August 7, 2001 To the Representatives named in Schedule I hereto of the Underwriters named in Schedule II hereto Ladies and Gentlemen: Alliance Capital Management L.P., a Delaware limited partnership (the "Company"), proposes to issue and sell to the...Underwriting Agreement • August 10th, 2001 • Alliance Capital Management L P • Investment advice • New York
Commercial Paper Dealer Agreement 4(a)(2) Program Between: AllianceBernstein L.P., as Issuer, and Citigroup Global Markets Inc., as Dealer Concerning Notes to be issued pursuant to the Amended and Restated Issuing and Paying Agency Agreement dated as...Commercial Paper Dealer Agreement • February 11th, 2016 • Alliancebernstein L.P. • Investment advice • New York
This agreement (the “Agreement”) sets forth the understandings between the Issuer and the Dealer, each named on the cover page hereof, in connection with the issuance and sale by the Issuer of its short-term promissory notes (the “Notes”) through the Dealer. Certain terms used in this Agreement are defined in Section 6 hereof. As between the Issuer and the Dealer, this Agreement amends and restates the Amended and Restated Dealer Agreement, dated as of October 31, 2011, among the Issuer, the Dealer and the other parties named therein.
COMMERCIAL PAPER DEALER AGREEMENT [4(2) Program] This Commercial Paper Dealer Agreement, dated as of December 14, 1999, confirms the agreement among Goldman, Sachs & Co. ("Goldman"), Banc of America Securities LLC ("BancAmerica") and Alliance Capital...Commercial Paper Dealer Agreement • March 28th, 2000 • Alliance Capital Management L P • Investment advice • New York
ARTICLE 1 ISSUANCE OF WARRANTS AND TEMPORARY GLOBAL SECURITY AND EXECUTION AND DELIVERY OF WARRANT CERTIFICATESDebt Warrant Agreement • July 11th, 2001 • Alliance Capital Management L P • Investment advice • New York
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLANAward Agreement • March 27th, 2003 • Alliance Capital Management L P • Investment advice • New York
You have been granted an award under the Amended and Restated Alliance Partners Compensation Plan (the “Plan”), as specified below:
ALLIANCE CAPITAL MANAGEMENT L.P. UNIT OPTION PLAN AGREEMENTUnit Option Plan Agreement • March 27th, 2003 • Alliance Capital Management L P • Investment advice • New York
AGREEMENT, dated December 6, 2002 between Alliance Capital Management L.P. (the “Partnership”), Alliance Capital Management Holding L.P. (“Alliance Holding”) and Kathleen A. Corbet (the “Participant”), an employee of the Partnership or a subsidiary of the Partnership (an “Employee Participant”).
AWARD AGREEMENT FOR THE YEAR 2002 OFFERING UNDER THE SCB DEFERRED COMPENSATION AWARD PLANAward Agreement • March 27th, 2003 • Alliance Capital Management L P • Investment advice
You have been granted an Award under the SCB Deferred Compensation Award Plan (the “Plan”) pursuant to the year 2002 offering under the Plan, as specified below:
RESTRICTED UNIT AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLAN You have been granted restricted Units under the Amended and Restated Alliance Partners Compensation Plan (the "Plan"), as specified below, in...Restricted Unit Award Agreement • March 28th, 2000 • Alliance Capital Management L P • Investment advice • New York
ALLIANCE CAPITAL MANAGEMENT L.P. UNIT OPTION PLAN AGREEMENTUnit Option Plan Agreement • March 28th, 2000 • Alliance Capital Management L P • Investment advice • New York
AllianceBernstein Incentive Compensation Award Program, Deferred Cash Compensation Program and AB 2017 Long Term Incentive Plan Award Agreement for 2023 AwardsAward Agreement • February 9th, 2024 • Alliancebernstein L.P. • Investment advice • New York
Award Agreement, dated as of December 31, 2023, among AllianceBernstein L.P. (together with its subsidiaries, “AB”), AllianceBernstein Holding L.P. (“AB Holding”) and <PARTC_NAME> (the “Participant”), an employee of AB.
