CREDIT AGREEMENT Among THE PHOENIX COMPANIES, INC., PHOENIX LIFE INSURANCE COMPANY and PHOENIX INVESTMENT PARTNERS, LTD., as Borrowers,Credit Agreement • June 12th, 2006 • Phoenix Companies Inc/De • Life insurance
Contract Type FiledJune 12th, 2006 Company Industry
EXHIBIT 10.44 STOCK PURCHASE AGREEMENTStock Purchase Agreement • February 9th, 2001 • Phoenix Companies Inc/De • New York
Contract Type FiledFebruary 9th, 2001 Company Jurisdiction
December 20, 2000 Simon Y. Tan Hartford, Connecticut This letter (the Contract) sets forth the commitment of Phoenix Home Life Mutual Insurance Company to you in order to encourage you to remain in the Company's employment. The initial term of this...Severance Agreement • March 27th, 2002 • Phoenix Companies Inc/De • Fire, marine & casualty insurance
Contract Type FiledMarch 27th, 2002 Company Industry
amongCredit Agreement • February 9th, 2001 • Phoenix Companies Inc/De • New York
Contract Type FiledFebruary 9th, 2001 Company Jurisdiction
1 Exhibit 10.30 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT, dated as of December 31, 2000 (this "Amendment"), amends the Credit Agreement, dated as of August 14, 1997 (as heretofore amended the "Credit Agreement"),...Credit Agreement • March 20th, 2001 • Phoenix Companies Inc/De • Fire, marine & casualty insurance
Contract Type FiledMarch 20th, 2001 Company Industry
AGREEMENT REGARDING PURCHASE AND SALE OF CLASS C UNITS (Installment Sale Units)Purchase and Sale Agreement • October 13th, 2005 • Phoenix Companies Inc/De • Life insurance • California
Contract Type FiledOctober 13th, 2005 Company Industry Jurisdiction
TO SUNTRUST BANK, Trustee INDENTUREIndenture • March 27th, 2002 • Phoenix Companies Inc/De • Fire, marine & casualty insurance • New York
Contract Type FiledMarch 27th, 2002 Company Industry Jurisdiction
THE PHOENIX COMPANIES, INCNon-Qualified Stock Option Agreement • March 11th, 2005 • Phoenix Companies Inc/De • Life insurance
Contract Type FiledMarch 11th, 2005 Company Industry
1 EXHIBIT 10.42 ASSET PURCHASE AGREEMENT by and between PHOENIX HOME LIFE MUTUAL INSURANCE COMPANYAsset Purchase Agreement • February 9th, 2001 • Phoenix Companies Inc/De • New York
Contract Type FiledFebruary 9th, 2001 Company Jurisdiction
THE PHOENIX COMPANIES, INCIncentive Stock Option Agreement • March 11th, 2005 • Phoenix Companies Inc/De • Life insurance
Contract Type FiledMarch 11th, 2005 Company Industry
Exhibit 10.36 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (this "Agreement") is as of January 1, 2003, and is between The Phoenix Companies, Inc., a Delaware corporation (the "Company"), and James Wehr (the "Executive"). The Company...Change in Control Agreement • March 11th, 2005 • Phoenix Companies Inc/De • Life insurance • Connecticut
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FORM OFUnderwriting Agreement • December 14th, 2001 • Phoenix Companies Inc/De • Fire, marine & casualty insurance • New York
Contract Type FiledDecember 14th, 2001 Company Industry Jurisdiction
TOIndenture • March 20th, 2001 • Phoenix Companies Inc/De • Fire, marine & casualty insurance • Delaware
Contract Type FiledMarch 20th, 2001 Company Industry Jurisdiction
Exhibit 1.1 THE PHOENIX COMPANIES, INC. 6,000,000 EQUITY UNITS (INITIALLY CONSISTING OF 6,000,000 CORPORATE UNITS) UNDERWRITING AGREEMENT GENERAL TERMS AND CONDITIONSUnderwriting Agreement • December 24th, 2002 • Phoenix Companies Inc/De • Life insurance • New York
Contract Type FiledDecember 24th, 2002 Company Industry Jurisdiction
AMENDMENT NO. 1 TO THE ACQUISITION AGREEMENT by and among ZWEIG/GLASER ADVISERS, EUCLID ADVISORS LLC, ZWEIG ADVISORS INC.,Acquisition Agreement • February 9th, 2001 • Phoenix Companies Inc/De
Contract Type FiledFebruary 9th, 2001 Company
andPledge Agreement • December 24th, 2002 • Phoenix Companies Inc/De • Life insurance • New York
Contract Type FiledDecember 24th, 2002 Company Industry Jurisdiction
STATEMENT OF CLARIFICATION AND INTENT WHEREAS David W. Searfoss (the "Executive") and The Phoenix Companies, Inc. or one of its subsidiaries (the "Company") have entered into the Change of Control Agreement dated November 6, 2000 (the "Agreement"),...Change of Control Agreement • October 9th, 2002 • Phoenix Companies Inc/De • Life insurance
Contract Type FiledOctober 9th, 2002 Company Industry
TERM OF THIS AGREEMENT: The Term of this Agreement shall be from the Effective Date until the Commutation Date.Reinsurance Agreement • February 9th, 2001 • Phoenix Companies Inc/De • New York
Contract Type FiledFebruary 9th, 2001 Company Jurisdiction
Sub Agreements PXP 1537240 SUBORDINATION AGREEMENT This Subordination Agreement dated as of January 29, 2002, between Phoenix Investment Partners, Ltd., a Delaware corporation ("PXP") and The Phoenix Companies, Inc., a Delaware Corporation,...Subordination Agreement • March 27th, 2002 • Phoenix Companies Inc/De • Fire, marine & casualty insurance • New York
