open-end investment company (each, a "Registrant"), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an "Acquiring Fund" or "Acquired Fund" pursuant to the applicable schedule), each severally and not jointly.
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 15th, 2022 • Prudential Investment Portfolios 16
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the "Agreement"), dated as of January 19, 2022 ("Effective Date"), is made among Prudential Investment Portfolios 3, Prudential Investment Portfolios 16, and Advanced Series Trust, on behalf of each of their series listed in Schedule A (each, an "Acquiring Fund") and the Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust, on behalf of each of their series (except such series listed on Schedule B, as may be amended from time to time), severally and not jointly (each, an "Acquired Fund" and together with the Acquiring Funds, the "Funds").
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 15th, 2022 • Prudential Investment Portfolios 16
This Fund of Funds Investment Agreement (this "Agreement"), dated as of January 19, 2022 (the "Effective Date"), is made among Prudential Investment Portfolios 3, Prudential Investment Portfolios 16, Advanced Series Trust, and The Prudential Series Fund, on behalf of each of their respective
A-1 2 each order (including the manner of computing the net asset value of Shares and the effective time of orders received from Dealer) are subject to: (i) the terms of the then current prospectus and statement of additional information (including...Dealer Agreement • October 7th, 1999 • Prudential Diversified Funds • New Jersey
STRATEGIC PARTNERS STYLE SPECIFIC FUNDS THE TARGET PORTFOLIO TRUST STRATEGIC PARTNERS ASSET ALLOCATION FUND (each referred to herein as the “Trust”) Amended and Restated Subadvisory AgreementSubadvisory Agreement • October 2nd, 2006 • Strategic Partners Asset Allocation Funds • New York
Agreement made as of this 16th day of December, 2005 between Prudential Investments LLC (“PI” or the “Manager”), a New York limited liability company, and NFJ Investment Group L.P. (“NFJ” or the “Subadviser”).
Amended and Restated Management AgreementManagement Agreement • September 30th, 2005 • Strategic Partners Asset Allocation Funds • New York
Agreement made the 12th day of November, 1998, between Prudential Diversified Funds and Prudential Investments Fund Management LLC, a New York limited liability company, as amended and restated this 25th day of May 2004 between Strategic Partners Asset Allocation Funds (the Trust), and Prudential Investments LLC, a New York limited liability company (the Manager).
THE TARGET PORTFOLIO TRUST TARGET ASSET ALLOCATION FUNDS AMENDMENT TO SUBADVISORY AGREEMENTSSubadvisory Agreement • September 30th, 2013 • Prudential Investment Portfolios 16
WHEREAS, Prudential Investments LLC (formerly Prudential Investment Funds Management LLC) and Pacific Investment Management Company LLC (“Adviser”) hereby agree to amend each of the three (3) subadvisory agreements (including any amendments or supplements thereto) listed below (each, an “Agreement” and collectively, the “Agreements”) by adding certain text to Section 1 of each such Agreement, effective as of September 30, 2009.
FIRST AMENDMENT TO FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • December 29th, 2022 • Prudential Investment Portfolios 16
This First Amendment to Fund of Funds Investment Agreement (the "Amendment"), dated as of May 16, 2022, is made among Advanced Series Trust, The Prudential Series Fund, Prudential Investment Portfolios 3 and Prudential Investment Portfolios 16 (each referred to as the "Acquiring Fund Trust"), on behalf of their series listed on Schedule A, severally and not jointly (each, the "Acquiring Fund"), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly, severally and not jointly (each, the "Acquired Fund" and together with the Acquiring Funds, the "Funds").
PRUDENTIAL DIVERSIFIED FUNDS (Prudential Diversified Conservative Growth Fund) SUBADVISORY AGREEMENTSubadvisory Agreement • September 30th, 2013 • Prudential Investment Portfolios 16 • New York
Agreement made as of this 5th day of May, 2000, between Prudential Investments Fund Management LLC (PIFM or the Manager), a New York limited liability company, and Pacific Investment Management Company LLC (the Adviser), a company organized under the laws of the State of Delaware.
AMENDMENT TO SUBADVISORY AGREEMENTSubadvisory Agreement • September 28th, 2011 • Target Asset Allocation Funds
AMENDMENT made as of the 1st day of October, 2011 to the Subadvisory Agreement dated December 13, 2008 (the “Agreement”) between Prudential Investments LLC (PI), a New York limited liability company and Massachusetts Financial Services Company (the Subadviser or MFS), a Delaware corporation. In consideration of the mutual convenants contained herein, the parties agree as follows:
1 Exhibit 13 PURCHASE AGREEMENT Prudential Diversified Funds (the Trust), a Delaware business trust registered as an open-end, diversified management investment company, and Prudential Investments Fund Management LLC, a New York limited liability...Purchase Agreement • September 17th, 1998 • Prudential Diversified Series
Target Conservative Allocation Fund Target Moderate Allocation Fund Target Growth Allocation Fund SUBADVISORY AGREEMENTSubadvisory Agreement • September 28th, 2012 • Target Asset Allocation Funds • New York
Agreement made as of this 12th day of July, 2012 between Prudential Investments LLC ("PI" or the "Manager"), a New York limited liability company, and Epoch Investment Partners, Inc. (the "Subadviser" or "Epoch"), a Delaware corporation.
