EXHIBIT 99(d)(ii) SUB-ADVISORY AGREEMENT SUB-ADVISORY AGREEMENT (the "Agreement") made this 31st day of August, 2001, by and between HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (the "Adviser") and HENDERSON INVESTMENT MANAGEMENT LTD. (the...Sub-Advisory Agreement • November 22nd, 2002 • Henderson Global Funds • Illinois
EXHIBIT 99(l) August 30, 2001 Board of Trustees Henderson Global Funds 737 N. Michigan Avenue Suite 1950 Chicago, Illinois 60611 Re: Subscription Agreement for Shares of Henderson Global Funds (the "Trust") ------------------------------------ Dear...Subscription Agreement • November 22nd, 2002 • Henderson Global Funds
Henderson Global Investors (North America) Inc. offers to purchase from the Trust 20,000 Class A shares of beneficial interest, 2,500 Class B shares of beneficial interest and 2,500 Class C shares of beneficial interest in each portfolio of the Trust: Henderson European Focus Fund, Henderson Global Technology Fund, Henderson International Developing Companies Fund, Henderson International Opportunities Fund and Henderson Worldwide Growth Fund; at $10.00 per share for an aggregate purchase price of $1,250,000 in cash, all such shares to be validly issued, fully paid and non-assessable upon issuance of such shares and receipt by the Fund of said payment.
SECOND AMENDMENT HENDERSON GLOBAL FUNDS DISTRIBUTION AGREEMENT This Amendment (the "Amendment") to the Henderson Global Funds Distribution Agreement (the "Distribution Agreement") dated as of March 31, 2009, and as amended on April 20, 2009, by and...Distribution Agreement • November 27th, 2009 • Henderson Global Funds • Delaware
EXHIBIT 99(h)(i) EXECUTION COPY ADMINISTRATION AGREEMENT Agreement dated as of August 31, 2001 by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator"), and Henderson Global Funds, a Delaware business...Administration Agreement • November 22nd, 2002 • Henderson Global Funds • Massachusetts
HENDERSON GLOBAL FUNDS 737 NORTH MICHIGAN AVENUE, SUITE 1700 CHICAGO, ILLINOIS 60611 December 7, 2009 State Street Bank and Trust Company c/o Boston Financial Data Services, Inc. 2 Heritage Drive North Quincy, Massachusetts 02171 Attention: Legal...Transfer Agency and Service Agreement • March 1st, 2010 • Henderson Global Funds
State Street Bank and Trust Company c/o Boston Financial Data Services, Inc. 2 Heritage Drive North Quincy, Massachusetts 02171 Attention: Legal Department, 8th Floor
IN WITNESS WHEREOF, the parties hereto have caused this Amended Appendix A to the Services Agreement between Henderson Global Investors (North America) Inc. and Foreside Fund Services, LLC and the Distribution Agreement between Henderson Global Funds...Services Agreement • December 14th, 2007 • Henderson Global Funds
IN WITNESS WHEREOF, the parties hereto have caused this Amended Appendix A to the Services Agreement between Henderson Global Investors (North America) Inc. and Foreside Fund Services, LLC and the Distribution Agreement between Henderson Global Funds and Foreside Fund Services, LLC to be executed in their names and on their behalf by and through their duly authorized officers, as of __________, __, 2008.
Exhibit 99(e) HENDERSON GLOBAL FUNDS FORM OF DISTRIBUTION AGREEMENT AGREEMENT made as of the ____________ day of ______________, 200__, by and between Henderson Global Funds, a Delaware business trust, with its principal office and place of business...Distribution Agreement • August 10th, 2001 • Henderson Global Funds • Textile mill products • Delaware
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (the "Agreement") is effective as of June 9, 2006 by and between HENDERSON GLOBAL INVESTORS (North America), Inc., a Delaware corporation (the...Expense Limitation Agreement • September 15th, 2006 • Henderson Global Funds
HENDERSON GLOBAL FUNDS 737 NORTH MICHIGAN AVENUE, SUITE 1950 CHICAGO, ILLINOIS 60611 November 30, 2006 State Street Bank and Trust Company State Street Financial Center One Lincoln Street Boston, MA 02111 Ladies and Gentlemen: Reference is made to the...Custodian Agreement • November 28th, 2006 • Henderson Global Funds
Pursuant to Section 18 of the Agreement, this letter is to provide notice of the creation of two additional portfolios of Henderson Global Funds (the "Trust"), namely the Henderson Global Equity Income Fund and the Henderson Global Opportunities Fund (each, a "New Fund"). We request that you act as Custodian under the Agreement with respect to each New Fund.