AB 2017 Long Term Incentive Plan Award AgreementAward Agreement • February 10th, 2023 • Alliancebernstein L.P. • Investment advice • New York
Award Agreement, dated as of May 19, 2022, among AllianceBernstein L.P. (“AB”), AllianceBernstein Holding L.P. (“AB Holding”) and DIRECTOR (the “Participant”), a member of the Board of Directors (the “Board”) of AllianceBernstein Corporation (the “Corporation”), the general partner of AB and AB Holding.
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED REVOLVING AGREEMENTRevolving Credit Agreement • February 9th, 2024 • Alliancebernstein L.P. • Investment advice
CREDIT AGREEMENT (this “Amendment”) by and among ALLIANCEBERNSTEIN L.P., a Delaware limited partnership (together with its permitted successors, the “Company”), SANFORD
ALLIANCE CAPITAL MANAGEMENT L.P. UNIT OPTION PLAN AGREEMENTUnit Option Plan Agreement • March 27th, 2003 • Alliance Capital Management L P • Investment advice • New York
AGREEMENT, dated December 6, 2002 between Alliance Capital Management L.P. (the “Partnership”), Alliance Capital Management Holding L.P. (“Alliance Holding”) and David R. Brewer, Jr. (the “Employee”), an employee of the Partnership or a subsidiary of the Partnership.
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLANAward Agreement • March 28th, 2002 • Alliance Capital Management L P • Investment advice
You have been granted an award under the Amended and Restated Alliance Partners Compensation Plan (the “Plan”), as specified below:
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLANAward Agreement • March 28th, 2002 • Alliance Capital Management L P • Investment advice • New York
You have been granted an award under the Amended and Restated Alliance Partners Compensation Plan (the “Plan”), as specified below:
DEFERRAL AGREEMENTDeferral Agreement • March 28th, 2002 • Alliance Capital Management L P • Investment advice • New York
This agreement (the “Plan Agreement”) is entered into between Alfred Harrison (“you”) and Alliance Capital Management L.P. (the “Company”) with respect to your elective deferral of a portion of your Bonus or Year End Commission Payments for the year 2001 under the Alliance Capital Management L.P. Annual Elective Deferral Plan (the “Plan”). You have elected to defer a portion of your year 2001 Bonus or Year End Commission Payments as set forth in the Deferral Election signed by you and submitted with this Plan Agreement (your “Elective Deferral”) and in connection with that deferral you agree to the terms set forth in this Plan Agreement. The Plan provides a description of the terms and conditions governing your Elective Deferral and all other aspects of your participation in the Plan. If there is any inconsistency between the terms of this Plan Agreement and the terms of the Plan, the Plan’s terms completely supercede and replace the conflicting terms of this Plan Agreement. All capita
Employment Agreement Between Peter S. Kraus and AllianceBernstein Corporation, AllianceBernstein Holding L.P. and AllianceBernstein L.P.Employment Agreement • June 21st, 2012 • Alliancebernstein L.P. • Investment advice • New York
This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of the 21st day of June, 2012, between AllianceBernstein L.P. (the “Private Partnership”), AllianceBernstein Holding L.P. (“Holding,” and together with the Private Partnership, the “Partnership”) and AllianceBernstein Corporation (the “Corporation”, and together with the Partnership, the “Company”) and Peter S. Kraus (the “Executive”).
ALLIANCEBERNSTEIN L.P. FINANCIAL ADVISOR WEALTH ACCUMULATION PLAN INCENTIVE AWARD AGREEMENTIncentive Award Agreement • February 25th, 2008 • Alliancebernstein L.P. • Investment advice • New York
THIS AGREEMENT, made as of the 1st day of December, 2006, by and between AllianceBernstein L.P., a Delaware limited partnership (the “Company”), and (the “Participant”).
