EXHIBIT (g) ADVISORY AGREEMENT ADVISORY AGREEMENT made as of July 30, 2004, by and between Highland Capital Management, L.P., a Delaware limited partnership (the "MANAGER"), and Columbia Floating Rate Limited Liability Company, a Delaware limited...Advisory Agreement • December 29th, 2004 • Highland Floating Rate LTD Liability Co • Delaware
Exhibit (k)(3) ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004 by and between HIGHLAND FLOATING RATE LIMITED LIABILITY COMPANY, a Delaware limited liability company (the "Fund"), and PFPC INC., a Massachusetts corporation...Accounting Services Agreement • December 29th, 2004 • Highland Floating Rate LTD Liability Co
EXHIBIT (k)(4) [GRAPHIC OMITTED] SCOTIA CAPITAL CREDIT AGREEMENT dated as of September 13, 2004Credit Agreement • December 29th, 2004 • Highland Floating Rate LTD Liability Co • New York
Exhbit (j) CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and HIGHLAND FLOATING RATE LIMITED...Custodian Services Agreement • December 29th, 2004 • Highland Floating Rate LTD Liability Co
EXHIBIT (k)(1) ADMINISTRATION SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004 by and between HIGHLAND CAPITAL MANAGEMENT, L.P., a Delaware limited partnership ("Highland"), and HIGHLAND FLOATING RATE LIMITED LIABILITY COMPANY, a...Administration Services Agreement • December 29th, 2004 • Highland Floating Rate LTD Liability Co • Highland
AMENDMENT TO AMENDED AND RESTATED PRICING AND BOOKKEEPING AGREEMENTPricing and Bookkeeping Agreement • November 2nd, 2001 • Stein Roe Floating Rate Limited Liability Co
Exhibit (k)(2) SUB-ADMINISTRATION SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004 by and between HIGHLAND CAPITAL MANAGEMENT, L.P., a Delaware limited partnership ("Highland"), and PFPC INC., a Massachusetts corporation ("PFPC"). W I...Sub-Administration Services Agreement • December 29th, 2004 • Highland Floating Rate LTD Liability Co
AMENDED AND RESTATED ACCOUNTING AND BOOKKEEPING AGREEMENT This Agreement is made this 3rd day of August, 1999, by and between Stein Roe Floating Rate Limited Liability Company, a Massachusetts business trust, (hereinafter referred to as the "Fund")...Accounting and Bookkeeping Agreement • November 8th, 1999 • Stein Roe Floating Rate Limited Liability Co • Illinois
ACCOUNTING AND BOOKKEEPING AGREEMENT This Agreement is made this 20th day of November, 1998, by and between Stein Roe Floating Rate Limited Liability Company, a Delaware Limited Liability Company, (hereinafter referred to as the "Fund") and Stein Roe...Accounting and Bookkeeping Agreement • December 4th, 1998 • Stein Roe Floating Rate Limited Liability Co • Illinois
MANAGEMENT AGREEMENT BETWEEN STEIN ROE FLOATING RATE LIMITED LIABILITY COMPANY AND STEIN ROE & FARNHAM INCORPORATEDManagement Agreement • December 4th, 1998 • Stein Roe Floating Rate Limited Liability Co
AMENDED AND RESTATED ACCOUNTING AND BOOKKEEPING AGREEMENT This Agreement is made this 1st day of November, 2003, by and between Columbia Floating Rate Limited Liability Company, a limited liability company organized under the laws of the State of...Accounting and Bookkeeping Agreement • December 19th, 2003 • Columbia Floating Rate Limited Liability Co • Illinois
CUSTODIAN CONTRACT This Contract between Stein Roe Floating Rate Limited Liability Company, a Delaware limited liability company having its principal place of business at One South Wacker Drive, Chicago, Illinois 60606 hereinafter called the "Fund",...Custodian Contract • December 4th, 1998 • Stein Roe Floating Rate Limited Liability Co
MANAGEMENT AGREEMENT BETWEEN COLUMBIA FLOATING RATE LIMITED LIABILITY COMPANY AND COLUMBIA MANAGEMENT ADVISORS, INC.Management Agreement • December 19th, 2003 • Columbia Floating Rate Limited Liability Co
INVESTOR SERVICE AGREEMENT STEIN ROE FLOATING RATE LIMITED LIABILITY COMPANY, a Delaware Limited Liability Company registered under the Investment Company Act of 1940 (the "Act") as a closed-end non-diversified management investment company (the...Investor Service Agreement • December 4th, 1998 • Stein Roe Floating Rate Limited Liability Co • Illinois
AGREEMENT AMONG INSUREDS with respect to the JOINT INSURED FIDELITY BOND ICI Mutual Insurance Company, File No. 04704107B (the “Fidelity Bond”)Agreement • June 8th, 2007 • Highland Floating Rate LTD Liability Co
AGREEMENT, made as of April 16, 2007 among the undersigned registered management investment companies and any and all other undersigned insureds (each an “Insured” and together, the “Insureds”) pursuant to paragraph (f) of Rule 17g-1 promulgated under the Investment Company Act of 1940 (the “1940 Act”) relating to the Fidelity Bond.