SUB-ADVISORY AGREEMENT SUB-ADVISORY AGREEMENT (the "Agreement") made this 29th day of February, 2008, by and between HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (the "Adviser") and TRANSWESTERN SECURITIES MANAGEMENT, L.L.C. (the "Subadviser"),...Sub-Advisory Agreement • February 27th, 2008 • Henderson Global Funds • Illinois
LETTER AGREEMENT ---------------- Henderson Global Funds 737 N. Michigan, Suite 1700 Chicago, Illinois 60611Investment Advisory Agreement • April 20th, 2009 • Henderson Global Funds
Exhibit (d)(iv) LETTER AGREEMENT Henderson Global Funds 737 N. Michigan, Suite 1950 Chicago, Illinois 60605 This Agreement is made as of this 30th day of April 2004 between HENDERSON GLOBAL FUNDS, a Delaware business trust (the "Trust") and HENDERSON...Letter Agreement • November 29th, 2004 • Henderson Global Funds
HENDERSON GLOBAL FUNDS 737 NORTH MICHIGAN AVENUE, SUITE 1950 CHICAGO, ILLINOIS 60611 November 30, 2006 State Street Bank and Trust Company Two Avenue de Lafayette, LCC6 Boston, MA 02111 Attn: Fund Administration Legal Department Ladies and Gentlemen:...Administration Agreement • November 28th, 2006 • Henderson Global Funds
Reference is made to the Administration Agreement between us dated as of August 31, 2001 (the "Agreement"). Pursuant to the Agreement, this letter is to provide notice of the creation of two additional investment funds, namely the Henderson Global Equity Income Fund and the Henderson Global Opportunities Fund.
BY-LAWS OFBy-Laws • June 5th, 2001 • Henderson Global Funds
HENDERSON GLOBAL FUNDS DISTRIBUTION AGREEMENT AGREEMENT made as of the 31st of March 2009 (the "Effective Date"), by and between Henderson Global Funds, a Delaware business trust, with its principal office and place of business at 737 North Michigan...Distribution Agreement • March 26th, 2009 • Henderson Global Funds • Delaware
EXPENSE LIMITATION AGREEMENT This EXPENSE LIMITATION AGREEMENT (the "Agreement") is effective as of April 20, 2009 by and between Henderson Global Investors (North America) Inc., a Delaware corporation (the "Adviser") and Henderson Global Funds, a...Expense Limitation Agreement • April 20th, 2009 • Henderson Global Funds
EXHIBIT 99(d)(i) INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT (the "Agreement") made as of 31st first day of August, 2001 by and between HENDERSON GLOBAL FUNDS, a Delaware business trust (the "Trust"), and HENDERSON GLOBAL INVESTORS...Investment Advisory Agreement • November 22nd, 2002 • Henderson Global Funds • Illinois
LETTER AGREEMENTSub-Advisory Agreement • November 15th, 2007 • Henderson Global Funds
LETTER AGREEMENTSub-Advisory Agreement • August 29th, 2008 • Henderson Global Funds
EXPENSE LIMITATION AGREEMENT This EXPENSE LIMITATION AGREEMENT (the "Agreement") is effective as of August 29, 2008 by and between Henderson Global Investors (North America) Inc., a Delaware corporation (the "Adviser") and Henderson Global Funds, a...Expense Limitation Agreement • August 29th, 2008 • Henderson Global Funds
WAIVER AGREEMENT WAIVER AGREEMENT (the "Agreement") dated as of the __th day of April, 2009, by and between Henderson Global Funds (the "Trust"), a Delaware statutory trust, on behalf of the Henderson Money Market Fund (the "Fund"), and Foreside Fund...Waiver Agreement • April 20th, 2009 • Henderson Global Funds
WITNESSETH:Custodian Agreement • August 10th, 2001 • Henderson Global Funds • Textile mill products • Massachusetts
HENDERSON GLOBAL FUNDS SUBSCRIPTION AGREEMENT 1. Share Subscription. The undersigned hereby agrees to purchase from Henderson Global Funds (the "Trust"), which is a series type mutual fund, 40,000 Class A shares of beneficial interest and 5,000 Class...Subscription Agreement • August 29th, 2008 • Henderson Global Funds
EXPENSE LIMITATION AGREEMENT This EXPENSE LIMITATION AGREEMENT (the "Agreement") is effective as of November 30, 2006 by and between Henderson Global Investors (North America), Inc., a Delaware corporation (the "Adviser") and Henderson Global Funds...Expense Limitation Agreement • November 28th, 2006 • Henderson Global Funds
August ___, 2001 Board of Trustees Henderson Global Funds 737 N. Michigan Avenue Suite 1950 Chicago, Illinois 60611 Re: Form of Subscription Agreement for Shares of Henderson Global Funds (the "Trust") ----------------------------------------- Dear...Subscription Agreement • August 28th, 2001 • Henderson Global Funds
Henderson Global Investors (North America) Inc. offers to purchase from the Trust 20,000 Class A shares of beneficial interest, 2,500 Class B shares of beneficial interest and 2,500 Class C shares of beneficial interest in each portfolio of the Trust: Henderson European Focus Fund, Henderson Global Technology Fund, Henderson International Developing Companies Fund, Henderson International Opportunities Fund and Henderson Worldwide Growth Fund; at $10.00 per share for an aggregate purchase price of $1,250,000 in cash, all such shares to be validly issued, fully paid and non-assessable upon issuance of such shares and receipt by the Fund of said payment.