AWARD AGREEMENTAward Agreement • February 13th, 2018 • Alliancebernstein L.P. • Investment advice • New York
AWARD AGREEMENT, dated as of May 16, 2017, among AllianceBernstein L.P. (“AB”), AllianceBernstein Holding L.P. (“AB Holding”) and DIRECTOR (“Participant”), a member of the Board of Directors (“Board”) of AllianceBernstein Corporation (“Corporation”), the general partner of AB and AB Holding.
AllianceBernstein Incentive Compensation Award Program, Deferred Cash Compensation Program andIncentive Compensation Award Agreement • February 12th, 2015 • Alliancebernstein L.P. • Investment advice • New York
Award Agreement, dated as of December 31, 2014, among AllianceBernstein L.P. (together with its subsidiaries, “AllianceBernstein”), AllianceBernstein Holding L.P. (“Holding”) and <PARTC_NAME> (“Participant”), an employee of AllianceBernstein.
AMENDED AND RESTATED COMMERCIAL PAPER DEALER AGREEMENT [4(2) Commercial Paper Program]Commercial Paper Dealer Agreement • February 23rd, 2009 • Alliancebernstein L.P. • Investment advice • New York
This Amended and Restated Commercial Paper Dealer Agreement, dated as of February 10, 2009, confirms the agreement among Banc of America Securities LLC (“BAS”), Merrill Lynch Money Markets Inc. (“Merrill”), Deutsche Bank Securities Inc. (“Deutsche Bank”) and AllianceBernstein L.P., formerly known as Alliance Capital Management L.P. (the “Partnership”), whereby each of BAS, Merrill and Deutsche Bank, severally and not jointly, will act as a dealer with respect to the promissory notes to be issued by the Partnership, which will be issued either in physical bearer form or book-entry form, and amends and restates the Amended and Restated Commercial Paper Dealer Agreement, dated as of May 3, 2006 (the “2006 Dealer Agreement”) among BAS, Merrill and the Partnership. Each of BAS, Merrill and Deutsche Bank is also sometimes referred to herein as a “Dealer” and collectively as the “Dealers.” Notes in book-entry form will be represented by master notes registered in the name of a nominee of The
ANDSenior Indenture • July 11th, 2001 • Alliance Capital Management L P • Investment advice • New York
Special Option Program under the Option Award AgreementOption Award Agreement • February 23rd, 2009 • Alliancebernstein L.P. • Investment advice • New York
Agreement, dated as of January 23, 2009, among AllianceBernstein L.P. (“Partnership”), AllianceBernstein Holding L.P. (“Holding”) and <PARTC_NAME> (“Participant”), an employee of the Partnership or a subsidiary of the Partnership.
UNCOMMITTED LINE OF CREDIT AGREEMENTUncommitted Line of Credit Agreement • February 25th, 2008 • Alliancebernstein L.P. • Investment advice • New York
Uncommitted Line of Credit Agreement (as amended or otherwise modified from time to time, this “Agreement”), dated as of January 23, 2008, is between AllianceBernstein L.P., a Delaware limited partnership (the “Borrower”), and Citibank, N.A. (the “Lender”).
April 30, 2001 Dave H. Williams Alliance Capital Management Corporation New York, NY 10105 Dear Dave:Employment Agreement • March 28th, 2002 • Alliance Capital Management L P • Investment advice
This letter sets forth the terms of your agreement with Alliance Capital Management Corporation (the “Company”) and Alliance Capital Management L.P. (the “Partnership”) in connection with your new role and responsibilities.
ALLIANCEBERNSTEIN L.P. FINANCIAL ADVISOR WEALTH ACCUMULATION PLAN INCENTIVE AWARD AGREEMENTIncentive Award Agreement • February 23rd, 2009 • Alliancebernstein L.P. • Investment advice • New York
THIS AGREEMENT, made as of the 1st day of December, 2007, by and between AllianceBernstein L.P., a Delaware limited partnership (the “Company”), and (the “Participant”).
