Exhibit (d)(11) STRATEGIC PARTNERS OPPORTUNITY FUNDS Management Agreement -------------------- Agreement made this 26th day of February, 2002, between Strategic Partners Opportunity Funds (formerly, Strategic Partners Series), a Delaware business...Management Agreement • April 25th, 2002 • Strategic Partners Opportunity Funds • New York
EXHIBIT (H)(2) AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This Amendment to the Transfer Agency and Service Agreement ("Amendment") by and between the Prudential and Strategic Partners Mutual Funds delineated on attached Exhibit A (a "Fund" or...Transfer Agency and Service Agreement • April 30th, 2003 • Strategic Partners Opportunity Funds
EXHIBIT (D)(14) FORM OF SUBADVISORY AGREEMENT WITH PRUDENTIAL INVESTMENT MANAGEMENT, INC. Strategic Partners Opportunity Funds (formerly, Strategic Partners Series) Strategic Partners Hedged Market Opportunity Fund Agreement made as of this ___ day of...Subadvisory Agreement • May 29th, 2002 • Strategic Partners Opportunity Funds • New York
Exhibit 99.(d)(1) STRATEGIC PARTNERS SERIES Strategic Partners Focused Growth Fund Management Agreement -------------------- Agreement made this 1/st/ day of March, 2000, between Strategic Partners Series (the Trust), a Delaware business trust, on...Management Agreement • April 27th, 2001 • Strategic Partners Series • New York
BY-LAWS OFBy-Laws • March 27th, 2000 • Strategic Partners Series
Exhibit 99.(h) TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 27th, 2000 • Strategic Partners Series • New Jersey
Exhibit 99.(d)(3) STRATEGIC PARTNERS SERIES STRATEGIC PARTNERS FOCUSED GROWTH FUND Subadvisory Agreement --------------------- Agreement made as of this 15th day of March, 2000, between The Prudential Investment Corporation, a New Jersey corporation...Subadvisory Agreement • July 21st, 2000 • Strategic Partners Series • New York
Exhibit(d)(13) SUBADVISORY AGREEMENT WITH HARRIS ASSOCIATES, L.P. Strategic Partners Opportunity Funds (formerly, Strategic Partners Series) Strategic Partners Mid-Cap Value Fund Agreement made as of this 5th day of April, 2002, between Prudential...Subadvisory Agreement • April 25th, 2002 • Strategic Partners Opportunity Funds • New York
Exhibit 99.(d)(1) STRATEGIC PARTNERS SERIES Strategic Partners Focused Growth Fund Management Agreement -------------------- Agreement made this ____ day of March, 2000, between Strategic Partners Series (the Trust), a Delaware business trust, on...Management Agreement • March 27th, 2000 • Strategic Partners Series • New York
EXHIBIT 99.(d)9 STRATEGIC PARTNERS SERIES STRATEGIC PARTNERS FOCUSED VALUE FUND (Davis Selected Advisers, LP) Subadvisory Agreement --------------------- Agreement made as of this 13th day of February 2001, between Prudential Investments Fund...Subadvisory Agreement • April 27th, 2001 • Strategic Partners Series
PRUDENTIAL INVESTMENT PORTFOLIOS 3 PGIM Wadhwani Systematic Absolute Return Fund SUBADVISORY AGREEMENTSubadvisory Agreement • September 28th, 2021 • Prudential Investment Portfolios 3 • New York
Agreement made as of this 16th day of September, 2021 between PGIM Investments LLC (“PGIM Investments” or the “Manager”), a New York limited liability company and QMA Wadhwani LLP (the “Subadviser”), a limited liability partnership established in England and Wales.
Exhibit 99.(h) TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 21st, 2000 • Strategic Partners Series • New Jersey
FORM OFCustodian Contract • March 27th, 2000 • Strategic Partners Series • Massachusetts
WITNESSETHDistribution Agreement • July 21st, 2000 • Strategic Partners Series • New Jersey
Exhibit 99.(e)(2) DEALER AGREEMENT PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC Prudential Investment Management Services LLC ("Distributor") and _________________ ("Dealer") have agreed that Dealer will participate in the distribution of shares...Dealer Agreement • March 27th, 2000 • Strategic Partners Series • New Jersey
PRUDENTIAL INVESTMENT PORTFOLIOS 3 (formerly, JennisonDryden Opportunity Funds) Distribution AgreementDistribution Agreement • February 1st, 2010 • Jennisondryden Opportunity Funds • New Jersey
Amended and restated Agreement made as of April , 2010 to the Agreement made as of May 29, 2008, between Prudential Investment Portfolios 3 (the Fund), and Prudential Investment Management Services LLC, a Delaware limited liability company (the Distributor).