FORM OF LETTER AGREEMENT Henderson Global Funds 737 N. Michigan, Suite 1700 Chicago, Illinois 60611 This Agreement is made as of this ___ day of ___________ 2008 between HENDERSON GLOBAL FUNDS, a Delaware statutory trust (the "Trust") and HENDERSON...Investment Advisory Agreement • December 14th, 2007 • Henderson Global Funds
EXHIBIT (d)(v) FORM OF SUB-ADVISORY AGREEMENT SUB-ADVISORY AGREEMENT (the "Agreement") made this 30th day of April, 2004, by and between HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (the "Adviser") and GARDNER LEWIS ASSET MANAGEMENT L.P. (the...Sub-Advisory Agreement • April 28th, 2004 • Henderson Global Funds • Illinois
LETTER AGREEMENT ---------------- Henderson Global Funds 737 N. Michigan, Suite 1700 Chicago, Illinois 60611 This Agreement is made as of this 31st day of January 2008 between HENDERSON GLOBAL FUNDS, a Delaware statutory trust (the "Trust") and...Investment Advisory Agreement • January 31st, 2008 • Henderson Global Funds
Exhibit 99(d)(2) FORM OF SUB-ADVISORY AGREEMENT SUB-ADVISORY AGREEMENT (the "Agreement") made this ___ day of __________, 2001, by and between HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. (the "Adviser") and HENDERSON INVESTMENT MANAGEMENT LTD....Sub-Advisory Agreement • June 5th, 2001 • Henderson Global Funds • Illinois
BETWEENMaster Feeder Participation Agreement • April 20th, 2009 • Henderson Global Funds • Massachusetts
HENDERSON GLOBAL FUNDS FORM OF SUBSCRIPTION AGREEMENT 1. Share Subscription. The undersigned hereby agrees to purchase from Henderson Global Funds (the "Trust"), which is a series type mutual fund, 100,000 Class I shares of beneficial interest of the...Subscription Agreement • December 14th, 2007 • Henderson Global Funds
HENDERSON GLOBAL FUNDS 737 NORTH MICHIGAN AVENUE, SUITE 1700 CHICAGO, ILLINOIS 60611 April 8, 2009 State Street Bank and Trust Company c/o Boston Financial Data Services, Inc. 2 Heritage Drive North Quincy, Massachusetts 02171 Attention: Legal...Transfer Agency and Service Agreement • April 30th, 2009 • Henderson Global Funds
State Street Bank and Trust Company c/o Boston Financial Data Services, Inc. 2 Heritage Drive North Quincy, Massachusetts 02171 Attention: Legal Department, 8th Floor
Exhibit (e) HENDERSON GLOBAL FUNDS DISTRIBUTION AGREEMENT AGREEMENT made as of the 31st day of August, 2001, amended as of September 30,2003, and as amended and restated as of the "Effective Date" defined below, by and between Henderson Global Funds,...Distribution Agreement • November 29th, 2004 • Henderson Global Funds • Delaware
HENDERSON GLOBAL FUNDS SUBSCRIPTION AGREEMENT 1. Share Subscription. The undersigned hereby agrees to purchase from Henderson Global Funds (the "Trust"), which is a series type mutual fund, 15,000 Class A shares of beneficial interest, 15,000 Class B...Subscription Agreement • April 20th, 2009 • Henderson Global Funds
Exhibit (h)(ix) EXPENSE LIMITATION AGREEMENT This EXPENSE LIMITATION AGREEMENT (the "Agreement") is effective as of ____________ __, 2003 by and between Henderson Global Investors (North America), Inc., a Delaware corporation (the "Adviser") and...Expense Limitation Agreement • September 29th, 2003 • Henderson Global Funds