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AND SUNTRUST BANK, AS TRUSTEESupplemental Indenture • December 17th, 2002 • Phoenix Companies Inc/De • Life insurance • New York
Contract Type FiledDecember 17th, 2002 Company Industry Jurisdiction
Exhibit 10.34 TECHNICAL AMENDMENT TO CREDIT AGREEMENTCredit Agreement • May 10th, 2004 • Phoenix Companies Inc/De • Life insurance • New York
Contract Type FiledMay 10th, 2004 Company Industry Jurisdiction
Exhibit 99.1 EXECUTIVE EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT (the "Agreement") dated as of January 1, 2003 (the "Effective Date"), by and between The Phoenix Companies, Inc., a Delaware corporation (the "Company") and Dona D. Young (the...Executive Employment Agreement • January 3rd, 2003 • Phoenix Companies Inc/De • Life insurance • Connecticut
Contract Type FiledJanuary 3rd, 2003 Company Industry Jurisdiction
DEFERRED COMPENSATION AGREEMENT ELECTION FORM I hereby elect that my Deferred Compensation Ledger Account balance which is deemed to be invested in the "PNX Guaranteed Account Option" be paid to me:Deferred Compensation Agreement • September 30th, 2002 • Phoenix Companies Inc/De • Life insurance
Contract Type FiledSeptember 30th, 2002 Company Industry
Exhibit 10.1 Credit Agreement Exhibit 10.1Credit Agreement • May 15th, 2003 • Phoenix Companies Inc/De • Life insurance • New York
Contract Type FiledMay 15th, 2003 Company Industry JurisdictionTABLE OF CONTENTS SECTION HEADING PAGE ARTICLE I DEFINITIONS........................................................................1 Section 1.1. Certain Defined Terms..............................................................1 Section 1.2. Other Interpretive Provisions.....................................................14 Section 1.3. Accounting Principles.............................................................15 ARTICLE II THE CREDITS.......................................................................15 Section 2.1. Amounts and Terms of Commitments..................................................15 Section 2.2. Loan Accounts.....................................................................16 Section 2.3. Procedure for Borrowing...........................................................16 Section 2.4. Conversion and Continuation Elections.............................................17 Section 2.5. Voluntary Termination or Reduction of Commitments......................
andRights Agreement • May 8th, 2001 • Phoenix Companies Inc/De • Fire, marine & casualty insurance • Delaware
Contract Type FiledMay 8th, 2001 Company Industry Jurisdiction
AND SUNTRUST BANK, AS TRUSTEESupplemental Indenture • December 24th, 2002 • Phoenix Companies Inc/De • Life insurance • New York
Contract Type FiledDecember 24th, 2002 Company Industry Jurisdiction
AMONGMerger Agreement • February 9th, 2001 • Phoenix Companies Inc/De • Delaware
Contract Type FiledFebruary 9th, 2001 Company Jurisdiction
Exhibit 10.24 RIGHTS AGREEMENT This Rights Agreement, dated as of June 19, 2001 (the "Agreement"), between The Phoenix Companies, Inc., a Delaware corporation (the "Company"), and EquiServe Trust Company, N.A., a national banking association (the...Rights Agreement • November 21st, 2001 • Phoenix Companies Inc/De • Fire, marine & casualty insurance • Delaware
Contract Type FiledNovember 21st, 2001 Company Industry Jurisdiction
FORM OFUnderwriting Agreement • May 8th, 2001 • Phoenix Companies Inc/De • Fire, marine & casualty insurance • New York
Contract Type FiledMay 8th, 2001 Company Industry Jurisdiction
EXHIBIT 10.54 AGREEMENTExecutive Agreement • March 21st, 2003 • Phoenix Companies Inc/De • Life insurance • Connecticut
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EXHIBIT 10.47Consultant Agreement • March 21st, 2003 • Phoenix Companies Inc/De • Life insurance • Connecticut
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1 Exhibit 10.63 U.S. $375,000,000 CREDIT AGREEMENT Dated as of June 11, 2001Credit Agreement • June 12th, 2001 • Phoenix Companies Inc/De • Fire, marine & casualty insurance • New York
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Exhibit 10.56 SHAREHOLDER'S AGREEMENT Shareholder's Agreement, dated as of June 19, 2001, between State Farm Mutual Insurance Company, a life insurance company organized under the laws of the State of Illinois (together with all its current and future...Shareholder Agreement • November 21st, 2001 • Phoenix Companies Inc/De • Fire, marine & casualty insurance • New York
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RECITALSPurchase and Sale Agreement • January 12th, 2006 • Phoenix Companies Inc/De • Life insurance • California
Contract Type FiledJanuary 12th, 2006 Company Industry Jurisdiction
andPurchase Contract Agreement • December 24th, 2002 • Phoenix Companies Inc/De • Life insurance • New York
Contract Type FiledDecember 24th, 2002 Company Industry Jurisdiction