PRUDENTIAL INVESTMENT PORTFOLIOS 3 PGIM Wadhwani Systematic Absolute Return Fund MANAGEMENT AGREEMENTManagement Agreement • September 28th, 2021 • Prudential Investment Portfolios 3 • New York
Agreement made the 16th day of September, 2021, between Prudential Investment Portfolios 3, a Delaware statutory trust (the Trust), on behalf of its series, the PGIM Wadhwani Systematic Absolute Return Fund (the Fund), and PGIM Investments LLC, a New York limited liability company (the Manager).
PRUDENTIAL INVESTMENT PORTFOLIOS 3 Prudential Global Absolute Return Bond Fund SUBADVISORY AGREEMENTSubadvisory Agreement • November 3rd, 2015 • Prudential Investment Portfolios 3 • New York
Agreement made as of this 1st day of October 2015 between Prudential Investments LLC (PI or the Manager), a New York limited liability company, and Prudential Investment Management, Inc. (PIM), a New Jersey corporation.
PRUDENTIAL INVESTMENT PORTFOLIOS 3 Prudential Global Absolute Return Bond Fund MANAGEMENT AGREEMENTManagement Agreement • November 3rd, 2015 • Prudential Investment Portfolios 3 • New York
Agreement made the 1st day of October, 2015, between Prudential Investment Portfolios 3, a Delaware business trust (the Trust), on behalf of its series, the Prudential Global Absolute Return Bond Fund, and Prudential Investments LLC, a New York limited liability company (the Manager).
ARTICLE I DEFINITIONSCustody Agreement • April 30th, 2003 • Strategic Partners Opportunity Funds • New York
Exhibit (a)(1) AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • February 1st, 2000 • Strategic Partners Series • Delaware
AMENDMENTCustody Agreement • April 20th, 2015 • Prudential Investment Portfolios 3
Amendment made as of April 1, 2015 to that certain Custody Agreement dated as of November 7, 2002, as amended from time to time, between each Fund listed on the attached Schedule A thereto, including any series thereof (the “Fund”) and The Bank of New York Mellon (formerly, The Bank of New York) (“Custodian”) (such Custody Agreement hereinafter referred to as the “Custody Agreement”). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Custody Agreement.
PRUDENTIAL REAL ASSETS SUBSIDIARY, LTD. A wholly-owned subsidiary of Prudential Real Assets Fund, a series of Prudential Investment Portfolios 3 Subadvisory AgreementSubadvisory Agreement • April 30th, 2012 • Prudential Investment Portfolios 3
Agreement made as of this 30th day of September, 2011 between Prudential Investments LLC (PI or the Manager), a New York limited liability company, and Jefferies Asset Management, LLC (the Subadviser or Jefferies), a Delaware limited liability company. WHEREAS, the Manager has entered into a Management Agreement, dated December 1,2010 (the Management Agreement) with Prudential Real Assets Subsidiary, Ltd (the Fund), an exempt company incorporated under the Companies Law (2010 Revision) of the Cayman Islands, and a wholly owned subsidiary of the Prudential Real Assets Fund (the Real Assets Fund), a non-diversified series of Prudential Investment Portfolios 3 (the Trust), a Delaware statutory trust and an open-end management investment company registered under the U.S. Investment Company Act of 1940, as amended (the 1940 Act), pursuant to which PI acts as Manager of the Fund; and WHEREAS, the Manager, acting pursuant to the Management Agreement, desires to retain the Subadviser to
Exhibit 99.(d)(2) STRATEGIC PARTNERS SERIES STRATEGIC PARTNERS FOCUSED GROWTH FUND Sub-Management Agreement ------------------------ Agreement made as of this 15th day of March, 2000, between Prudential Investments Fund Management LLC, a New York...Sub-Management Agreement • July 21st, 2000 • Strategic Partners Series • New York
PRUDENTIAL REAL ASSETS SUBSIDIARY, LTD. A wholly-owned subsidiary of Prudential Real Assets Fund, a series of Prudential Investment Portfolios 3 MANAGEMENT AGREEMENTManagement Agreement • September 27th, 2010 • Prudential Investment Portfolios 3 • New York
Agreement made the th day of December, 2010 between Prudential Real Assets Subsidiary, Ltd. (the Fund), a Cayman Islands exempt company and a wholly-owned subsidiary of Prudential Real Assets Fund, a series of Prudential Investment Portfolios 3 (the Real Asset Fund), and Prudential Investments LLC, a New York limited liability company (the Manager).
