Rothberg Jonathan M Sample Contracts

Rule 10b5-1 Sales Plan
Rule 10b5-1 Sales Plan • September 13th, 2023 • Rothberg Jonathan M • Measuring & controlling devices, nec

This Rule 10b5-1 Sales Plan is entered into on September 11, 2023 (this “Sales Plan”) between Dr. Jonathan Rothberg (“Seller”), acting on his own behalf and on behalf of each of: NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, EJR TR, LLC and GBR TR, LLC (each a “Selling Entity”), and Jefferies LLC (“Broker”), acting as agent for Seller.

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JOINT FILING AGREEMENT
Joint Filing Agreement • March 28th, 2022 • Rothberg Jonathan M • X-ray apparatus & tubes & related irradiation apparatus

This Joint Filing Agreement is by and among Jonathan M. Rothberg, Ph.D., 2012 JMR Trust Common, LLC, 1997 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC (collectively, the “Filers”).

JOINT FILING AGREEMENT
Joint Filing Agreement • December 30th, 2021 • Rothberg Jonathan M • X-ray apparatus & tubes & related irradiation apparatus

This Joint Filing Agreement is by and among Jonathan M. Rothberg, Ph.D., 23rd Century Capital LLC, 2012 JMR Trust Common, LLC, 4C Holdings I, LLC and 4C Holdings V, LLC (collectively, the “Filers”).

Rule 10b5-1 Sales Plan
Rule 10b5-1 Sales Plan • September 13th, 2023 • Rothberg Jonathan M • X-ray apparatus & tubes & related irradiation apparatus

This Rule 10b5-1 Sales Plan is entered into on September 11, 2023 (this “Sales Plan”) between Dr. Jonathan Rothberg (“Seller”), acting on his own behalf and on behalf of each of: NVR TR, LLC, JNR TR, LLC, JAR TR, LLC, EJR TR, LLC and GBR TR, LLC (each a “Selling Entity”), and Jefferies LLC (“Broker”), acting as agent for Seller.

JOINT FILING AGREEMENT
Joint Filing Agreement • March 26th, 2021 • Rothberg Jonathan M • X-ray apparatus & tubes & related irradiation apparatus

This Joint Filing Agreement is by and among Jonathan M. Rothberg, Ph.D., Bonnie E. Gould Rothberg, M.D., 23rd Century Capital LLC, 1997 JMR Trust Common, LLC, 4C Holdings I, LLC, 4C Holdings II, LLC, 4C Holdings III, LLC, 4C Holdings IV, LLC and 4C Holdings V, LLC (collectively, the “Filers”).

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