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCEBERNSTEIN PARTNERS COMPENSATION PLANAward Agreement • February 23rd, 2009 • Alliancebernstein L.P. • Investment advice • New York
You have been granted an award under the Amended and Restated AllianceBernstein Partners Compensation Plan (the "Plan"), as specified below:
December 28, 2004 Mr. Bruce W. Calvert Alliance Capital Management Corporation New York, NY 10105 Dear Bruce:Employment Agreement • March 15th, 2005 • Alliance Capital Management L P • Investment advice • New York
This letter sets forth the terms of your agreement with Alliance Capital Management Corporation (the “Company”) and Alliance Capital Management L.P. (the “Partnership”).
March 7, 2003 Mr. Bruce W. Calvert Alliance Capital Management Corporation 1345 Avenue of the Americas New York, NY 10105 Dear Bruce:Employment Agreement • March 27th, 2003 • Alliance Capital Management L P • Investment advice • New York
This letter sets forth the terms of your agreement with Alliance Capital Management Corporation (the “Company”) and Alliance Capital Management L.P. (the “Partnership”) in connection with your new role and responsibilities.
SERVICES AGREEMENTServices Agreement • March 28th, 2002 • Alliance Capital Management L P • Investment advice • New York
The following is a description of the initial equipment configurations which will be installed at the Equitable EDP Facility, to support the implementation of the Alliance Systems.
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENTInvestment Advisory and Management Agreement • March 15th, 2005 • Alliance Capital Management L P • Investment advice • New York
THIS AGREEMENT, dated as of October 1, 2004, (this “Agreement”), is made by and between Alliance Capital Management L.P. (together with any affiliated successor to its business, “Adviser”), and MONY Life Insurance Company (“Client”).
Special Option Program under the Initial Option Award AgreementInitial Option Award Agreement • February 25th, 2008 • Alliancebernstein L.P. • Investment advice • New York
Agreement, dated as of December 7, 2007, among AllianceBernstein L.P. (“Partnership”), AllianceBernstein Holding L.P. (“Holding”) and <PARTC_NAME> (“Participant”), an employee of the Partnership or a subsidiary of the Partnership.
SUPPLEMENT Dated November 2, 2007Credit Agreement • February 25th, 2008 • Alliancebernstein L.P. • Investment advice
Reference is made to that certain Credit Agreement, dated as of February 17, 2006 (as amended or modified from time to time, the “Credit Agreement”) among AllianceBernstein L.P. (formerly known as Alliance Capital Management L.P., the “Borrower”), the Banks parties thereto (the “Banks”), and Bank of America, N.A., as Administrative Agent (the “Administrative Agent”). Unless otherwise defined herein, capitalized terms used in this Supplement have the meanings ascribed thereto in the Credit Agreement.
April 22, 2003 Mr. Alfred Harrison Alliance Capital Management Corporation Suite 5000 Minneapolis, Minnesota 55402 Dear Alfred:Employment Agreement • August 13th, 2003 • Alliance Capital Management L P • Investment advice • New York
This letter sets forth the terms of your agreement with Alliance Capital Management Corporation (the “Company”) and Alliance Capital Management L.P. (the “Partnership”) in connection with your new role and responsibilities.
REVOLVING CREDIT AGREEMENT Dated as of January 25, 2008 among SANFORD C. BERNSTEIN & CO., LLC, as Borrower, ALLIANCEBERNSTEIN L. P., as US Guarantor, CITIBANK, N.A., as Administrative Agent, CITIGROUP GLOBAL MARKETS INC., as Arranger, JPMORGAN CHASE...Revolving Credit Agreement • February 25th, 2008 • Alliancebernstein L.P. • Investment advice
THIS REVOLVING CREDIT AGREEMENT, dated as of January 25, 2008 (this “Credit Agreement”), by and among SANFORD C. BERNSTEIN & CO., LLC, a Delaware limited liability company (together with its permitted successors, the “Borrower”), ALLIANCEBERNSTEIN L.P., a Delaware limited partnership (together with its permitted successors, the “US Guarantor”), the financial institutions from time to time party hereto (collectively, the “Banks”), and CITIBANK, N.A., as administrative agent for the Banks (in such capacity, the “Administrative Agent”);