AMENDMENTCustody Agreement • November 3rd, 2015 • Prudential Investment Portfolios 3
Amendment made as of October 1, 2015 to that certain Custody Agreement dated as of November 7, 2002, as amended from time to time, between each Fund listed on the attached Schedule A thereto, including any series thereof (the “Fund”) and The Bank of New York Mellon (formerly, The Bank of New York) (“Custodian”) (such Custody Agreement hereinafter referred to as the “Custody Agreement”). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Custody Agreement.
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • May 31st, 2006 • Strategic Partners Opportunity Funds
THIS AGREEMENT is made, as of July 1, 2005, separately by and between each separate registered investment company set forth on Exhibit A dated July 1, 2005 attached hereto (each a "Fund") and PFPC INC. (“PFPC”). As used herein, the term “Agreement” shall mean this Accounting Services Agreement and any and all exhibits and schedules attached hereto and any amendments to any of the foregoing executed in accordance with the terms of this Accounting Services Agreement.
AMENDMENTTransfer Agency and Service Agreement • April 20th, 2015 • Prudential Investment Portfolios 3
AMENDMENT made as of April 1, 2015 to that certain Amended and Restated Transfer Agency and Service Agreement made as of May 29, 2007 (the "TA Agreement"), between each of the investment companies listed in Exhibit A hereto including any series thereof (the "Fund") and Prudential Mutual Fund Services LLC ("PMFS"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the TA Agreement.
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 15th, 2022 • Prudential Investment Portfolios 3 • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the "Agreement"), dated as of January 19, 2022 (the "Effective Date"), is made by and between each registered open-end investment company (each, a "Registrant"), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an "Acquiring Fund" or "Acquired Fund" pursuant to the applicable schedule), each severally and not jointly.
SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • November 3rd, 2015 • Prudential Investment Portfolios 3 • New York
This Sub-Subadvisory Agreement is made and effective as of this 21st day of October, 2015 (the Effective Date) between Prudential Investment Management, Inc. (PIM or the Subadviser), a New Jersey corporation, and Pramerica Investment Management Limited (PIML), a U.K. limited company.
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 15th, 2022 • Prudential Investment Portfolios 3
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the "Agreement"), dated as of January 19, 2022 ("Effective Date"), is made among Prudential Investment Portfolios 3, Prudential Investment Portfolios 16, and Advanced Series Trust, on behalf of each of their series listed in Schedule A (each, an "Acquiring Fund") and the Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust, on behalf of each of their series (except such series listed on Schedule B, as may be amended from time to time), severally and not jointly (each, an "Acquired Fund" and together with the Acquiring Funds, the "Funds").
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 15th, 2022 • Prudential Investment Portfolios 3
This Fund of Funds Investment Agreement (this "Agreement"), dated as of January 19, 2022 (the "Effective Date"), is made among Prudential Investment Portfolios 3, Prudential Investment Portfolios 16, Advanced Series Trust, and The Prudential Series Fund, on behalf of each of their respective
AMENDMENTTransfer Agency and Service Agreement • December 30th, 2010 • Prudential Investment Portfolios 3
AMENDMENT made as of December 21, 2010 to that certain Amended and Restated Transfer Agency and Service Agreement made as of May 29,2007 (the "TA Agreement"), between each of the investment companies listed in Exhibit A hereto including any series thereof (the "Fund") and Prudential Mutual Fund Services LLC ("PMFS"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the TA Agreement. WHEREAS, the parties wish to amend the TA Agreement to add certain funds and or series thereof as parties to the TA Agreement. NOW, THEREFORE, for and in consideration of the mutual promises hereinafter set forth, the parties hereto agree as follows: 1. Exhibit A of the TA Agreement shall be amended as set forth in this Amendment, attached hereto and made a part hereof. 2. Each party represents to the other that this Amendment has been duly executed.
WITNESSETHManagement Agreement • April 30th, 2004 • Strategic Partners Opportunity Funds • New York
STRATEGIC PARTNERS OPPORTUNITY FUNDS Dryden Strategic Value Fund SUBADVISORY AGREEMENTSubadvisory Agreement • May 31st, 2006 • Strategic Partners Opportunity Funds • New York
Agreement made as of this 14th day of September, 2005 between Prudential Investments LLC (PI or the Manager), a New York limited liability company, and Quantitative Management Associates LLC, a New Jersey limited liability company (QMA or the Subadviser),