Highland Floating Rate Limited Liability Company: Exhibit 77Q1 FORM OF NEW PORTFOLIO ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT made as of August 21, 2007, by and between Highland Capital Management, L.P., a Delaware limited partnership (the...Highland Floating Rate LTD Liability Co • October 29th, 2007 • Delaware
INVESTMENT ADVISORY AGREEMENT made as of August 21, 2007, by and between Highland Capital Management, L.P., a Delaware limited partnership (the "Manager"), and Highland Floating Rate Limited Liability Company, a Delaware limited liability company (the "LLC"). WHEREAS, the LLC is engaged in business as a closed-end management investment company and is registered as such under the Investment Company Act of 1940 (the "1940 Act"), and periodically offers to repurchase its shares in conformity with the provisions of Rule 23c-3 under the 1940 Act, which funds are generally referred to as "interval funds"; and WHEREAS the Manager is engaged principally in the business of rendering investment management services and is registered as an investment adviser under the Investment Advisers Act of 1940, as amended; NOW, THEREFORE, WITNESSETH: That it is hereby agreed between the parties hereto as follows: SECTION 1. Appointment of Manager. The LLC hereby appoints the Manager to act as manager and inv
Exhibit (2)(a)(2) AMENDMENT TO THE AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF STEIN ROE FLOATING RATE LIMITED LIABILITY COMPANYHighland Floating Rate LTD Liability Co • December 29th, 2005 • Delaware
Appendix A Custodian AgreementCustodian Agreement • December 19th, 2003 • Columbia Floating Rate Limited Liability Co
*Columbia High Yield Opportunity Fund (changed name from 10/24/01 Liberty High Yield Securities Fund on 10/13/03) *Columbia Strategic Income Fund 10/24/01 *Columbia Tax-Managed Growth Fund 10/10/01 *Columbia Tax-Managed Growth Fund II 10/10/01 *Columbia Tax-Managed Value Fund 10/10/01 *Columbia Tax-Managed Aggressive Growth Fund 10/10/01
STEIN ROE FLOATING RATE LIMITED LIABILITY COMPANY BY-LAWSStein Roe Floating Rate Limited Liability Co • December 4th, 1998
STEIN ROE FLOATING RATE LIMITED LIABILITY COMPANY Joinder And Release Agreement With Respect To Investor Service Agreement AGREEMENT, made as of December 18, 2000, among STEIN ROE FLOATING RATE LIMITED LIABILITY COMPANY, a limited liability company...Stein Roe Floating Rate Limited Liability Co • December 26th, 2000
LIMITED LIABILITY COMPANY AGREEMENT OF STEIN ROE FLOATING RATE LIMITED LIABILITY COMPANYLimited Liability Company Agreement • December 4th, 1998 • Stein Roe Floating Rate Limited Liability Co • Delaware
MANAGEMENT AGREEMENT BETWEEN STEIN ROE FLOATING RATE LIMITED LIABILITY COMPANY AND STEIN ROE & FARNHAM INCORPORATEDManagement Agreement • November 8th, 1999 • Stein Roe Floating Rate Limited Liability Co
